Vault-13

ISHARES TR IXC

GLOBAL ENERG ETF · ETP · CUSIP 464287341

261 institutional holders +16 vs Q3 2022
26,968,34027.0m shares reported held*
$1.1bnreported value*
28 new 92 added 67 reduced 17 sold out net sold ≈ $77.0m (-2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($72.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.99. Options: 3 managers hold calls ($2.2m notional), 2 hold puts ($1.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 245Q4 22: 261261Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022245
Q4 2022261

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.5mQ3 22 puts: $1.4mQ3 22P/C 0.94Q4 22 calls: $2.2mQ4 22 puts: $1.7mQ4 22P/C 0.78
Numbers
QuarterCallsPutsP/C
Q3 2022$1.5m$1.4m0.94
Q4 2022$2.2m$1.7m0.78

Biggest buyers

JANE STREET GROUP, LLC Added +618,512+618.5k
PICTET ASSET MANAGEMENT SA New +437,700+437.7k
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. Added +350,556+350.6k
Black Swift Group, LLC New +347,879+347.9k
Fisher Asset Management, LLC Added +322,303+322.3k
WADE G W & INC Added +130,795+130.8k
BANK OF AMERICA CORP /DE/ Added +110,605+110.6k
CoreCap Advisors, LLC Added +67,149+67.1k
Cambridge Investment Research Advisors, Inc. Added +66,351+66.4k
BESSEMER GROUP INC Added +62,310+62.3k

Biggest sellers

JPMORGAN CHASE & CO Reduced -1,558,526-1.6m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -1,411,332-1.4m
Money Design Co.,Ltd. Reduced -610,088-610.1k
Parcion Private Wealth LLC Sold out -584,838-584.8k
Cambria Investment Management, L.P. Reduced -169,511-169.5k
Fort Point Capital Partners LLC Reduced -149,977-150.0k
WELLINGTON MANAGEMENT GROUP LLP Reduced -105,489-105.5k
PRUDENTIAL FINANCIAL INC Sold out -99,406-99.4k
Connectus Wealth, LLC Reduced -82,900-82.9k
ROYAL BANK OF CANADA Reduced -64,060-64.1k

Biggest calls

CITADEL ADVISORS LLC Added $1.2m30.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $970.9k24.9k shares
Cutler Group LLC / CA Reduced $1.0k800 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.7m43.2k shares
CITADEL ADVISORS LLC New $3.9k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.13% of their portfolio PLANO, TX 4,755,0564.8m $185.4m $185.4m 0.13% Added +322.3k +322,303
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,915,1021.9m $74.7m $74.7m 0.01% Added +110.6k +110,605
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,739,5271.7m $67.8m $67.8m 0.01% Reduced -4.6k -4,613
4 Phoenix Financial Ltd. 0.97% of their portfolio Givatayim, L3 1,280,0001.3m $49.9m $49.9m 0.97% Unchanged
5 JANE STREET GROUP, LLC 0.08% of their portfolio NEW YORK, NY 1,137,7961.1m $44.4m $44.4m 0.08% Added +618.5k +618,512
6 Money Design Co.,Ltd. 1.47% of their portfolio TOKYO, M0 1,103,3881.1m $43.0m $43.0m 1.47% Reduced -610.1k -610,088
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 990,839990.8k $38.6m $38.6m 0.02% Reduced -1.4m -1,411,332
8 Connectus Wealth, LLC 0.77% of their portfolio CINCINNATI, OH 833,928833.9k $32.5m $32.5m 0.77% Reduced -82.9k -82,900
9 WADE G W & INC 1.14% of their portfolio Wellesley, MA 715,890715.9k $27.9m $27.9m 1.14% Added +130.8k +130,795
10 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.40% of their portfolio Madrid, U3 701,950702.0k $27.5m $27.5m 0.40% Added +350.6k +350,556
11 Verger Capital Management LLC 11.44% of their portfolio Winston-Salem, NC 522,891522.9k $20.4m $20.4m 11.44% Added +37.8k +37,840
12 EVERGREEN CAPITAL MANAGEMENT LLC 0.86% of their portfolio Bellevue, WA 468,333468.3k $18.3m $18.3m 0.86% Added +6.4k +6,404
13 PICTET ASSET MANAGEMENT SA 0.02% of their portfolio GENEVA 73, V8 437,700437.7k $17.1m $17.1m 0.02% New
14 UBS Group AG 0.01% of their portfolio ZURICH, V8 423,455423.5k $16.5m $16.5m 0.01% Reduced -9.3k -9,287
15 OVERSEA-CHINESE BANKING Corp Ltd 0.92% of their portfolio SINGAPORE, U0 403,481403.5k $15.7m $15.7m 0.92% First filing
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 398,958399.0k $15.6m $15.6m 0.00% Added +39.8k +39,751
17 Versant Capital Management, Inc 5.35% of their portfolio PHOENIX, AZ 379,225379.2k $14.8m $14.8m 5.35% Reduced -2.5k -2,547
18 Cambria Investment Management, L.P. 1.23% of their portfolio Manhattan Beach, CA 374,760374.8k $14.6m $14.6m 1.23% Reduced -169.5k -169,511
19 Black Swift Group, LLC 5.43% of their portfolio BOULDER, CO 347,879347.9k $13.6m $13.6m 5.43% New
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 347,754347.8k $13.6m $13.6m 0.00% Reduced -11.6k -11,579
21 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 310,782310.8k $12.1m $12.1m 0.02% Added +26.5k +26,487
22 Van Cleef Asset Management,Inc 1.85% of their portfolio BEACHWOOD, OH 288,103288.1k $11.2m $11.2m 1.85% Reduced -9.6k -9,553
23 SENTINEL TRUST CO LBA 1.72% of their portfolio HOUSTON, TX 281,700281.7k $11.0m $11.0m 1.72% Unchanged
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 249,289249.3k $9.7m $9.7m 0.00% Added +55.1k +55,104
25 MFA WEALTH ADVISORS, LLC 3.27% of their portfolio PITTSBURGH, PA 231,865231.9k $9.0m $9.0m 3.27% Reduced -8.4k -8,359
26 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 224,129224.1k $8.7m $8.7m 0.01% Added +28.3k +28,326
27 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 217,204217.2k $8.5m $8.5m 0.00% Reduced -2.4k -2,394
28 Edge Capital Group, LLC 0.56% of their portfolio ATLANTA, GA 206,909206.9k $8.1m $8.1m 0.56% Added +5.1k +5,071
29 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 194,980195.0k $7.6m $7.6m 0.00% Reduced -105.5k -105,489
30 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 187,262187.3k $7.3m $7.3m 0.01% Added +9.5k +9,518
31 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 171,149171.1k $6.7m $6.7m 0.03% Added +66.4k +66,351
32 Fort Point Capital Partners LLC 1.14% of their portfolio San Francisco, CA 166,760166.8k $6.5m $6.5m 1.14% Reduced -150.0k -149,977
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 155,070155.1k $6.0m $6.0m 0.00% Reduced -64.1k -64,060
34 PRUDENTIAL PLC 0.07% of their portfolio LONDON, X0 134,900134.9k $5.3m $5.3m 0.07% Unchanged
35 LINCOLN NATIONAL CORP 0.12% of their portfolio RADNOR, PA 132,725132.7k $5.2m $5.2m 0.12% Added +12.3k +12,322
36 SCOTIA CAPITAL INC. 0.04% of their portfolio TORONTO, A6 129,289129.3k $5.0m $5.0m 0.04% Added +3.8k +3,772
37 Ayalon Insurance Comp Ltd. 2.37% of their portfolio Ramat Gan, L3 128,770128.8k $5.0m $5.0m 2.37% Unchanged
38 Snider Financial Group 2.73% of their portfolio BELLEVUE, WA 126,674126.7k $4.9m $4.9m 2.73% Reduced -3.2k -3,229
39 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 125,880125.9k $4.9m $4.9m 0.01% Added +10.5k +10,512
40 Sigma Planning Corp 0.17% of their portfolio ANN ARBOR, MI 124,821124.8k $4.9m $4.9m 0.17% Added +2.6k +2,562
41 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 120,300120.3k $4.7m $4.7m 0.04% Added +12.7k +12,748
42 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 117,880117.9k $4.6m $4.6m 0.01% Added +357 +357
43 Family Firm, Inc. 1.27% of their portfolio BETHESDA, MD 111,560111.6k $4.3m $4.3m 1.27% Reduced -2.4k -2,417
44 CoreCap Advisors, LLC 0.30% of their portfolio SOUTHFIELD, MI 109,520109.5k $4.3m $4.3m 0.30% Added +67.1k +67,149
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 108,756108.8k $4.2m $4.2m 0.00% Reduced -29.8k -29,773
46 Cullen/Frost Bankers, Inc. 0.08% of their portfolio San Antonio, TX 106,169106.2k $4.1m $4.1m 0.08% Reduced -220 -220
47 BESSEMER GROUP INC 0.01% of their portfolio WOODBRIDGE, NJ 105,953106.0k $4.1m $4.1m 0.01% Added +62.3k +62,310
48 PGIM Custom Harvest LLC 0.19% of their portfolio NEWARK, NJ 105,284105.3k $4.1m $4.1m 0.19% First filing
49 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 100,955101.0k $3.9m $3.9m 0.01% Added +2.5k +2,496
50 Advisory Services Network, LLC 0.12% of their portfolio ATLANTA, GA 99,21899.2k $3.9m $3.9m 0.12% Added +15.7k +15,670
51 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 96,78196.8k $3.8m $3.8m 0.05% Added +5.3k +5,335
52 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 93,62993.6k $3.7m $3.7m 0.03% Reduced -8.9k -8,867
53 New Millennium Group LLC 3.81% of their portfolio SANDY, UT 91,47991.5k $3.6m $3.6m 3.81% Reduced -5.3k -5,303
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 86,81486.8k $3.4m $3.4m 0.01% Added +1.7k +1,740
55 Karpus Management, Inc. 0.10% of their portfolio Pittsford, NY 76,17476.2k $3.0m $3.0m 0.10% Reduced -51.5k -51,516
56 GREENWOOD CAPITAL ASSOCIATES LLC 0.46% of their portfolio GREENWOOD, SC 72,28172.3k $2.8m $2.8m 0.46% Added +12.7k +12,728
57 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 68,92968.9k $2.7m $2.7m 0.01% Added +5.3k +5,332
58 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 68,30368.3k $2.7m $2.7m 0.00% Reduced -15.9k -15,950
59 PINNACLE ASSOCIATES LTD 0.05% of their portfolio NEW YORK, NY 60,36160.4k $2.4m $2.4m 0.05% Reduced -1.1k -1,075
60 BANK OF THE WEST 0.27% of their portfolio LOS ANGELES, CA 59,88959.9k $2.3m $2.3m 0.27% Added +10.5k +10,488
61 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 54,85854.9k $2.1m $2.1m 0.00% Unchanged
62 Ledge Wealth Management, Inc. 0.93% of their portfolio SARTELL, MN 52,32352.3k $2.0m $2.0m 0.93% Added +7.6k +7,627
63 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 50,74450.7k $2.0m $2.0m 0.00% Added +2.9k +2,922
64 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 46,66946.7k $1.8m $1.8m 0.00% Added +709 +709
65 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 45,56845.6k $1.8m $1.8m 0.00% Reduced -12.9k -12,942
66 JAMES INVESTMENT RESEARCH, INC. 0.25% of their portfolio ALPHA, OH 45,41445.4k $1.8m $1.8m 0.25% Reduced -2.3k -2,281
67 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 44,71744.7k $1.7m $1.7m 0.01% New
68 Derbend Asset Management 1.35% of their portfolio Peachtree City, GA 43,40843.4k $1.7m $1.7m 1.35% Reduced -2.1k -2,085
69 INNOVIS ASSET MANAGEMENT LLC 0.73% of their portfolio Chicago, IL 41,32541.3k $1.6m $1.6m 0.73% First filing
70 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 38,40538.4k $1.5m $1.5m 0.00% Reduced -1.6m -1,558,526
71 Affiance Financial, LLC 0.56% of their portfolio ST. LOUIS PARK, MN 35,28435.3k $1.4m $1.4m 0.56% Reduced -225 -225
72 IPG Investment Advisors LLC 0.36% of their portfolio SAN DIEGO, CA 33,05033.0k $1.3m $1.3m 0.36% Reduced -11.6k -11,588
73 COLLECTIVE FAMILY OFFICE LLC 0.56% of their portfolio YORK, PA 32,08732.1k $1.3m $1.3m 0.56% New
74 PREMIER ASSET MANAGEMENT LLC 1.54% of their portfolio Chicago, IL 31,45931.5k $1.2m $1.2m 1.54% Reduced -2.2k -2,230
75 One Wealth Map LLC 1.06% of their portfolio LAS VEGAS, NV 31,35331.4k $1.3m $1.3m 1.06% Added +513 +513
76 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 30,24830.2k $1.2m $1.2m 0.01% Added +21.5k +21,488
77 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 29,67129.7k $1.2m $1.2m 0.01% Added +2.1k +2,123
78 AXXCESS WEALTH MANAGEMENT, LLC 0.09% of their portfolio CARLSBAD, CA 29,28429.3k $1.1m $1.1m 0.09% Added +2.1k +2,109
79 BANQUE PICTET & CIE SA 0.01% of their portfolio GENEVA 73, V8 29,05029.1k $1.1m $1.1m 0.01% Not comparable
80 Baker Ellis Asset Management LLC 0.22% of their portfolio Vancouver, WA 28,50028.5k $1.1m $1.1m 0.22% Added +13.0k +13,000
81 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 28,38428.4k $1.1m $1.1m 0.03% Added +4.9k +4,947
82 Veritable, L.P. 0.02% of their portfolio Newtown Square, PA 27,49227.5k $1.1m $1.1m 0.02% Unchanged
83 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 25,85325.9k $1.0m $1.0m 0.01% New
84 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 25,08625.1k $978.0k $978.0k 0.01% Added +14.0k +14,003
85 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 24,96325.0k $973.3k $973.3k 0.00% Added +2.7k +2,693
86 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 24,76924.8k $965.7k $965.7k 0.00% Reduced -3.5k -3,462
87 GenTrust, LLC 0.09% of their portfolio MIAMI, FL 24,44524.4k $953.1k $953.1k 0.09% Added +8.9k +8,867
88 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 23,73023.7k $925.2k $925.2k 0.00% Added +2.2k +2,172
89 Merriman Wealth Management, LLC 0.05% of their portfolio SEATTLE, WA 22,95022.9k $894.8k $894.8k 0.05% New
90 Gladstone Institutional Advisory LLC 0.06% of their portfolio Bedminster, NJ 22,69722.7k $885.0k $885.0k 0.06% Added +12.7k +12,688
91 INSIGHT 2811, INC. 0.52% of their portfolio CHICAGO, IL 21,54521.5k $840.0k $840.0k 0.52% Reduced -5.2k -5,190
92 Navis Wealth Advisors, LLC 1.17% of their portfolio RYE BROOK, NY 21,20021.2k $826.6k $826.6k 1.17% Unchanged
93 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 21,00321.0k $316.0k $316.0k 0.01% Reduced -7.1k -7,124
94 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,34620.3k $793.3k $793.3k 0.00% Added +2.4k +2,445
95 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 20,06420.1k $782.3k $782.3k 0.04% Added +136 +136
96 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 20,00020.0k $779.8k $779.8k 0.04% New
97 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 19,62519.6k $765.2k $765.2k 0.05% Reduced -1.6k -1,610
98 SIMON QUICK ADVISORS, LLC 0.09% of their portfolio MORRISTOWN, NJ 19,35219.4k $754.5k $754.5k 0.09% Added +544 +544
99 Morningstar Investment Services LLC 0.01% of their portfolio CHICAGO, IL 19,28719.3k $713.0k $713.0k 0.01% Reduced -2.8k -2,793
100 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 19,22519.2k $749.6k $749.6k 0.01% New