Vault-13

ISHARES TR IYT

US TRSPRTION · ETP · CUSIP 464287192 · ISIN US4642871929

198 institutional holders +16 vs Q3 2023
3,708,1773.7m shares reported held*
$973.1mreported value*
32 new 42 added 54 reduced 27 sold out net bought ≈ $339.6m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $262.42. Options: 7 managers hold calls ($47.7m notional), 7 hold puts ($60.9m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 175Q4 22: 190Q1 23: 174Q2 23: 176Q3 23: 182Q4 23: 198198Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022175
Q4 2022190
Q1 2023174
Q2 2023176
Q3 2023182
Q4 2023198

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 69 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 66 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 63 bought or addedQ2 23: 73 cut or sold outQ2 23Q3 23: 62 bought or addedQ3 23: 72 cut or sold outQ3 23Q4 23: 74 bought or addedQ4 23: 81 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226987
Q1 20236693
Q2 20236373
Q3 20236272
Q4 20237481

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ1 23 calls: $12.7mQ1 23 puts: $33.8mQ1 23P/C 2.66Q2 23 calls: $12.7mQ2 23 puts: $25.8mQ2 23P/C 2.02Q3 23 calls: $15.5mQ3 23 puts: $23.0mQ3 23P/C 1.49Q4 23 calls: $47.7mQ4 23 puts: $60.9mQ4 23P/C 1.28
Numbers
QuarterCallsPutsP/C
Q1 2023$12.7m$33.8m2.66
Q2 2023$12.7m$25.8m2.02
Q3 2023$15.5m$23.0m1.49
Q4 2023$47.7m$60.9m1.28

Biggest buyers

MORGAN STANLEY Added +1,313,593+1.3m
JPMORGAN CHASE & CO Added +262,429+262.4k
BARCLAYS PLC Added +38,033+38.0k
CITADEL ADVISORS LLC Added +23,993+24.0k
BANK OF AMERICA CORP /DE/ Added +20,611+20.6k
Florin Court Capital LLP New +20,200+20.2k
Pallas Capital Advisors LLC New +13,702+13.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +9,901+9.9k
J.W. COLE ADVISORS, INC. New +5,602+5.6k
STIFEL FINANCIAL CORP Added +4,651+4.7k

Biggest sellers

MENORA MIVTACHIM HOLDINGS LTD. Sold out -253,000-253.0k
CITIGROUP INC Reduced -30,147-30.1k
JANE STREET GROUP, LLC Reduced -16,611-16.6k
GTS SECURITIES LLC Sold out -15,995-16.0k
FOUNDERS FINANCIAL SECURITIES LLC Sold out -13,753-13.8k
ROYAL BANK OF CANADA Reduced -11,876-11.9k
Quantitative Investment Management, LLC Sold out -11,708-11.7k
Fisher Asset Management, LLC Reduced -10,801-10.8k
MILLENNIUM MANAGEMENT LLC Reduced -10,673-10.7k
GSA CAPITAL PARTNERS LLP Reduced -9,117-9.1k

Biggest calls

Lighthouse Investment Partners, LLC New $24.7m250.0k shares
CITADEL ADVISORS LLC Added $9.9m37.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.0m26.6k shares
GTS SECURITIES LLC Added $3.5m13.3k shares
MARSHALL WACE, LLP New $1.9m7.2k shares
PEAK6 Investments LLC New $708.6k2.7k shares
Cutler Group LLC / CA Added $21.0k800 shares

Biggest puts

SCOPUS ASSET MANAGEMENT, L.P. New $39.4m150.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.9m18.6k shares
GTS SECURITIES LLC Added $4.4m16.8k shares
CITADEL ADVISORS LLC Reduced $4.3m16.4k shares
Heard Capital LLC Added $4.2m15.9k shares
MARSHALL WACE, LLP Added $3.8m14.4k shares
Cutler Group LLC / CA Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
TRUIST FINANCIAL CORP 13G · institution new · filed 2026-07-08 5.6% new 1.4m≈ $125.5m 2026-07-08

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,507,5101.5m $395.6m $395.6m 0.02% Added +1.3m +1,313,593
2 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 558,406558.4k $146.5m $146.5m 0.01% Added +262.4k +262,429
3 Fisher Asset Management, LLC 0.03% of their portfolio PLANO, TX 244,688244.7k $64.2m $64.2m 0.03% Reduced -10.8k -10,801
4 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 214,973215.0k $56.4m $56.4m 0.01% Reduced -1.6k -1,567
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 153,624153.6k $40.3m $40.3m 0.00% Added +20.6k +20,611
6 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.09% of their portfolio TORONTO, A6 100,000100.0k $26.2m $26.2m 0.09% Unchanged
7 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 88,03388.0k $23.1m $23.1m 0.01% Added +38.0k +38,033
8 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 69,86869.9k $18.3m $18.3m 0.01% Added +3.8k +3,769
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 50,55950.6k $13.3m $13.3m 0.01% Reduced -2.8k -2,837
10 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 50,28250.3k $13.2m $13.2m 0.01% Added +24.0k +23,993
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 48,79448.8k $12.8m $12.8m 0.02% Added +9.9k +9,901
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 43,75543.8k $11.5m $11.5m 0.02% Added +2.7k +2,712
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 35,11635.1k $9.2m $9.2m 0.00% Added +3.3k +3,298
14 First Financial Bankshares Inc 0.21% of their portfolio Abilene, TX 32,62832.6k $8.6m $8.6m 0.21% First filing
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 24,64824.6k $6.5m $6.5m 0.00% Reduced -574 -574
16 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 21,12121.1k $5.5m $5.5m 0.01% Reduced -10.7k -10,673
17 Florin Court Capital LLP 5.60% of their portfolio London, X0 20,20020.2k $5.3m $5.3m 5.60% New
18 Cadent Capital Advisors, LLC 2.65% of their portfolio TULSA, OK 19,96920.0k $5.2m $5.2m 2.65% Reduced -84 -84
19 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 16,89916.9k $4.4m $4.4m 0.03% Reduced -8.7k -8,721
20 Nemes Rush Group LLC 0.61% of their portfolio NOVI, MI 14,41014.4k $3.8m $3.8m 0.61% Added +619 +619
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 13,98014.0k $3.7m $3.7m 0.01% Reduced -4.0k -3,983
22 Pallas Capital Advisors LLC 0.19% of their portfolio BRAINTREE, MA 13,70213.7k $3.6m $3.6m 0.19% New
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,88212.9k $3.4m $3.4m 0.00% Added +62 +62
24 JMAC ENTERPRISES LLC 0.71% of their portfolio NEWTOWN, PA 12,49212.5k $3.3m $3.3m 0.71% Added +1.3k +1,342
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 12,45912.5k $3.3m $3.3m 0.00% Reduced -11.9k -11,876
26 McGuire Investment Group, LLC 0.53% of their portfolio WAKEFIELD, RI 12,03212.0k $3.2m $3.2m 0.53% Added +298 +298
27 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,46710.5k $2.7m $2.7m 0.00% Reduced -16.6k -16,611
28 Capital Advisors, Ltd. LLC 0.37% of their portfolio SHAKER HEIGHTS, OH 10,04010.0k $2.6m $2.6m 0.37% Reduced -464 -464
29 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 9,0099.0k $2.4m $2.4m 0.01% Reduced -849 -849
30 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,7148.7k $2.3m $2.3m 0.00% Added +900 +900
31 Thrive Capital Management, LLC 1.21% of their portfolio FORT WASHINGTON, PA 8,6018.6k $2.3m $2.3m 1.21% Reduced -852 -852
32 Composition Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 8,5838.6k $2.3m $2.3m 0.06% Reduced -7.4k -7,366
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 8,4958.5k $2.2m $2.2m 0.00% Reduced -2.7k -2,674
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,1938.2k $2.1m $2.1m 0.00% Reduced -1.6k -1,610
35 KKM Financial LLC 1.28% of their portfolio CHICAGO, IL 7,7497.7k $2.0m $2.0m 1.28% First filing
36 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 7,7007.7k $2.0m $2.0m 0.02% Reduced -2.7k -2,749
37 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 7,5207.5k $2.0m $2.0m 0.00% Reduced -492 -492
38 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 7,4617.5k $2.0m $2.0m 0.00% Added +4.7k +4,651
39 First Nebraska Trust Co 0.21% of their portfolio LINCOLN, NE 7,0677.1k $1.9m $1.9m 0.21% Reduced -509 -509
40 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,4446.4k $1.7m $1.7m 0.00% Reduced -1.5k -1,477
41 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 6,3016.3k $1.7m $1.7m 0.01% Added +4.6k +4,647
42 MMBG INVESTMENT ADVISORS CO. 0.18% of their portfolio MIAMI, FL 5,9856.0k $1.6m $1.6m 0.18% Unchanged
43 GSA CAPITAL PARTNERS LLP 0.13% of their portfolio LONDON, X0 5,9315.9k $1.6m $1.6m 0.13% Reduced -9.1k -9,117
44 Clarus Wealth Advisors 0.86% of their portfolio PEORIA, AZ 5,6415.6k $1.5m $1.5m 0.86% First filing
45 J.W. COLE ADVISORS, INC. 0.09% of their portfolio TAMPA, FL 5,6025.6k $1.5m $1.5m 0.09% New
46 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 4,7654.8k $1.3m $1.3m 0.02% Reduced -5.6k -5,626
47 Blue Door Asset Management, LLC 0.89% of their portfolio STAMFORD, CT 4,6004.6k $1.2m $1.2m 0.89% New
48 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,4944.5k $1.2m $1.2m 0.00% Reduced -109 -109
49 Nikulski Financial, Inc. 0.40% of their portfolio BETTENDORF, IA 4,1794.2k $1.1m $1.1m 0.40% Added +188 +188
50 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 4,0304.0k $1.1m $1.1m 0.00% Added +1.0k +1,021
51 Indie Asset Partners, LLC 0.95% of their portfolio CARMEL, IN 4,0184.0k $1.1m $1.1m 0.95% Added +135 +135
52 Sage Capital Advisors,llc 0.33% of their portfolio SIOUX FALLS, SD 3,8953.9k $1.0m $1.0m 0.33% Added +309 +309
53 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 3,8893.9k $1.0m $1.0m 0.00% Reduced -74 -74
54 HARMONY ASSET MANAGEMENT LLC 0.41% of their portfolio SCOTTSDALE, AZ 3,6913.7k $968.5k $968.5k 0.41% First filing
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 3,5253.5k $926.0k $926.0k 0.00% Reduced -3 -3
56 Retirement Planning Co of New England, Inc. 0.39% of their portfolio Warwick, RI 3,3083.3k $868.0k $868.0k 0.39% Added +231 +231
57 Massachusetts Wealth Management 0.68% of their portfolio NORTH ANDOVER, MA 3,1973.2k $839.0k $839.0k 0.68% Added +850 +850
58 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 3,1963.2k $839.0k $839.0k 0.00% Added +162 +162
59 Capital Investment Counsel, Inc 0.15% of their portfolio RALEIGH, NC 3,1613.2k $829.5k $829.5k 0.15% Unchanged
60 Kovack Advisors, Inc. 0.09% of their portfolio FT. LAUDERDALE, FL 2,9683.0k $779.0k $779.0k 0.09% Reduced -80 -80
61 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 2,9382.9k $771.1k $771.1k 0.01% Reduced -142 -142
62 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 2,7732.8k $727.7k $727.7k 0.01% Reduced -20 -20
63 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,7052.7k $709.9k $709.9k 0.00% Reduced -30.1k -30,147
64 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 2,6832.7k $704.1k $704.1k 0.00% Reduced -246 -246
65 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 2,6212.6k $688.0k $688.0k 0.01% Added +19 +19
66 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.02% of their portfolio PORTLAND, OR 2,5902.6k $679.7k $679.7k 0.02% Unchanged
67 Blue Chip Partners, LLC 0.07% of their portfolio FARMINGTON HILLS, MI 2,5622.6k $672.4k $672.4k 0.07% New
68 Institute for Wealth Management, LLC. 0.10% of their portfolio DENVER, CO 2,4422.4k $641.0k $641.0k 0.10% Reduced -35 -35
69 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 2,4292.4k $637.4k $637.4k 0.00% Reduced -314 -314
70 WASHBURN CAPITAL MANAGEMENT, INC. 0.47% of their portfolio Vero Beach, FL 2,3772.4k $623.8k $623.8k 0.47% Reduced -2.7k -2,723
71 StrategIQ Financial Group, LLC 0.07% of their portfolio MERRILLVILLE, IN 2,3292.3k $611.3k $611.3k 0.07% Reduced -90 -90
72 J. Goldman & Co LP 0.03% of their portfolio NEW YORK, NY 2,3262.3k $610.4k $610.4k 0.03% New
73 Private Portfolio Partners LLC 0.12% of their portfolio PARAMUS, NJ 2,0502.0k $538.0k $538.0k 0.12% Unchanged
74 Mariner, LLC 0.00% of their portfolio Overland Park, KS 2,0272.0k $531.9k $531.9k 0.00% New
75 Intrepid Financial Planning Group LLC 0.25% of their portfolio CARMEL, IN 2,0262.0k $531.6k $531.6k 0.25% Unchanged
76 Walleye Trading LLC 0.01% of their portfolio NEW YORK, NY 1,9832.0k $520.4k $520.4k 0.01% New
77 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,9772.0k $518.8k $518.8k 0.00% Added +259 +259
78 GARRISON POINT ADVISORS, LLC 0.36% of their portfolio Walnut Creek, CA 1,9522.0k $512.3k $512.3k 0.36% Unchanged
79 SAXON INTERESTS, INC. 0.25% of their portfolio HOUSTON, TX 1,9381.9k $508.6k $508.6k 0.25% New
80 626 Financial, LLC 0.33% of their portfolio PORTAGE, MI 1,9111.9k $501.5k $501.5k 0.33% Reduced -2.4k -2,447
81 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 1,8821.9k $493.9k $493.9k 0.01% Reduced -2.6k -2,595
82 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 1,8381.8k $482.0k $482.0k 0.01% Reduced -217 -217
83 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 1,8101.8k $475.0k $475.0k 0.01% Unchanged
84 FIRST WILSHIRE SECURITIES MANAGEMENT INC 0.14% of their portfolio PASADENA, CA 1,7001.7k $446.0k $446.0k 0.14% Unchanged
85 FOCUS FINANCIAL NETWORK INC /ADV 0.02% of their portfolio Minneapolis, MN 1,6751.7k $439.6k $439.6k 0.02% First filing
86 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 1,6431.6k $431.1k $431.1k 0.01% Reduced -109 -109
87 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 1,6311.6k $428.0k $428.0k 0.00% Added +752 +752
88 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 1,6131.6k $423.2k $423.2k 0.00% Reduced -130 -130
89 Trilogy Capital Inc. 0.03% of their portfolio IRVINE, CA 1,5871.6k $416.4k $416.4k 0.03% Added +474 +474
90 Davis Investment Partners, LLC 0.18% of their portfolio CHARLOTTE, NC 1,5001.5k $381.9k $381.9k 0.18% Unchanged
91 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,4991.5k $393.4k $393.4k 0.00% Reduced -296 -296
92 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 1,4871.5k $390.2k $390.2k 0.00% Unchanged
93 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 1,4691.5k $385.5k $385.5k 0.02% Reduced -860 -860
94 PATTEN & PATTEN INC/TN 0.03% of their portfolio CHATTANOOGA, TN 1,3501.4k $354.3k $354.3k 0.03% Reduced -150 -150
95 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 1,3011.3k $341.5k $341.5k 0.03% Added +5 +5
96 Kesler, Norman & Wride, LLC 0.08% of their portfolio OGDEN, UT 1,2851.3k $337.3k $337.3k 0.08% Reduced -114 -114
97 Private Wealth Advisors, LLC 0.14% of their portfolio Fresno, CA 1,2781.3k $335.4k $335.4k 0.14% Reduced -105 -105
98 WP Advisors, LLC 0.12% of their portfolio San Francisco, CA 1,2641.3k $331.8k $331.8k 0.12% Added +9 +9
99 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 1,2531.3k $328.9k $328.9k 0.01% Unchanged
100 FINANCIAL COUNSELORS INC 0.01% of their portfolio Overland Park, KS 1,2411.2k $325.7k $325.7k 0.01% Unchanged