Vault-13

ISHARES TR IYT

US TRSPRTION · ETP · CUSIP 464287192 · ISIN US4642871929

208 institutional holders +10 vs Q4 2023
11,966,42512.0m shares reported held*
$842.6mreported value*
39 new 47 added 70 reduced 30 sold out net sold ≈ $200.9m (-2.9m shares)

Q4 2023 share counts are adjusted for a 4-for-1 stock split, so holders aren't shown as buying or selling because of it.

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $70.41. Options: 4 managers hold calls ($10.7m notional), 5 hold puts ($8.7m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 175Q4 22: 190Q1 23: 174Q2 23: 176Q3 23: 182Q4 23: 198Q1 24: 208208Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022175
Q4 2022190
Q1 2023174
Q2 2023176
Q3 2023182
Q4 2023198
Q1 2024208

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 69 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 66 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 63 bought or addedQ2 23: 73 cut or sold outQ2 23Q3 23: 62 bought or addedQ3 23: 72 cut or sold outQ3 23Q4 23: 74 bought or addedQ4 23: 81 cut or sold outQ4 23Q1 24: 86 bought or addedQ1 24: 100 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226987
Q1 20236693
Q2 20236373
Q3 20236272
Q4 20237481
Q1 202486100

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ2 23 calls: $12.7mQ2 23 puts: $25.8mQ2 23P/C 2.02Q3 23 calls: $15.5mQ3 23 puts: $23.0mQ3 23P/C 1.49Q4 23 calls: $47.7mQ4 23 puts: $60.9mQ4 23P/C 1.28Q1 24 calls: $10.7mQ1 24 puts: $8.7mQ1 24P/C 0.81
Numbers
QuarterCallsPutsP/C
Q2 2023$12.7m$25.8m2.02
Q3 2023$15.5m$23.0m1.49
Q4 2023$47.7m$60.9m1.28
Q1 2024$10.7m$8.7m0.81

Biggest buyers

Migdal Insurance & Financial Holdings Ltd. New +860,000+860.0k
Q3 Asset Management New +226,802+226.8k
UBS Group AG Added +182,228+182.2k
BNP PARIBAS FINANCIAL MARKETS Added +164,678+164.7k
Advisory Services Network, LLC Added +93,353+93.4k
TWO SIGMA INVESTMENTS, LP New +79,200+79.2k
MIRABELLA FINANCIAL SERVICES LLP New +70,998+71.0k
CITIGROUP INC Added +58,283+58.3k
Deane Retirement Strategies, Inc. New +56,126+56.1k
Verity & Verity, LLC New +47,100+47.1k

Biggest sellers

MORGAN STANLEY Reduced -3,309,406-3.3m
BANK OF AMERICA CORP /DE/ Reduced -365,731-365.7k
GOLDMAN SACHS GROUP INC Reduced -178,112-178.1k
CITADEL ADVISORS LLC Reduced -169,030-169.0k
BARCLAYS PLC Reduced -149,429-149.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -133,460-133.5k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -132,000-132.0k
Nemes Rush Group LLC Reduced -57,572-57.6k
Fisher Asset Management, LLC Reduced -45,652-45.7k
HRT FINANCIAL LP Reduced -43,503-43.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.2m59.1k shares
CITADEL ADVISORS LLC Reduced $3.5m49.1k shares
WOLVERINE TRADING, LLC New $2.1m29.7k shares
GTS SECURITIES LLC Reduced $985.6k14.0k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $3.8m54.0k shares
GTS SECURITIES LLC Reduced $1.7m24.3k shares
Candelo Capital Management LP New $1.4m20.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.3m18.0k shares
WOLVERINE TRADING, LLC New $521.0k7.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
TRUIST FINANCIAL CORP 13G · institution new · filed 2026-07-08 5.6% new 1.4m≈ $125.5m 2026-07-08

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,720,6342.7m $191.5m $191.5m 0.01% Reduced -3.3m -3,309,406
2 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,196,9422.2m $154.7m $154.7m 0.01% Reduced -36.7k -36,682
3 Fisher Asset Management, LLC 0.03% of their portfolio PLANO, TX 933,100933.1k $65.7m $65.7m 0.03% Reduced -45.7k -45,652
4 Migdal Insurance & Financial Holdings Ltd. 0.97% of their portfolio Petach Tikva, L3 860,000860.0k $60.5m $60.5m 0.97% New
5 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 681,780681.8k $48.0m $48.0m 0.01% Reduced -178.1k -178,112
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 322,692322.7k $22.7m $22.7m 0.01% Added +182.2k +182,228
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 270,262270.3k $19.0m $19.0m 0.01% Reduced -9.2k -9,210
8 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.07% of their portfolio TORONTO, A6 268,000268.0k $18.9m $18.9m 0.07% Reduced -132.0k -132,000
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 248,765248.8k $17.5m $17.5m 0.00% Reduced -365.7k -365,731
10 Q3 Asset Management 4.54% of their portfolio BIRMINGHAM, MI 226,802226.8k $16.0m $16.0m 4.54% New
11 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 202,703202.7k $14.3m $14.3m 0.01% Reduced -149.4k -149,429
12 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 199,233199.2k $14.0m $14.0m 0.01% Reduced -3.0k -3,003
13 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 165,122165.1k $11.6m $11.6m 0.01% Added +164.7k +164,678
14 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 156,180156.2k $11.0m $11.0m 0.02% Reduced -18.8k -18,840
15 First Financial Bankshares Inc 0.21% of their portfolio Abilene, TX 129,660129.7k $9.1m $9.1m 0.21% Reduced -852 -852
16 Cadent Capital Advisors, LLC 3.14% of their portfolio TULSA, OK 111,561111.6k $7.9m $7.9m 3.14% Added +31.7k +31,685
17 Advisory Services Network, LLC 0.16% of their portfolio ATLANTA, GA 100,881100.9k $7.1m $7.1m 0.16% Added +93.4k +93,353
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 90,35490.4k $6.4m $6.4m 0.00% Reduced -8.2k -8,238
19 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 79,20079.2k $5.6m $5.6m 0.01% New
20 MIRABELLA FINANCIAL SERVICES LLP 0.36% of their portfolio London, X0 70,99871.0k $5.0m $5.0m 0.36% New
21 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 69,10369.1k $4.9m $4.9m 0.01% Added +58.3k +58,283
22 KKM Financial LLC 2.22% of their portfolio CHICAGO, IL 64,76764.8k $4.6m $4.6m 2.22% Added +33.8k +33,771
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 61,71661.7k $4.3m $4.3m 0.01% Reduced -133.5k -133,460
24 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 59,25259.3k $4.2m $4.2m 0.00% Reduced -25.2k -25,232
25 JMAC ENTERPRISES LLC 0.75% of their portfolio NEWTOWN, PA 57,29257.3k $4.0m $4.0m 0.75% Added +7.3k +7,324
26 Deane Retirement Strategies, Inc. 2.00% of their portfolio NEW ORLEANS, LA 56,12656.1k $3.9m $3.9m 2.00% New
27 Florin Court Capital LLP 3.30% of their portfolio London, X0 54,40054.4k $3.8m $3.8m 3.30% Reduced -26.4k -26,400
28 Pallas Capital Advisors LLC 0.16% of their portfolio BRAINTREE, MA 53,54453.5k $3.8m $3.8m 0.16% Reduced -1.3k -1,264
29 McGuire Investment Group, LLC 0.50% of their portfolio WAKEFIELD, RI 48,76848.8k $3.4m $3.4m 0.50% Added +640 +640
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 47,50547.5k $3.3m $3.3m 0.00% Reduced -2.3k -2,331
31 Verity & Verity, LLC 0.19% of their portfolio BEAUFORT, SC 47,10047.1k $3.3m $3.3m 0.19% New
32 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 46,35646.4k $3.3m $3.3m 0.01% Reduced -9.6k -9,564
33 Capital Advisors, Ltd. LLC 0.37% of their portfolio SHAKER HEIGHTS, OH 40,15940.2k $2.8m $2.8m 0.37% Reduced -1 -1
34 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 38,31538.3k $2.7m $2.7m 0.00% Added +8.5k +8,471
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 36,31836.3k $2.6m $2.6m 0.00% Reduced -15.2k -15,210
36 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 35,39535.4k $2.5m $2.5m 0.00% Added +539 +539
37 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 33,71033.7k $2.4m $2.4m 0.00% Added +3.6k +3,630
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 32,20232.2k $2.3m $2.3m 0.00% Reduced -570 -570
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 32,09832.1k $2.3m $2.3m 0.00% Reduced -169.0k -169,030
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 28,81228.8k $2.0m $2.0m 0.00% Reduced -5.2k -5,168
41 GSA CAPITAL PARTNERS LLP 0.16% of their portfolio LONDON, X0 27,79827.8k $2.0m $2.0m 0.16% Added +4.1k +4,074
42 First Nebraska Trust Co 0.20% of their portfolio LINCOLN, NE 27,48327.5k $1.9m $1.9m 0.20% Reduced -785 -785
43 GTS SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 27,40727.4k $1.9m $1.9m 0.05% New
44 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 25,74525.7k $1.8m $1.8m 0.00% Reduced -31 -31
45 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 25,48525.5k $1.8m $1.8m 0.00% Added +21.4k +21,437
46 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 24,09324.1k $1.7m $1.7m 0.01% Reduced -43.5k -43,503
47 MMBG INVESTMENT ADVISORS CO. 0.18% of their portfolio MIAMI, FL 23,94023.9k $1.7m $1.7m 0.18% Unchanged
48 J.W. COLE ADVISORS, INC. 0.08% of their portfolio TAMPA, FL 23,88723.9k $1.7m $1.7m 0.08% Added +1.5k +1,479
49 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 22,49422.5k $1.6m $1.6m 0.00% Added +19.4k +19,370
50 Clarus Wealth Advisors 0.85% of their portfolio PEORIA, AZ 22,18422.2k $1.5m $1.5m 0.85% Reduced -380 -380
51 Nikulski Financial, Inc. 0.48% of their portfolio BETTENDORF, IA 20,66420.7k $1.5m $1.5m 0.48% Added +3.9k +3,948
52 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,31419.3k $1.4m $1.4m 0.00% Added +11.2k +11,206
53 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 19,31119.3k $1.4m $1.4m 0.01% Added +251 +251
54 TOTH FINANCIAL ADVISORY CORP 0.16% of their portfolio LEESBURG, VA 18,07618.1k $1.3m $1.3m 0.16% Added +13.4k +13,364
55 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,30017.3k $1.2m $1.2m 0.00% Reduced -676 -676
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 17,13917.1k $1.2m $1.2m 0.00% Added +3.0k +3,039
57 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 17,00017.0k $1.2m $1.2m 0.00% New
58 EWG Elevate Inc. 0.45% of their portfolio ROSEVILLE, CA 16,85116.9k $1.2m $1.2m 0.45% New
59 Gimbal Financial 0.94% of their portfolio CARMEL, IN 16,24016.2k $1.1m $1.1m 0.94% New
60 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.41% of their portfolio LEAWOOD, KS 15,70315.7k $1.1m $1.1m 0.41% New
61 Sage Capital Advisors,llc 0.32% of their portfolio SIOUX FALLS, SD 15,61615.6k $1.1m $1.1m 0.32% Added +36 +36
62 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 15,27815.3k $1.1m $1.1m 0.00% Reduced -278 -278
63 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 15,04215.0k $1.1m $1.1m 0.00% New
64 Indie Asset Partners, LLC 0.94% of their portfolio CARMEL, IN 15,03215.0k $1.1m $1.1m 0.94% Reduced -1.0k -1,040
65 Massachusetts Wealth Management 0.70% of their portfolio NORTH ANDOVER, MA 14,08814.1k $991.8k $991.8k 0.70% Added +1.3k +1,300
66 Retirement Planning Co of New England, Inc. 0.50% of their portfolio Warwick, RI 12,92012.9k $909.6k $909.6k 0.50% Reduced -312 -312
67 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 12,80512.8k $901.0k $901.0k 0.05% New
68 Capital Investment Counsel, Inc 0.15% of their portfolio RALEIGH, NC 12,54412.5k $883.1k $883.1k 0.15% Reduced -100 -100
69 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 12,39712.4k $872.7k $872.7k 0.01% Added +645 +645
70 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,24412.2k $862.0k $862.0k 0.00% Reduced -29.6k -29,624
71 Eagle Strategies LLC 0.17% of their portfolio NEW YORK, NY 10,79110.8k $759.7k $759.7k 0.17% New
72 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 10,74010.7k $756.1k $756.1k 0.00% Added +8 +8
73 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 10,54110.5k $742.1k $742.1k 0.01% Added +57 +57
74 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,51810.5k $740.4k $740.4k 0.00% Reduced -5.6k -5,602
75 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,36310.4k $730.0k $730.0k 0.00% Reduced -2.4k -2,421
76 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,21910.2k $719.5k $719.5k 0.00% New
77 Composition Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 10,02610.0k $705.8k $705.8k 0.02% Reduced -24.3k -24,306
78 Institute for Wealth Management, LLC. 0.09% of their portfolio DENVER, CO 9,7029.7k $683.1k $683.1k 0.09% Reduced -66 -66
79 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 9,4609.5k $666.0k $666.0k 0.01% Reduced -900 -900
80 J. Goldman & Co LP 0.03% of their portfolio NEW YORK, NY 9,3049.3k $655.0k $655.0k 0.03% Unchanged
81 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 8,8388.8k $622.2k $622.2k 0.01% New
82 Kovack Advisors, Inc. 0.07% of their portfolio FT. LAUDERDALE, FL 8,3948.4k $590.9k $590.9k 0.07% Reduced -3.5k -3,478
83 WASHBURN CAPITAL MANAGEMENT, INC. 0.43% of their portfolio Vero Beach, FL 8,3488.3k $587.7k $587.7k 0.43% Reduced -1.2k -1,160
84 Private Portfolio Partners LLC 0.12% of their portfolio PARAMUS, NJ 8,1508.2k $573.8k $573.8k 0.12% Reduced -50 -50
85 Intrepid Financial Planning Group LLC 0.25% of their portfolio CARMEL, IN 8,1028.1k $570.3k $570.3k 0.25% Reduced -2 -2
86 GARRISON POINT ADVISORS, LLC 0.35% of their portfolio Walnut Creek, CA 7,8207.8k $550.5k $550.5k 0.35% Added +12 +12
87 SAXON INTERESTS, INC. 0.26% of their portfolio HOUSTON, TX 7,7507.8k $545.6k $545.6k 0.26% Reduced -2 -2
88 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 7,1917.2k $473.5k $473.5k 0.01% New
89 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 7,1077.1k $500.0k $500.0k 0.01% Reduced -245 -245
90 FIRST WILSHIRE SECURITIES MANAGEMENT INC 0.14% of their portfolio PASADENA, CA 6,8006.8k $479.0k $479.0k 0.14% Unchanged
91 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 6,7006.7k $441.0k $441.0k 0.02% First filing
92 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 6,6196.6k $466.0k $466.0k 0.00% New
93 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 6,2766.3k $441.8k $441.8k 0.01% Added +1.7k +1,712
94 Davis Investment Partners, LLC 0.18% of their portfolio CHARLOTTE, NC 6,0006.0k $406.9k $406.9k 0.18% Unchanged
95 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 5,9485.9k $418.7k $418.7k 0.00% Unchanged
96 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,5965.6k $394.0k $394.0k 0.00% Reduced -400 -400
97 PATTEN & PATTEN INC/TN 0.03% of their portfolio CHATTANOOGA, TN 5,4005.4k $380.2k $380.2k 0.03% Unchanged
98 BAROMETER CAPITAL MANAGEMENT INC. 0.09% of their portfolio TORONTO, A6 5,4005.4k $347.3k $347.3k 0.09% New
99 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 5,3845.4k $379.0k $379.0k 0.01% Reduced -1.9k -1,856
100 626 Financial, LLC 0.23% of their portfolio PORTAGE, MI 5,3765.4k $378.5k $378.5k 0.23% Reduced -2.3k -2,268