Vault-13

ISHARES TR IXC

GLOBAL ENERG ETF · ETP · CUSIP 464287341

250 institutional holders -11 vs Q4 2022
20,524,81720.5m shares reported held*
$775.5mreported value*
23 new 65 added 82 reduced 31 sold out net sold ≈ $237.0m (-6.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($70.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.78. Options: 3 managers hold calls ($2.0m notional), 2 hold puts ($396.5k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 245Q4 22: 261Q1 23: 250250Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022245
Q4 2022261
Q1 2023250

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 120 bought or addedQ4 22: 84 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 113 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202212084
Q1 202388113

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.5mQ3 22 puts: $1.4mQ3 22P/C 0.94Q4 22 calls: $2.2mQ4 22 puts: $1.7mQ4 22P/C 0.78Q1 23 calls: $2.0mQ1 23 puts: $396.5kQ1 23P/C 0.20
Numbers
QuarterCallsPutsP/C
Q3 2022$1.5m$1.4m0.94
Q4 2022$2.2m$1.7m0.78
Q1 2023$2.0m$396.5k0.20

Biggest buyers

Parcion Private Wealth LLC New +406,373+406.4k
Madison Asset Management, LLC New +246,664+246.7k
EWG Elevate Inc. New +105,166+105.2k
UBS Group AG Added +82,103+82.1k
ROYAL BANK OF CANADA Added +70,354+70.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +60,825+60.8k
EVERGREEN CAPITAL MANAGEMENT LLC Added +54,178+54.2k
Atria Wealth Solutions, Inc. New +49,536+49.5k
TUDOR INVESTMENT CORP ET AL New +48,448+48.4k
Aptus Capital Advisors, LLC Added +43,713+43.7k

Biggest sellers

Fisher Asset Management, LLC Reduced -1,346,014-1.3m
Phoenix Financial Ltd. Sold out -1,280,000-1.3m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -990,839-990.8k
JANE STREET GROUP, LLC Reduced -743,488-743.5k
Money Design Co.,Ltd. Reduced -658,571-658.6k
PICTET ASSET MANAGEMENT SA Sold out -437,700-437.7k
Cambria Investment Management, L.P. Sold out -374,760-374.8k
BANK OF AMERICA CORP /DE/ Reduced -244,711-244.7k
MORGAN STANLEY Reduced -244,320-244.3k
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. Reduced -162,707-162.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.7m44.2k shares
CITADEL ADVISORS LLC Reduced $351.2k9.3k shares
Cutler Group LLC / CA Added $1.0k1.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $294.5k7.8k shares
CITADEL ADVISORS LLC Added $102.0k2.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.08% of their portfolio PLANO, TX 3,409,0423.4m $128.7m $128.7m 0.08% Reduced -1.3m -1,346,014
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,670,3911.7m $63.1m $63.1m 0.01% Reduced -244.7k -244,711
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,495,2071.5m $56.5m $56.5m 0.01% Reduced -244.3k -244,320
4 WADE G W & INC 1.04% of their portfolio Wellesley, MA 718,789718.8k $27.1m $27.1m 1.04% Added +2.9k +2,899
5 Connectus Wealth, LLC 0.66% of their portfolio CINCINNATI, OH 712,283712.3k $26.9m $26.9m 0.66% Reduced -121.6k -121,645
6 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.25% of their portfolio Madrid, U3 539,243539.2k $20.4m $20.4m 0.25% Reduced -162.7k -162,707
7 EVERGREEN CAPITAL MANAGEMENT LLC 0.89% of their portfolio Bellevue, WA 522,511522.5k $19.7m $19.7m 0.89% Added +54.2k +54,178
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 505,558505.6k $19.1m $19.1m 0.01% Added +82.1k +82,103
9 Verger Capital Management LLC 9.95% of their portfolio Winston-Salem, NC 488,396488.4k $18.4m $18.4m 9.95% Reduced -34.5k -34,495
10 Money Design Co.,Ltd. 0.99% of their portfolio TOKYO, M0 444,817444.8k $16.8m $16.8m 0.99% Reduced -658.6k -658,571
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 417,731417.7k $15.8m $15.8m 0.00% Added +18.8k +18,773
12 Parcion Private Wealth LLC 1.60% of their portfolio BELLEVUE, WA 406,373406.4k $15.3m $15.3m 1.60% New
13 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 394,308394.3k $14.9m $14.9m 0.03% Reduced -743.5k -743,488
14 OVERSEA-CHINESE BANKING Corp Ltd 0.72% of their portfolio SINGAPORE, U0 375,320375.3k $14.2m $14.2m 0.72% Reduced -28.2k -28,161
15 Versant Capital Management, Inc 4.54% of their portfolio PHOENIX, AZ 357,983358.0k $13.5m $13.5m 4.54% Reduced -21.2k -21,242
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 357,618357.6k $13.5m $13.5m 0.00% Added +9.9k +9,864
17 Van Cleef Asset Management,Inc 1.69% of their portfolio BEACHWOOD, OH 286,650286.6k $10.8m $10.8m 1.69% Reduced -1.5k -1,453
18 Black Swift Group, LLC 3.61% of their portfolio BOULDER, CO 270,155270.2k $10.3m $10.3m 3.61% Reduced -77.7k -77,724
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 264,987265.0k $10.0m $10.0m 0.00% Added +15.7k +15,698
20 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 257,194257.2k $9.7m $9.7m 0.00% Added +40.0k +39,990
21 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 252,388252.4k $9.5m $9.5m 0.02% Reduced -58.4k -58,394
22 Madison Asset Management, LLC 0.14% of their portfolio MADISON, WI 246,664246.7k $9.3m $9.3m 0.14% New
23 SENTINEL TRUST CO LBA 1.30% of their portfolio HOUSTON, TX 241,900241.9k $9.1m $9.1m 1.30% Reduced -39.8k -39,800
24 MFA WEALTH ADVISORS, LLC 2.85% of their portfolio PITTSBURGH, PA 229,007229.0k $8.6m $8.6m 2.85% Reduced -2.9k -2,858
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 225,424225.4k $8.5m $8.5m 0.00% Added +70.4k +70,354
26 Edge Capital Group, LLC 0.52% of their portfolio ATLANTA, GA 224,915224.9k $8.5m $8.5m 0.52% Added +18.0k +18,006
27 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 223,716223.7k $8.4m $8.4m 0.01% Reduced -413 -413
28 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 174,055174.1k $6.6m $6.6m 0.01% Reduced -13.2k -13,207
29 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 168,107168.1k $6.3m $6.3m 0.00% Reduced -26.9k -26,873
30 Fort Point Capital Partners LLC 1.00% of their portfolio San Francisco, CA 162,968163.0k $6.2m $6.2m 1.00% Reduced -3.8k -3,792
31 LINCOLN NATIONAL CORP 0.11% of their portfolio RADNOR, PA 135,249135.2k $5.1m $5.1m 0.11% Added +2.5k +2,524
32 SCOTIA CAPITAL INC. 0.04% of their portfolio TORONTO, A6 130,237130.2k $4.9m $4.9m 0.04% Added +948 +948
33 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 127,587127.6k $4.8m $4.8m 0.05% Added +7.3k +7,287
34 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 121,723121.7k $4.6m $4.6m 0.01% Reduced -4.2k -4,157
35 Family Firm, Inc. 1.23% of their portfolio BETHESDA, MD 117,882117.9k $4.5m $4.5m 1.23% Added +6.3k +6,322
36 Sigma Planning Corp 0.15% of their portfolio ANN ARBOR, MI 117,364117.4k $4.4m $4.4m 0.15% Reduced -7.5k -7,457
37 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 114,176114.2k $4.3m $4.3m 0.01% Reduced -3.7k -3,704
38 Ayalon Insurance Comp Ltd. 1.77% of their portfolio Ramat Gan, L3 108,710108.7k $4.1m $4.1m 1.77% Reduced -20.1k -20,060
39 Cullen/Frost Bankers, Inc. 0.07% of their portfolio San Antonio, TX 108,167108.2k $4.1m $4.1m 0.07% Added +2.0k +1,998
40 Advisory Services Network, LLC 0.11% of their portfolio ATLANTA, GA 106,281106.3k $4.0m $4.0m 0.11% Added +7.1k +7,063
41 EWG Elevate Inc. 1.69% of their portfolio ROSEVILLE, CA 105,166105.2k $4.0m $4.0m 1.69% New
42 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 104,668104.7k $4.0m $4.0m 0.02% Reduced -66.5k -66,481
43 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 97,52697.5k $3.7m $3.7m 0.05% Added +745 +745
44 PGIM Custom Harvest LLC 0.14% of their portfolio NEWARK, NJ 91,56991.6k $3.5m $3.5m 0.14% Reduced -13.7k -13,715
45 Snider Financial Group 1.75% of their portfolio BELLEVUE, WA 86,85286.9k $3.3m $3.3m 1.75% Reduced -39.8k -39,822
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 85,51485.5k $3.2m $3.2m 0.00% Reduced -1.3k -1,300
47 PRUDENTIAL PLC 0.04% of their portfolio LONDON, X0 85,20085.2k $3.2m $3.2m 0.04% Reduced -49.7k -49,700
48 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 75,11975.1k $2.8m $2.8m 0.01% Reduced -25.8k -25,836
49 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 71,03871.0k $2.7m $2.7m 0.00% Reduced -37.7k -37,718
50 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 68,30368.3k $2.6m $2.6m 0.00% Unchanged
51 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 66,28866.3k $2.5m $2.5m 0.01% Reduced -2.6k -2,641
52 PINNACLE ASSOCIATES LTD 0.05% of their portfolio NEW YORK, NY 61,06161.1k $2.3m $2.3m 0.05% Added +700 +700
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 60,82560.8k $2.3m $2.3m 0.00% New
54 Aptus Capital Advisors, LLC 0.06% of their portfolio FAIRHOPE, AL 58,81358.8k $2.2m $2.2m 0.06% Added +43.7k +43,713
55 GREENWOOD CAPITAL ASSOCIATES LLC 0.32% of their portfolio GREENWOOD, SC 58,58158.6k $2.2m $2.2m 0.32% Reduced -13.7k -13,700
56 Ledge Wealth Management, Inc. 1.03% of their portfolio SARTELL, MN 57,54457.5k $2.2m $2.2m 1.03% Added +5.2k +5,221
57 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 54,85854.9k $2.1m $2.1m 0.00% Unchanged
58 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 49,55649.6k $1.9m $1.9m 0.00% Reduced -1.2k -1,188
59 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 49,53649.5k $1.9m $1.9m 0.03% New
60 TUDOR INVESTMENT CORP ET AL 0.03% of their portfolio STAMFORD, CT 48,44848.4k $1.8m $1.8m 0.03% New
61 Baker Ellis Asset Management LLC 0.32% of their portfolio Vancouver, WA 47,15047.1k $1.8m $1.8m 0.32% Added +18.6k +18,650
62 Affiance Financial, LLC 0.93% of their portfolio ST. LOUIS PARK, MN 46,34146.3k $1.7m $1.7m 0.93% Added +11.1k +11,057
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 44,93144.9k $1.7m $1.7m 0.00% Reduced -1.7k -1,738
64 Derbend Asset Management 1.24% of their portfolio Peachtree City, GA 43,71343.7k $1.7m $1.7m 1.24% Added +305 +305
65 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 43,09943.1k $1.6m $1.6m 0.00% Reduced -2.5k -2,469
66 INNOVIS ASSET MANAGEMENT LLC 0.66% of their portfolio Chicago, IL 42,89742.9k $1.6m $1.6m 0.66% Added +1.6k +1,572
67 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 41,89341.9k $1.6m $1.6m 0.00% Reduced -2.8k -2,824
68 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 40,71140.7k $1.5m $1.5m 0.00% Added +2.3k +2,306
69 JAMES INVESTMENT RESEARCH, INC. 0.20% of their portfolio ALPHA, OH 39,45239.5k $1.5m $1.5m 0.20% Reduced -6.0k -5,962
70 IPG Investment Advisors LLC 0.32% of their portfolio SAN DIEGO, CA 37,63837.6k $1.4m $1.4m 0.32% Added +4.6k +4,588
71 GenTrust, LLC 0.09% of their portfolio MIAMI, FL 34,82034.8k $1.3m $1.3m 0.09% Added +10.4k +10,375
72 1834 INVESTMENT ADVISORS CO 0.14% of their portfolio Milwaukee, WI 31,45931.5k $1.2m $1.2m 0.14% New
73 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 30,18630.2k $1.1m $1.1m 0.00% Added +5.4k +5,417
74 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 30,03830.0k $1.1m $1.1m 0.01% Added +5.1k +5,075
75 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 29,86029.9k $1.1m $1.1m 0.01% Added +189 +189
76 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 29,65529.7k $1.2m $1.2m 0.01% Added +19.1k +19,100
77 AXXCESS WEALTH MANAGEMENT, LLC 0.09% of their portfolio CARLSBAD, CA 29,28429.3k $1.1m $1.1m 0.09% Unchanged
78 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 28,59328.6k $1.1m $1.1m 0.01% Reduced -1.7k -1,655
79 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 28,34528.3k $1.1m $1.1m 0.02% Reduced -39 -39
80 Parallel Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 28,07828.1k $1.1m $1.1m 0.04% New
81 COLLECTIVE FAMILY OFFICE LLC 0.43% of their portfolio YORK, PA 27,43727.4k $1.0m $1.0m 0.43% Reduced -4.7k -4,650
82 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 26,31826.3k $993.8k $993.8k 0.04% New
83 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 26,09526.1k $985.4k $985.4k 0.00% Added +242 +242
84 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 25,72025.7k $971.0k $971.0k 0.01% Added +634 +634
85 Gladstone Institutional Advisory LLC 0.06% of their portfolio Bedminster, NJ 25,08525.1k $947.2k $947.2k 0.06% Added +2.4k +2,388
86 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 24,48224.5k $924.4k $924.4k 0.00% Added +752 +752
87 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 23,61323.6k $891.6k $891.6k 0.04% Added +3.5k +3,549
88 INSIGHT 2811, INC. 0.50% of their portfolio CHICAGO, IL 21,54521.5k $813.5k $813.5k 0.50% Unchanged
89 Navis Wealth Advisors, LLC 0.88% of their portfolio RYE BROOK, NY 21,20021.2k $800.5k $800.5k 0.88% Unchanged
90 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 20,86420.9k $787.8k $787.8k 0.01% Added +1.6k +1,639
91 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 20,00020.0k $755.2k $755.2k 0.03% Unchanged
92 SIMON QUICK ADVISORS, LLC 0.08% of their portfolio MORRISTOWN, NJ 19,35219.4k $730.7k $730.7k 0.08% Unchanged
93 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 19,27119.3k $727.7k $727.7k 0.01% Reduced -1.7k -1,732
94 Veritable, L.P. 0.01% of their portfolio Newtown Square, PA 19,24419.2k $726.7k $726.7k 0.01% Reduced -8.2k -8,248
95 TCWP LLC 0.14% of their portfolio Beachwood, OH 19,06919.1k $720.0k $720.0k 0.14% Added +3.9k +3,878
96 Geneos Wealth Management Inc. 0.04% of their portfolio ENGLEWOOD, CO 18,60218.6k $702.4k $702.4k 0.04% Reduced -1.0k -1,023
97 Ifrah Financial Services, Inc. 0.22% of their portfolio Little Rock, AR 18,07118.1k $682.4k $682.4k 0.22% Added +3.9k +3,903
98 Atlantic Private Wealth, LLC 0.71% of their portfolio CHAPEL HILL, NC 17,90917.9k $676.2k $676.2k 0.71% Unchanged
99 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 17,50217.5k $660.9k $660.9k 0.01% Added +2.5k +2,502
100 Morningstar Investment Services LLC 0.01% of their portfolio CHICAGO, IL 16,57816.6k $623.0k $623.0k 0.01% Reduced -2.7k -2,709