Vault-13

ISHARES TR IXJ

GLOB HLTHCRE ETF · ETP · CUSIP 464287325

272 institutional holders +14 vs Q1 2023
32,327,48932.3m shares reported held*
$2.7bnreported value*
32 new 83 added 73 reduced 23 sold out net sold ≈ $139.6m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($896.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $84.24. Options: 1 managers hold calls ($102.0k notional), 1 hold puts ($8.5k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 236Q4 22: 270Q1 23: 258Q2 23: 272272Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022236
Q4 2022270
Q1 2023258
Q2 2023272

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 132 bought or addedQ4 22: 80 cut or sold outQ4 22Q1 23: 103 bought or addedQ1 23: 117 cut or sold outQ1 23Q2 23: 115 bought or addedQ2 23: 96 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202213280
Q1 2023103117
Q2 202311596

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $741.0kQ3 22 puts: $217.0kQ3 22P/C 0.29Q4 22 calls: $516.1kQ4 22 puts: $25.5kQ4 22P/C 0.05Q1 23 calls: $200.1kQ1 23 puts: $425.1kQ1 23P/C 2.12Q2 23 calls: $102.0kQ2 23 puts: $8.5kQ2 23P/C 0.08
Numbers
QuarterCallsPutsP/C
Q3 2022$741.0k$217.0k0.29
Q4 2022$516.1k$25.5k0.05
Q1 2023$200.1k$425.1k2.12
Q2 2023$102.0k$8.5k0.08

Biggest buyers

Phoenix Financial Ltd. New +1,256,000+1.3m
EP Wealth Advisors, LLC Added +287,647+287.6k
GOLDMAN SACHS GROUP INC Added +99,295+99.3k
BANK OF AMERICA CORP /DE/ Added +75,850+75.8k
Fisher Asset Management, LLC Added +68,173+68.2k
Richard Bernstein Advisors LLC Added +59,927+59.9k
MORGAN STANLEY Added +57,163+57.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +45,162+45.2k
ENVESTNET ASSET MANAGEMENT INC Added +40,636+40.6k
Banco Santander, S.A. Added +40,090+40.1k

Biggest sellers

CITIGROUP INC Reduced -3,021,486-3.0m
Federation des caisses Desjardins du Quebec Reduced -174,922-174.9k
BlackRock Inc. Reduced -72,501-72.5k
FIL Ltd Reduced -41,956-42.0k
Money Design Co.,Ltd. Reduced -39,300-39.3k
CPR Investments Inc. Sold out -38,293-38.3k
Thrivent Financial for Lutherans Sold out -27,597-27.6k
TCWP LLC Sold out -26,313-26.3k
UBS Group AG Reduced -21,518-21.5k
LPL Financial LLC Reduced -20,320-20.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $102.0k1.2k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $8.5k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution -1.5 pts · filed 2026-10-27 24.2% -1.5 pts 10.2m≈ $1.0bn 2026-10-27
BlackRock Portfolio Management LLC 13G · institution new · filed 2025-02-07 10.1% new 4.2m≈ $417.0m 2025-02-07

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.04% of their portfolio New York, NY 15,263,71515.3m $1.3bn $1.3bn 0.04% Reduced -72.5k -72,501
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 3,927,6993.9m $333.8m $333.8m 0.04% Added +75.8k +75,850
3 Fisher Asset Management, LLC 0.14% of their portfolio PLANO, TX 3,062,6863.1m $260.3m $260.3m 0.14% Added +68.2k +68,173
4 Richard Bernstein Advisors LLC 3.35% of their portfolio NEW YORK, NY 1,864,7861.9m $158.5m $158.5m 3.35% Added +59.9k +59,927
5 Phoenix Financial Ltd. 2.25% of their portfolio Givatayim, L3 1,256,0001.3m $106.7m $106.7m 2.25% New
6 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 673,391673.4k $57.2m $57.2m 0.01% Added +31.4k +31,449
7 FIL Ltd 0.06% of their portfolio HAMILTON, D0 672,770672.8k $57.2m $57.2m 0.06% Reduced -42.0k -41,956
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 633,701633.7k $53.9m $53.9m 0.01% Added +57.2k +57,163
9 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 511,824511.8k $43.5m $43.5m 0.01% Added +6.0k +5,992
10 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 291,292291.3k $444.1k $444.1k 0.01% Added +287.6k +287,647
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 291,040291.0k $24.7m $24.7m 0.01% Reduced -21.5k -21,518
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 284,824284.8k $24.2m $24.2m 0.01% Added +40.6k +40,636
13 Federation des caisses Desjardins du Quebec 0.23% of their portfolio LEVIS, A8 276,808276.8k $23.5m $23.5m 0.23% Reduced -174.9k -174,922
14 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 253,751253.8k $21.6m $21.6m 0.01% Added +10.4k +10,390
15 Money Design Co.,Ltd. 0.69% of their portfolio TOKYO, M0 136,855136.9k $11.6m $11.6m 0.69% Reduced -39.3k -39,300
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 128,378128.4k $10.9m $10.9m 0.00% Reduced -149 -149
17 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 125,667125.7k $10.7m $10.7m 0.01% Reduced -20.3k -20,320
18 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 121,008121.0k $10.3m $10.3m 0.01% Reduced -3.0m -3,021,486
19 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 112,406112.4k $9.6m $9.6m 0.00% Added +99.3k +99,295
20 NOTTINGHAM ADVISORS, INC. 1.09% of their portfolio AMHERST, NY 98,05598.1k $8.3m $8.3m 1.09% Reduced -3.2k -3,172
21 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 87,78187.8k $7.5m $7.5m 0.01% Added +9.9k +9,885
22 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 83,97684.0k $7.1m $7.1m 0.01% Added +5.1k +5,112
23 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 70,80970.8k $6.0m $6.0m 0.01% Reduced -3.1k -3,073
24 U.S. Capital Wealth Advisors, LLC 0.25% of their portfolio AUSTIN, TX 62,65862.7k $5.3m $5.3m 0.25% Added +376 +376
25 Clarity Wealth Advisors, LLC 2.39% of their portfolio SAN JOSE, CA 62,47862.5k $5.3m $5.3m 2.39% Added +605 +605
26 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 55,45755.5k $4.7m $4.7m 0.02% Added +816 +816
27 FCA CORP /TX 1.57% of their portfolio HOUSTON, TX 49,85949.9k $4.2m $4.2m 1.57% Reduced -3.2k -3,190
28 SG Americas Securities, LLC 0.04% of their portfolio NEW YORK, NY 49,50049.5k $4.2m $4.2m 0.04% Unchanged
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 47,69047.7k $4.1m $4.1m 0.00% Reduced -662 -662
30 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 47,06747.1k $4.0m $4.0m 0.01% Reduced -2.6k -2,623
31 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 46,24246.2k $3.9m $3.9m 0.01% Reduced -6.0k -6,042
32 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 45,97646.0k $3.9m $3.9m 0.07% Reduced -3.9k -3,937
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 45,16245.2k $3.8m $3.8m 0.01% New
34 Banco Santander, S.A. 0.05% of their portfolio Madrid, U3 44,18044.2k $3.8m $3.8m 0.05% Added +40.1k +40,090
35 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 42,50042.5k $3.6m $3.6m 0.01% Added +1.5k +1,536
36 Apexium Financial, LP 0.32% of their portfolio Dallas, TX 42,38542.4k $3.6m $3.6m 0.32% Reduced -4.1k -4,064
37 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 37,77637.8k $3.2m $3.2m 0.01% First filing
38 Ayalon Insurance Comp Ltd. 1.31% of their portfolio Ramat Gan, L3 36,79036.8k $3.1m $3.1m 1.31% Unchanged
39 Slow Capital, Inc. 0.48% of their portfolio GREENBRAE, CA 32,62532.6k $2.8m $2.8m 0.48% Reduced -301 -301
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 30,72430.7k $2.6m $2.6m 0.00% Added +12.7k +12,670
41 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 30,33930.3k $2.6m $2.6m 0.00% Added +654 +654
42 TRANSCEND CAPITAL ADVISORS, LLC 0.23% of their portfolio MADISON, NJ 28,74628.7k $2.4m $2.4m 0.23% Reduced -192 -192
43 Bulltick Wealth Management, LLC 0.57% of their portfolio Miami, FL 28,55028.6k $2.4m $2.4m 0.57% Added +16.4k +16,409
44 TRANSATLANTIQUE PRIVATE WEALTH LLC 1.26% of their portfolio NEW YORK, NY 28,48228.5k $2.4m $2.4m 1.26% Added +45 +45
45 Financial Architects, Inc 0.35% of their portfolio MARLTON, NJ 27,47227.5k $2.3m $2.3m 0.35% Added +31 +31
46 Arete Wealth Advisors, LLC 0.20% of their portfolio CHICAGO, IL 26,97827.0k $2.3m $2.3m 0.20% Added +1.8k +1,808
47 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 26,50926.5k $2.3m $2.3m 0.00% Added +16.4k +16,376
48 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 25,93825.9k $2.2m $2.2m 0.01% Added +3.6k +3,592
49 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 25,64025.6k $2.2m $2.2m 0.00% Unchanged
50 Community Bank, N.A. 0.28% of their portfolio DeWitt, NY 25,15225.2k $2.1m $2.1m 0.28% Unchanged
51 Marotta Asset Management 0.47% of their portfolio CHARLOTTESVILLE, VA 24,67924.7k $2.1m $2.1m 0.47% First filing
52 Crestone Asset Management LLC 0.45% of their portfolio BOULDER, CO 23,93523.9k $2.0m $2.0m 0.45% Reduced -3.4k -3,395
53 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 23,03623.0k $2.0m $2.0m 0.01% Reduced -4.7k -4,721
54 TD Waterhouse Canada Inc. 0.02% of their portfolio TORONTO, A6 21,78221.8k $2.3m $2.3m 0.02% Reduced -72 -72
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,29121.3k $1.8m $1.8m 0.00% Added +617 +617
56 White Lighthouse Investment Management Inc. 0.42% of their portfolio BEDFORD, MA 20,79720.8k $1.8m $1.8m 0.42% Reduced -130 -130
57 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 20,11620.1k $1.7m $1.7m 0.00% Added +6.6k +6,616
58 Cedar Brook Financial Partners, LLC 0.41% of their portfolio CLEVELAND, OH 20,11620.1k $1.7m $1.7m 0.41% Added +534 +534
59 ICICI Prudential Asset Management Co Ltd 0.21% of their portfolio MUMBAI, K7 19,77519.8k $1.7m $1.7m 0.21% Reduced -5.2k -5,250
60 GSA CAPITAL PARTNERS LLP 0.17% of their portfolio LONDON, X0 19,70719.7k $1.7m $1.7m 0.17% Reduced -5.0k -4,990
61 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 19,42619.4k $1.7m $1.7m 0.01% Added +1.9k +1,908
62 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 19,09219.1k $1.6m $1.6m 0.00% Reduced -1.4k -1,425
63 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 19,05219.1k $1.6m $1.6m 0.00% Added +1.4k +1,444
64 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 18,64518.6k $1.6m $1.6m 0.01% Added +199 +199
65 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 17,48517.5k $1.5m $1.5m 0.01% Reduced -307 -307
66 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 17,19217.2k $1.5m $1.5m 0.01% Reduced -2.0k -1,968
67 Family Firm, Inc. 0.37% of their portfolio BETHESDA, MD 16,62716.6k $1.4m $1.4m 0.37% Added +14 +14
68 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 16,60016.6k $1.4m $1.4m 0.00% Reduced -92 -92
69 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 16,39016.4k $1.4m $1.4m 0.00% Reduced -3.2k -3,212
70 Crescent Grove Advisors, LLC 0.15% of their portfolio LAKE FOREST, IL 16,00016.0k $1.4m $1.4m 0.15% Unchanged
71 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 15,31215.3k $1.3m $1.3m 0.00% New
72 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 14,80514.8k $1.3m $1.3m 0.00% Reduced -495 -495
73 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.02% of their portfolio New York, NY 14,30014.3k $1.2m $1.2m 0.02% Unchanged
74 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 14,21914.2k $1.2m $1.2m 0.01% Reduced -27 -27
75 MERIDIAN INVESTMENT COUNSEL INC. 0.37% of their portfolio LAFAYETTE, CA 12,25612.3k $1.0m $1.0m 0.37% Unchanged
76 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 12,15912.2k $1.0m $1.0m 0.00% Added +244 +244
77 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 12,13312.1k $1.0m $1.0m 0.01% Reduced -400 -400
78 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 11,80411.8k $1.0m $1.0m 0.05% Added +1.6k +1,611
79 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 11,56911.6k $951.8k $951.8k 0.02% Added +462 +462
80 Avidian Wealth Enterprises, LLC 0.06% of their portfolio Houston, TX 11,56211.6k $982.6k $982.6k 0.06% Added +4.2k +4,217
81 Vestmark Advisory Solutions, Inc. 0.03% of their portfolio Wakefield, MA 10,54310.5k $896.0k $896.0k 0.03% Added +30 +30
82 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,01810.0k $851.4k $851.4k 0.00% Reduced -111 -111
83 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,8829.9k $839.8k $839.8k 0.00% Added +24 +24
84 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,8799.9k $840.0k $840.0k 0.00% Added +879 +879
85 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 9,8099.8k $833.7k $833.7k 0.01% Added +575 +575
86 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 9,5299.5k $809.9k $809.9k 0.01% Reduced -1.1k -1,089
87 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 9,3849.4k $797.5k $797.5k 0.01% Reduced -2.2k -2,192
88 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 9,3619.4k $798.1k $798.1k 0.00% Added +152 +152
89 ShoreHaven Wealth Partners, LLC 0.52% of their portfolio Red Bank, NJ 9,0889.1k $772.4k $772.4k 0.52% Reduced -390 -390
90 Maltin Wealth Management, Inc. 0.52% of their portfolio RIDGEWOOD, NJ 8,6858.7k $738.1k $738.1k 0.52% Added +64 +64
91 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 8,4738.5k $720.1k $720.1k 0.01% Added +1.6k +1,645
92 ELCO Management Co., LLC 0.51% of their portfolio New York, NY 8,2588.3k $701.8k $701.8k 0.51% Unchanged
93 Anchor Investment Management, LLC 0.09% of their portfolio COLUMBIA, SC 7,8877.9k $670.3k $670.3k 0.09% Reduced -146 -146
94 CWM, LLC 0.00% of their portfolio OMAHA, NE 7,4267.4k $631.0k $631.0k 0.00% Reduced -259 -259
95 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,1547.2k $608.0k $608.0k 0.00% Added +1.2k +1,230
96 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,0027.0k $595.1k $595.1k 0.01% Reduced -1.2k -1,153
97 WEALTHSOURCE PARTNERS, LLC 0.04% of their portfolio SAN LUIS OBISPO, CA 6,9346.9k $589.3k $589.3k 0.04% Reduced -351 -351
98 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 6,8096.8k $578.7k $578.7k 0.00% Added +1.0k +1,022
99 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.05% of their portfolio KNOXVILLE, TN 6,3276.3k $537.7k $537.7k 0.05% Added +2 +2
100 FMR LLC 0.00% of their portfolio BOSTON, MA 6,2906.3k $534.6k $534.6k 0.00% Reduced -5.7k -5,656