Vault-13

ISHARES TR IXC

GLOBAL ENERG ETF · ETP · CUSIP 464287341

433 institutional holders +168 vs Q3 2023
57,992,35758.0m shares reported held*
$2.3bnreported value*
170 new 120 added 58 reduced 25 sold out net bought ≈ $1.4bn (+36.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($157.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.14. Options: 3 managers hold calls ($1.6m notional), 2 hold puts ($11.7k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 245Q4 22: 261Q1 23: 250Q2 23: 242Q3 23: 265Q4 23: 433433Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022245
Q4 2022261
Q1 2023250
Q2 2023242
Q3 2023265
Q4 2023433

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 120 bought or addedQ4 22: 84 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 113 cut or sold outQ1 23Q2 23: 88 bought or addedQ2 23: 129 cut or sold outQ2 23Q3 23: 108 bought or addedQ3 23: 98 cut or sold outQ3 23Q4 23: 290 bought or addedQ4 23: 83 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202212084
Q1 202388113
Q2 202388129
Q3 202310898
Q4 202329083

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 23 calls: $2.0mQ1 23 puts: $396.5kQ1 23P/C 0.20Q2 23 calls: $1.8mQ2 23 puts: $379.6kQ2 23P/C 0.21Q3 23 calls: $3.7mQ3 23 puts: $226.9kQ3 23P/C 0.06Q4 23 calls: $1.6mQ4 23 puts: $11.7kQ4 23P/C 0.01
Numbers
QuarterCallsPutsP/C
Q1 2023$2.0m$396.5k0.20
Q2 2023$1.8m$379.6k0.21
Q3 2023$3.7m$226.9k0.06
Q4 2023$1.6m$11.7k0.01

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +7,279,539+7.3m
JPMORGAN CHASE & CO Added +3,776,205+3.8m
MORGAN STANLEY Added +3,408,648+3.4m
Pictet Asset Management Holding SA New +2,159,784+2.2m
HSBC HOLDINGS PLC New +1,995,776+2.0m
LPL Financial LLC Added +1,733,344+1.7m
CWM, LLC Added +1,578,461+1.6m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +1,269,322+1.3m
BlackRock Inc. New +1,201,651+1.2m
Envestnet Portfolio Solutions, Inc. Added +1,054,419+1.1m

Biggest sellers

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Reduced -493,155-493.2k
Parcion Private Wealth LLC Sold out -405,399-405.4k
SCHRODER INVESTMENT MANAGEMENT GROUP Sold out -376,800-376.8k
Cambria Investment Management, L.P. Sold out -290,399-290.4k
BARINGS LLC Sold out -189,971-190.0k
Aptus Capital Advisors, LLC Reduced -81,780-81.8k
Merriman Wealth Management, LLC Sold out -52,043-52.0k
Sigma Planning Corp Reduced -50,382-50.4k
ALLIANCEBERNSTEIN L.P. Sold out -43,120-43.1k
Cambridge Investment Research Advisors, Inc. Reduced -31,001-31.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.2m30.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $438.0k11.2k shares
Cutler Group LLC / CA Reduced $2.0k3.4k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $11.7k300 shares
Cutler Group LLC / CA New $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 7,339,5737.3m $287.1m $287.1m 0.12% Added +7.3m +7,279,539
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,910,3124.9m $192.0m $192.0m 0.01% Added +3.4m +3,408,648
3 Fisher Asset Management, LLC 0.10% of their portfolio PLANO, TX 4,770,6904.8m $186.6m $186.6m 0.10% Added +229.5k +229,491
4 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,820,3563.8m $149.4m $149.4m 0.01% Added +3.8m +3,776,205
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,291,4082.3m $89.6m $89.6m 0.01% Added +680.1k +680,057
6 Pictet Asset Management Holding SA 0.09% of their portfolio CAROUGE, V8 2,159,7842.2m $84.5m $84.5m 0.09% New
7 HSBC HOLDINGS PLC 0.07% of their portfolio LONDON, X0 1,995,7762.0m $78.1m $78.1m 0.07% New
8 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,962,1082.0m $76.7m $76.7m 0.05% Added +1.7m +1,733,344
9 CWM, LLC 0.33% of their portfolio OMAHA, NE 1,579,7701.6m $61.8m $61.8m 0.33% Added +1.6m +1,578,461
10 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 1,281,7801.3m $50.1m $50.1m 0.03% Added +1.3m +1,269,322
11 BlackRock Inc. 0.00% of their portfolio New York, NY 1,201,6511.2m $47.0m $47.0m 0.00% New
12 Envestnet Portfolio Solutions, Inc. 0.17% of their portfolio BERWYN, PA 1,061,6221.1m $41.5m $41.5m 0.17% Added +1.1m +1,054,419
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 900,824900.8k $35.2m $35.2m 0.01% Added +302.0k +301,983
14 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 838,654838.7k $32.8m $32.8m 0.06% Added +661.9k +661,901
15 PARK AVENUE SECURITIES LLC 0.40% of their portfolio NEW YORK, NY 748,078748.1k $29.3m $29.3m 0.40% New
16 WADE G W & INC 0.83% of their portfolio Wellesley, MA 655,167655.2k $25.6m $25.6m 0.83% Reduced -13.9k -13,878
17 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 638,025638.0k $24.9m $24.9m 0.01% Added +384.8k +384,762
18 Connectus Wealth, LLC 0.48% of their portfolio CINCINNATI, OH 604,901604.9k $23.7m $23.7m 0.48% Reduced -628 -628
19 EVERGREEN CAPITAL MANAGEMENT LLC 0.93% of their portfolio Bellevue, WA 581,402581.4k $22.7m $22.7m 0.93% Reduced -18.9k -18,863
20 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 528,217528.2k $20.7m $20.7m 0.01% Added +317.0k +317,005
21 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 525,087525.1k $20.5m $20.5m 0.00% Added +94.4k +94,377
22 Verger Capital Management LLC 11.15% of their portfolio Winston-Salem, NC 510,685510.7k $20.0m $20.0m 11.15% Added +164.0k +164,039
23 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 488,651488.7k $19.1m $19.1m 0.09% Added +470.3k +470,265
24 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 413,715413.7k $16.2m $16.2m 0.05% Added +406.8k +406,794
25 Versant Capital Management, Inc 4.38% of their portfolio PHOENIX, AZ 375,997376.0k $14.7m $14.7m 4.38% Added +928 +928
26 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 359,553359.6k $14.1m $14.1m 0.02% Added +62.4k +62,373
27 OneDigital Investment Advisors LLC 0.22% of their portfolio OVERLAND PARK, KS 318,910318.9k $12.5m $12.5m 0.22% New
28 Money Design Co.,Ltd. 0.70% of their portfolio TOKYO, M0 315,934315.9k $12.4m $12.4m 0.70% Added +23.6k +23,599
29 OVERSEA-CHINESE BANKING Corp Ltd 0.44% of their portfolio SINGAPORE, U0 313,926313.9k $12.3m $12.3m 0.44% Reduced -9.7k -9,656
30 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 305,513305.5k $11.9m $11.9m 0.02% Added +182.8k +182,764
31 Van Cleef Asset Management,Inc 1.67% of their portfolio BEACHWOOD, OH 304,122304.1k $11.9m $11.9m 1.67% Reduced -2.1k -2,057
32 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 297,384297.4k $11.6m $11.6m 0.02% Added +157.1k +157,117
33 Foundations Investment Advisors, LLC 0.30% of their portfolio PHOENIX, AZ 287,673287.7k $11.2m $11.2m 0.30% New
34 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 280,718280.7k $11.0m $11.0m 0.06% Added +272.0k +271,954
35 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 272,182272.2k $10.6m $10.6m 0.00% New
36 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 267,278267.3k $10.5m $10.5m 0.06% Added +125.6k +125,569
37 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 248,761248.8k $9.7m $9.7m 0.08% New
38 MFA WEALTH ADVISORS, LLC 2.61% of their portfolio PITTSBURGH, PA 237,434237.4k $9.3m $9.3m 2.61% Added +271 +271
39 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 224,445224.4k $8.8m $8.8m 0.00% Added +46.9k +46,875
40 Advocacy Wealth Management, LLC 0.83% of their portfolio ATLANTA, GA 223,389223.4k $8.7m $8.7m 0.83% New
41 WEALTHSOURCE PARTNERS, LLC 0.57% of their portfolio SAN LUIS OBISPO, CA 223,294223.3k $8.7m $8.7m 0.57% New
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 219,934219.9k $8.6m $8.6m 0.00% Reduced -25.9k -25,864
43 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.10% of their portfolio Madrid, U3 216,015216.0k $8.4m $8.4m 0.10% Added +72.8k +72,769
44 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 214,581214.6k $8.4m $8.4m 0.07% Added +203.2k +203,180
45 SENTINEL TRUST CO LBA 1.09% of their portfolio HOUSTON, TX 212,900212.9k $8.3m $8.3m 1.09% Unchanged
46 JB Capital LLC 0.59% of their portfolio WETHERSFIELD, CT 204,413204.4k $8.0m $8.0m 0.59% New
47 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 204,097204.1k $7.9m $7.9m 0.07% Added +192.4k +192,401
48 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 184,543184.5k $7.3m $7.3m 0.00% Reduced -13.6k -13,639
49 Madison Asset Management, LLC 0.09% of their portfolio MADISON, WI 169,618169.6k $6.6m $6.6m 0.09% Reduced -17.2k -17,153
50 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 156,476156.5k $6.1m $6.1m 0.01% Added +76.2k +76,225
51 GREENWOOD CAPITAL ASSOCIATES LLC 0.39% of their portfolio GREENWOOD, SC 153,128153.1k $6.0m $6.0m 0.39% Added +75.2k +75,197
52 CoreCap Advisors, LLC 0.38% of their portfolio SOUTHFIELD, MI 151,097151.1k $5.9m $5.9m 0.38% Added +6.4k +6,421
53 Tennessee Valley Asset Management Partners 0.79% of their portfolio KNOXVILLE, TN 148,150148.2k $5.8m $5.8m 0.79% New
54 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 145,361145.4k $5.7m $5.7m 0.02% Reduced -31.0k -31,001
55 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 141,046141.0k $5.5m $5.5m 0.05% Added +47.8k +47,762
56 SCOTIA CAPITAL INC. 0.04% of their portfolio TORONTO, A6 139,904139.9k $5.5m $5.5m 0.04% Added +6.8k +6,783
57 LINCOLN NATIONAL CORP 0.10% of their portfolio RADNOR, PA 139,644139.6k $5.5m $5.5m 0.10% Added +970 +970
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 139,019139.0k $5.4m $5.4m 0.01% Added +63.2k +63,223
59 Equitable Holdings, Inc. 0.07% of their portfolio NEW YORK, NY 138,663138.7k $5.4m $5.4m 0.07% Added +49.9k +49,923
60 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 137,944137.9k $5.4m $5.4m 0.09% Added +129.1k +129,137
61 Advisory Services Network, LLC 0.13% of their portfolio ATLANTA, GA 134,611134.6k $5.3m $5.3m 0.13% Added +26.3k +26,335
62 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 133,118133.1k $5.2m $5.2m 0.07% New
63 Schorn Wealth LLC 2.06% of their portfolio ENGLEWOOD, FL 123,951124.0k $4.8m $4.8m 2.06% Added +94.8k +94,774
64 Cullen/Frost Bankers, Inc. 0.08% of their portfolio San Antonio, TX 122,499122.5k $4.8m $4.8m 0.08% Added +2.6k +2,594
65 Scarborough Advisors, LLC 0.98% of their portfolio ANNAPOLIS, MD 121,177121.2k $4.7m $4.7m 0.98% New
66 Family Firm, Inc. 1.16% of their portfolio BETHESDA, MD 114,761114.8k $4.5m $4.5m 1.16% Added +1.6k +1,645
67 MCMORGAN & CO LLC 0.74% of their portfolio SAN FRANCISCO, CA 114,688114.7k $4.5m $4.5m 0.74% New
68 Stokes Family Office, LLC 0.60% of their portfolio NEW ORLEANS, LA 113,109113.1k $4.4m $4.4m 0.60% New
69 CreativeOne Wealth, LLC 0.28% of their portfolio OVERLAND PARK, KS 111,752111.8k $4.4m $4.4m 0.28% New
70 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.47% of their portfolio Westlake, OH 110,098110.1k $4.3m $4.3m 0.47% New
71 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 110,035110.0k $4.3m $4.3m 0.03% Added +32.7k +32,748
72 MA Private Wealth 0.91% of their portfolio SAN CARLOS, CA 109,602109.6k $4.3m $4.3m 0.91% New
73 Ayalon Insurance Comp Ltd. 1.54% of their portfolio Ramat Gan, L3 108,710108.7k $4.3m $4.3m 1.54% Unchanged
74 ONE PLUS ONE WEALTH MANAGEMENT, LLC 2.45% of their portfolio JUPITER, FL 103,180103.2k $4.0m $4.0m 2.45% Reduced -5.6k -5,590
75 Security Financial Services, INC. 0.96% of their portfolio Fort Wayne, IN 100,465100.5k $3.9m $3.9m 0.96% New
76 Pettinga Financial Advisors LLC 1.05% of their portfolio EVANSVILLE, IN 99,72599.7k $3.9m $3.9m 1.05% New
77 Horst & Graben Wealth Management LLC 0.84% of their portfolio PORTLAND, OR 98,30798.3k $3.8m $3.8m 0.84% New
78 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 96,22896.2k $3.8m $3.8m 0.00% Added +9.3k +9,297
79 Sterling Manor Financial, LLC 3.15% of their portfolio Saratoga Springs, NY 95,04295.0k $3.7m $3.7m 3.15% Reduced -540 -540
80 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 94,27594.3k $3.7m $3.7m 0.00% New
81 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 93,43793.4k $3.7m $3.7m 0.06% New
82 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 92,56392.6k $3.6m $3.6m 0.01% Added +20.3k +20,266
83 PGIM Custom Harvest LLC 0.11% of their portfolio NEWARK, NJ 91,35591.4k $3.6m $3.6m 0.11% Added +11.5k +11,481
84 Derbend Asset Management 2.06% of their portfolio Peachtree City, GA 90,96091.0k $3.6m $3.6m 2.06% Added +36.2k +36,175
85 Icon Wealth Advisors, LLC 0.35% of their portfolio HOUSTON, TX 86,27386.3k $3.4m $3.4m 0.35% First filing
86 Austin Private Wealth, LLC 0.41% of their portfolio Austin, TX 82,27182.3k $3.2m $3.2m 0.41% New
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 80,17580.2k $3.1m $3.1m 0.00% Added +79.9k +79,918
88 Edge Capital Group, LLC 0.17% of their portfolio ATLANTA, GA 78,70978.7k $3.1m $3.1m 0.17% Reduced -11.2k -11,190
89 Buttonwood Financial Group, LLC 2.19% of their portfolio Kansas City, MO 77,06777.1k $3.0m $3.0m 2.19% Reduced -10.2k -10,178
90 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 76,85376.9k $3.0m $3.0m 0.04% Added +70.2k +70,210
91 GRIES FINANCIAL LLC 0.63% of their portfolio Cleveland, OH 73,03673.0k $2.9m $2.9m 0.63% New
92 ONE Advisory Partners, LLC 1.37% of their portfolio OVERLAND PARK, KS 66,81666.8k $2.6m $2.6m 1.37% New
93 Cardinal Strategic Wealth Guidance 1.04% of their portfolio LOUISVILLE, KY 66,81066.8k $2.6m $2.6m 1.04% New
94 KM Capital Management Ltd. 1.49% of their portfolio AUSTIN, TX 66,06966.1k $2.6m $2.6m 1.49% New
95 High Falls Advisors, Inc 0.69% of their portfolio ROCHESTER, NY 65,51165.5k $2.6m $2.6m 0.69% New
96 Detalus Advisors, LLC 1.01% of their portfolio ST. LOUIS, MO 64,44864.4k $2.5m $2.5m 1.01% New
97 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 63,69863.7k $2.5m $2.5m 0.00% Added +17.9k +17,901
98 Invst, LLC 0.31% of their portfolio INDIANAPOLIS, IN 63,53963.5k $2.5m $2.5m 0.31% New
99 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 63,09163.1k $2.5m $2.5m 0.00% New
100 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 62,41662.4k $2.4m $2.4m 0.00% Added +16.7k +16,729