Vault-13

ISHARES TR IXN

GLOBAL TECH ETF · ETP · CUSIP 464287291

361 institutional holders -4 vs Q4 2022
34,285,00234.3m shares reported held*
$1.6bnreported value*
39 new 58 added 164 reduced 38 sold out net sold ≈ $259.3m (+228.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($422.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.44. Options: 1 managers hold calls ($603.4k notional), 1 hold puts ($2.9m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 375Q4 22: 365Q1 23: 361361Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022375
Q4 2022365
Q1 2023361

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 98 bought or addedQ4 22: 233 cut or sold outQ4 22Q1 23: 97 bought or addedQ1 23: 202 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202298233
Q1 202397202

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $0Q3 22 puts: $1.8mQ3 22P/C —Q4 22 calls: $233.1kQ4 22 puts: $49.3kQ4 22P/C 0.21Q1 23 calls: $603.4kQ1 23 puts: $2.9mQ1 23P/C 4.87
Numbers
QuarterCallsPutsP/C
Q3 2022$0$1.8m—
Q4 2022$233.1k$49.3k0.21
Q1 2023$603.4k$2.9m4.87

Biggest buyers

Summit Wealth Group, LLC New +4,752,332+4.8m
Portfolio Strategies, Inc. Added +484,671+484.7k
Fisher Asset Management, LLC Added +376,176+376.2k
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main New +291,786+291.8k
MONEY CONCEPTS CAPITAL CORP Added +282,176+282.2k
Cambria Investment Management, L.P. New +244,988+245.0k
SCHRODER INVESTMENT MANAGEMENT GROUP Added +63,730+63.7k
Empowered Funds, LLC New +62,379+62.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +44,630+44.6k
GOLDMAN SACHS GROUP INC Added +38,199+38.2k

Biggest sellers

JANE STREET GROUP, LLC Reduced -1,910,909-1.9m
CREDIT SUISSE AG/ Reduced -1,556,625-1.6m
BANK OF MONTREAL /CAN/ Reduced -650,330-650.3k
PICTET ASSET MANAGEMENT SA Reduced -358,000-358.0k
BESSEMER GROUP INC Reduced -320,392-320.4k
OLD MISSION CAPITAL LLC Sold out -318,123-318.1k
BANK OF AMERICA CORP /DE/ Reduced -187,553-187.6k
LPL Financial LLC Reduced -129,310-129.3k
JPMORGAN CHASE & CO Reduced -119,150-119.2k
SG Americas Securities, LLC Reduced -105,099-105.1k

Biggest calls

CITADEL ADVISORS LLC Added $603.4k11.1k shares

Biggest puts

CITADEL ADVISORS LLC Added $2.9m54.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.20% of their portfolio PLANO, TX 6,160,6276.2m $334.9m $334.9m 0.20% Added +376.2k +376,176
2 Summit Wealth Group, LLC 0.23% of their portfolio WHITE RIVER JUNCTION, VT 4,752,3324.8m $87 $87 0.23% New
3 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 2,639,0502.6m $143.5m $143.5m 0.02% Reduced -119.2k -119,150
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,331,2402.3m $126.7m $126.7m 0.01% Reduced -187.6k -187,553
5 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,227,8291.2m $66.7m $66.7m 0.02% Added +38.2k +38,199
6 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,214,9391.2m $66.0m $66.0m 0.02% Reduced -52.3k -52,254
7 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,140,9211.1m $62.0m $62.0m 0.01% Reduced -29.2k -29,179
8 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 988,576988.6k $53.7m $53.7m 0.02% Reduced -69.1k -69,085
9 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 790,723790.7k $43.0m $43.0m 0.03% Reduced -129.3k -129,310
10 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 719,028719.0k $39.1m $39.1m 0.01% Added +12.9k +12,881
11 CREDIT SUISSE AG/ 0.04% of their portfolio ZURICH, V8 679,008679.0k $36.9m $36.9m 0.04% Reduced -1.6m -1,556,625
12 UBS Group AG 0.02% of their portfolio ZURICH, V8 624,559624.6k $34.0m $34.0m 0.02% Reduced -15.0k -15,046
13 BlackRock Inc. 0.00% of their portfolio New York, NY 597,706597.7k $32.5m $32.5m 0.00% Reduced -45.3k -45,310
14 Portfolio Strategies, Inc. 6.26% of their portfolio MONTVALE, NJ 591,292591.3k $32.1m $32.1m 6.26% Added +484.7k +484,671
15 PATTEN & PATTEN INC/TN 2.40% of their portfolio CHATTANOOGA, TN 501,312501.3k $27.3m $27.3m 2.40% Reduced -8.3k -8,268
16 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 345,458345.5k $18.8m $18.8m 0.09% Added +20.0k +20,034
17 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 323,572323.6k $17.6m $17.6m 0.04% Reduced -11.0k -11,014
18 MONEY CONCEPTS CAPITAL CORP 0.15% of their portfolio PALM BEACH GARDENS, FL 305,745305.7k $2.7m $2.7m 0.15% Added +282.2k +282,176
19 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.03% of their portfolio FRANKFURT AM MAIN, 2M 291,786291.8k $15.9m $15.9m 0.03% New
20 Cambria Investment Management, L.P. 1.10% of their portfolio Manhattan Beach, CA 244,988245.0k $13.3m $13.3m 1.10% New
21 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 244,291244.3k $13.3m $13.3m 0.02% Reduced -13.6k -13,613
22 SCOTIA CAPITAL INC. 0.09% of their portfolio TORONTO, A6 230,454230.5k $12.5m $12.5m 0.09% Reduced -492 -492
23 Parallel Advisors, LLC 0.40% of their portfolio SAN FRANCISCO, CA 216,110216.1k $11.7m $11.7m 0.40% Reduced -26.3k -26,263
24 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 196,100196.1k $10.7m $10.7m 0.00% Reduced -650.3k -650,330
25 Shira Ridge Wealth Management 6.74% of their portfolio LARKSPUR, CA 187,721187.7k $10.2m $10.2m 6.74% Added +1.8k +1,789
26 M&T Bank Corp 0.04% of their portfolio BUFFALO, NY 187,568187.6k $10.2m $10.2m 0.04% Reduced -184 -184
27 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 186,455186.5k $10.1m $10.1m 0.02% Reduced -31.3k -31,322
28 PICTET ASSET MANAGEMENT SA 0.01% of their portfolio GENEVA 73, V8 160,600160.6k $8.7m $8.7m 0.01% Reduced -358.0k -358,000
29 FIL Ltd 0.01% of their portfolio HAMILTON, D0 147,783147.8k $8.0m $8.0m 0.01% Reduced -34.1k -34,143
30 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 137,258137.3k $7.4m $7.4m 0.02% Added +1.0k +1,047
31 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 131,373131.4k $7.1m $7.1m 0.01% Added +252 +252
32 Slow Capital, Inc. 1.33% of their portfolio GREENBRAE, CA 131,175131.2k $7.1m $7.1m 1.33% Reduced -901 -901
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 128,084128.1k $7.0m $7.0m 0.00% Added +15.6k +15,577
34 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 119,603119.6k $6.5m $6.5m 0.05% Reduced -2.3k -2,263
35 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 117,686117.7k $6.4m $6.4m 0.08% Reduced -7.0k -6,971
36 JOHNSON INVESTMENT COUNSEL INC 0.08% of their portfolio Cincinnati, OH 112,586112.6k $6.1m $6.1m 0.08% Reduced -779 -779
37 Sterling Group Wealth Management, LLC 5.71% of their portfolio PASADENA, CA 111,379111.4k $6.1m $6.1m 5.71% Added +4.4k +4,449
38 VAUGHAN & Co SECURITIES, INC. 4.45% of their portfolio Ridgewood, NJ 110,434110.4k $6.0m $6.0m 4.45% Added +5.2k +5,244
39 SOL Capital Management CO 0.93% of their portfolio ROCKVILLE, MD 104,735104.7k $5.7m $5.7m 0.93% Reduced -1.6k -1,635
40 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 100,629100.6k $5.5m $5.5m 0.04% Added +15.2k +15,240
41 EXECUTIVE WEALTH GROUP LLC 3.69% of their portfolio KIRKLAND, WA 95,82495.8k $5.2m $5.2m 3.69% Reduced -95 -95
42 Rathbones Group PLC 0.05% of their portfolio Liverpool, X0 92,52992.5k $5.0m $5.0m 0.05% Reduced -15.6k -15,565
43 Integrated Wealth Concepts LLC 0.10% of their portfolio WALTHAM, MA 91,06091.1k $5.0m $5.0m 0.10% Reduced -79.0k -78,968
44 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 87,95588.0k $4.8m $4.8m 0.01% Added +63.7k +63,730
45 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 79,24379.2k $4.3m $4.3m 0.06% Reduced -9.7k -9,662
46 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 77,45977.5k $4.2m $4.2m 0.04% Reduced -13.6k -13,564
47 BESSEMER GROUP INC 0.01% of their portfolio WOODBRIDGE, NJ 75,49575.5k $4.1m $4.1m 0.01% Reduced -320.4k -320,392
48 Cedar Brook Financial Partners, LLC 1.03% of their portfolio CLEVELAND, OH 73,74873.7k $4.0m $4.0m 1.03% Added +13 +13
49 FCA CORP /TX 1.46% of their portfolio HOUSTON, TX 71,43771.4k $3.9m $3.9m 1.46% Added +1.3k +1,259
50 Bellwether Advisors, LLC 1.01% of their portfolio LINCOLN, NE 67,65767.7k $3.7m $3.7m 1.01% Reduced -2.7k -2,701
51 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.05% of their portfolio Madrid, U3 67,40267.4k $3.7m $3.7m 0.05% Reduced -6.3k -6,332
52 FMR LLC 0.00% of their portfolio BOSTON, MA 67,24867.2k $3.7m $3.7m 0.00% Added +34.6k +34,588
53 TCWP LLC 0.67% of their portfolio Beachwood, OH 64,65164.7k $3.5m $3.5m 0.67% Reduced -5.8k -5,756
54 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 63,55963.6k $3.5m $3.5m 0.04% Reduced -1.9k -1,943
55 Empowered Funds, LLC 0.20% of their portfolio NEWTOWN SQUARE, PA 62,37962.4k $3.4m $3.4m 0.20% New
56 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 62,22562.2k $3.4m $3.4m 0.04% Reduced -1.3k -1,318
57 Rollins Financial 1.07% of their portfolio ATLANTA, GA 59,58659.6k $3.2m $3.2m 1.07% Reduced -848 -848
58 WEALTHSOURCE PARTNERS, LLC 0.21% of their portfolio SAN LUIS OBISPO, CA 56,85356.9k $3.1m $3.1m 0.21% Reduced -6.5k -6,510
59 Mariner, LLC 0.01% of their portfolio Overland Park, KS 56,36556.4k $3.1m $3.1m 0.01% Reduced -5.9k -5,887
60 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 55,17455.2k $3.0m $3.0m 0.01% Added +4.9k +4,881
61 COURIER CAPITAL LLC 0.32% of their portfolio BUFFALO, NY 53,89953.9k $2.9m $2.9m 0.32% Reduced -2.5k -2,470
62 Cardinal Strategic Wealth Guidance 1.34% of their portfolio LOUISVILLE, KY 53,12453.1k $2.9m $2.9m 1.34% Added +8.0k +8,045
63 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 51,27151.3k $2.8m $2.8m 0.03% Reduced -1.1k -1,108
64 Bernardo Wealth Planning LLC 1.18% of their portfolio HARLEYSVILLE, PA 50,73450.7k $2.8m $2.8m 1.18% Reduced -537 -537
65 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 49,00349.0k $2.7m $2.7m 0.00% Added +1.7k +1,691
66 Flagship Private Wealth, LLC 2.33% of their portfolio Woburn, MA 47,91847.9k $2.6m $2.6m 2.33% Reduced -30 -30
67 GREENLEAF TRUST 0.03% of their portfolio KALAMAZOO, MI 47,71747.7k $2.6m $2.6m 0.03% Unchanged
68 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 47,55647.6k $2.6m $2.6m 0.01% Reduced -1.7k -1,682
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 44,63044.6k $2.4m $2.4m 0.00% New
70 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 44,59744.6k $2.4m $2.4m 0.01% Reduced -1.1k -1,133
71 SP Asset Management LLC 0.30% of their portfolio CUPERTINO, CA 44,41744.4k $2.4m $2.4m 0.30% Unchanged
72 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 43,93143.9k $2.4m $2.4m 0.03% Reduced -8.5k -8,505
73 Marks Group Wealth Management, Inc 0.30% of their portfolio MINNETONKA, MN 42,86242.9k $2.3m $2.3m 0.30% Added +5.6k +5,565
74 Sandy Spring Bank 0.12% of their portfolio Olney, MD 39,69539.7k $2.2m $2.2m 0.12% Reduced -1.6k -1,595
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 38,82738.8k $2.1m $2.1m 0.00% Reduced -1.1k -1,080
76 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 38,72338.7k $2.1m $2.1m 0.00% Reduced -13.8k -13,821
77 Arete Wealth Advisors, LLC 0.17% of their portfolio CHICAGO, IL 38,39038.4k $2.1m $2.1m 0.17% Added +9.7k +9,670
78 4J Wealth Management LLC 2.22% of their portfolio MCLEAN, VA 38,08738.1k $2.1m $2.1m 2.22% Reduced -325 -325
79 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 37,72737.7k $2.1m $2.1m 0.05% Reduced -2.0k -1,960
80 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 36,32836.3k $2.0m $2.0m 0.01% Reduced -679 -679
81 DEFINED WEALTH MANAGEMENT, LLC 1.82% of their portfolio BEAVERTON, OR 35,84735.8k $1.9m $1.9m 1.82% Added +3.7k +3,687
82 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 35,72035.7k $1.9m $1.9m 0.00% Reduced -2.5k -2,518
83 Charter Oak Capital Management, LLC 0.26% of their portfolio PORTSMOUTH, NH 34,93734.9k $1.9m $1.9m 0.26% Reduced -45 -45
84 Western Wealth Management, LLC 0.18% of their portfolio GOLDEN, CO 34,84734.8k $1.9m $1.9m 0.18% Reduced -3.3k -3,306
85 EQ LLC 1.42% of their portfolio BELLEVUE, WA 34,43734.4k $1.9m $1.9m 1.42% Reduced -817 -817
86 Dentgroup LLC 1.48% of their portfolio BATON ROUGE, LA 33,98234.0k $1.8m $1.8m 1.48% Added +1.9k +1,943
87 PINNACLE ASSOCIATES LTD 0.04% of their portfolio NEW YORK, NY 32,57032.6k $1.8m $1.8m 0.04% Unchanged
88 Sharkey, Howes & Javer 0.37% of their portfolio DENVER, CO 31,89331.9k $1.7m $1.7m 0.37% Reduced -1.2k -1,192
89 Gladstone Institutional Advisory LLC 0.11% of their portfolio Bedminster, NJ 31,63531.6k $1.7m $1.7m 0.11% Reduced -4.9k -4,880
90 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.26% of their portfolio Westlake, OH 31,06531.1k $1.7m $1.7m 0.26% Reduced -8.2k -8,161
91 Robertson Stephens Wealth Management, LLC 0.13% of their portfolio San Francisco, CA 30,57430.6k $1.7m $1.7m 0.13% Unchanged
92 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 30,06830.1k $1.6m $1.6m 0.04% Reduced -2.8k -2,782
93 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 29,67129.7k $1.6m $1.6m 0.02% Reduced -105.1k -105,099
94 MA Private Wealth 0.39% of their portfolio SAN CARLOS, CA 29,59829.6k $1.6m $1.6m 0.39% Reduced -26.8k -26,792
95 NTV Asset Management LLC 0.30% of their portfolio Charleston, WV 29,44429.4k $1.6m $1.6m 0.30% Reduced -198 -198
96 CWM, LLC 0.01% of their portfolio OMAHA, NE 29,20029.2k $1.6m $1.6m 0.01% Reduced -2.7k -2,688
97 CHOREO, LLC 0.06% of their portfolio ROCKFORD, IL 28,84728.8k $1.6m $1.6m 0.06% New
98 Freestone Capital Holdings, LLC 0.07% of their portfolio Seattle, WA 28,51528.5k $1.6m $1.6m 0.07% Reduced -1.3k -1,286
99 Patten Group, Inc. 0.46% of their portfolio CHATTANOOGA, TN 28,10828.1k $1.5m $1.5m 0.46% Reduced -1.2k -1,207
100 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 27,87127.9k $1.5m $1.5m 0.00% Reduced -29.4k -29,376