Vault-13

ISHARES TR IYT

US TRSPRTION · ETP · CUSIP 464287192 · ISIN US4642871929

182 institutional holders +6 vs Q2 2023
2,359,5712.4m shares reported held*
$551.6mreported value*
25 new 37 added 55 reduced 17 sold out net sold ≈ $19.0m (-82.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($209.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $233.77. Options: 5 managers hold calls ($15.5m notional), 6 hold puts ($23.0m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 175Q4 22: 190Q1 23: 174Q2 23: 176Q3 23: 182182Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022175
Q4 2022190
Q1 2023174
Q2 2023176
Q3 2023182

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 69 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 66 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 63 bought or addedQ2 23: 73 cut or sold outQ2 23Q3 23: 62 bought or addedQ3 23: 72 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226987
Q1 20236693
Q2 20236373
Q3 20236272

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ4 22 calls: $13.6mQ4 22 puts: $30.8mQ4 22P/C 2.26Q1 23 calls: $12.7mQ1 23 puts: $33.8mQ1 23P/C 2.66Q2 23 calls: $12.7mQ2 23 puts: $25.8mQ2 23P/C 2.02Q3 23 calls: $15.5mQ3 23 puts: $23.0mQ3 23P/C 1.49
Numbers
QuarterCallsPutsP/C
Q4 2022$13.6m$30.8m2.26
Q1 2023$12.7m$33.8m2.66
Q2 2023$12.7m$25.8m2.02
Q3 2023$15.5m$23.0m1.49

Biggest buyers

MENORA MIVTACHIM HOLDINGS LTD. New +253,000+253.0k
MILLENNIUM MANAGEMENT LLC New +31,794+31.8k
CITIGROUP INC Added +29,437+29.4k
HRT FINANCIAL LP New +25,620+25.6k
JANE STREET GROUP, LLC Added +18,421+18.4k
GTS SECURITIES LLC New +15,995+16.0k
CITADEL ADVISORS LLC Added +15,110+15.1k
Nemes Rush Group LLC New +13,791+13.8k
FOUNDERS FINANCIAL SECURITIES LLC New +13,753+13.8k
Tower Research Capital LLC (TRC) Added +10,387+10.4k

Biggest sellers

Fisher Asset Management, LLC Reduced -194,686-194.7k
MORGAN STANLEY Reduced -159,204-159.2k
BNP PARIBAS FINANCIAL MARKETS Reduced -50,150-50.1k
JPMORGAN CHASE & CO Reduced -26,411-26.4k
Cambridge Investment Research Advisors, Inc. Reduced -23,418-23.4k
Florin Court Capital LLP Sold out -18,700-18.7k
TWO SIGMA INVESTMENTS, LP Sold out -12,400-12.4k
GOLDMAN SACHS GROUP INC Reduced -10,527-10.5k
BANK OF AMERICA CORP /DE/ Reduced -9,507-9.5k
BARCLAYS PLC Reduced -6,830-6.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.8m37.7k shares
CITADEL ADVISORS LLC Reduced $3.8m16.1k shares
GTS SECURITIES LLC New $2.4m10.2k shares
TWO SIGMA SECURITIES, LLC Added $490.9k2.1k shares
Cutler Group LLC / CA New $0400 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $11.2m48.1k shares
CITADEL ADVISORS LLC Added $6.3m27.1k shares
GTS SECURITIES LLC New $2.6m11.1k shares
Heard Capital LLC New $2.3m10.0k shares
MARSHALL WACE, LLP Reduced $467.5k2.0k shares
Cutler Group LLC / CA New $4.0k600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
TRUIST FINANCIAL CORP 13G · institution new · filed 2026-07-08 5.6% new 1.4m≈ $125.5m 2026-07-08

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 295,977296.0k $69.2m $69.2m 0.01% Reduced -26.4k -26,411
2 Fisher Asset Management, LLC 0.03% of their portfolio PLANO, TX 255,489255.5k $59.7m $59.7m 0.03% Reduced -194.7k -194,686
3 MENORA MIVTACHIM HOLDINGS LTD. 0.54% of their portfolio Ramat Gan, L3 253,000253.0k $59.1m $59.1m 0.54% New
4 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 216,540216.5k $50.6m $50.6m 0.01% Reduced -10.5k -10,527
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 193,917193.9k $45.3m $45.3m 0.00% Reduced -159.2k -159,204
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 133,013133.0k $31.1m $31.1m 0.00% Reduced -9.5k -9,507
7 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.11% of their portfolio TORONTO, A6 100,000100.0k $23.4m $23.4m 0.11% Unchanged
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 66,09966.1k $15.5m $15.5m 0.00% Reduced -1.1k -1,148
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 53,39653.4k $12.5m $12.5m 0.01% Reduced -1.8k -1,770
10 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 50,00050.0k $11.7m $11.7m 0.01% Reduced -6.8k -6,830
11 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 41,04341.0k $9.6m $9.6m 0.02% Reduced -2.2k -2,196
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 38,89338.9k $9.1m $9.1m 0.01% Reduced -2.0k -1,988
13 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 32,85232.9k $7.7m $7.7m 0.01% Added +29.4k +29,437
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 31,81831.8k $7.4m $7.4m 0.00% Reduced -1.1k -1,058
15 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 31,79431.8k $7.4m $7.4m 0.01% New
16 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 27,07827.1k $6.3m $6.3m 0.01% Added +18.4k +18,421
17 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 26,28926.3k $6.1m $6.1m 0.01% Added +15.1k +15,110
18 HRT FINANCIAL LP 0.06% of their portfolio NEW YORK, NY 25,62025.6k $6.0m $6.0m 0.06% New
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 25,22225.2k $5.9m $5.9m 0.00% Reduced -2.2k -2,156
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 24,33524.3k $5.7m $5.7m 0.00% Added +2.8k +2,791
21 Cadent Capital Advisors, LLC 2.28% of their portfolio TULSA, OK 20,05320.1k $4.7m $4.7m 2.28% Reduced -571 -571
22 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 17,96318.0k $4.2m $4.2m 0.01% Added +2.9k +2,942
23 GTS SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 15,99516.0k $3.7m $3.7m 0.08% New
24 Composition Wealth, LLC 0.11% of their portfolio LOS ANGELES, CA 15,94915.9k $3.7m $3.7m 0.11% Reduced -2.6k -2,577
25 GSA CAPITAL PARTNERS LLP 0.30% of their portfolio LONDON, X0 15,04815.0k $3.5m $3.5m 0.30% Added +9.6k +9,589
26 Nemes Rush Group LLC 0.58% of their portfolio NOVI, MI 13,79113.8k $3.2m $3.2m 0.58% New
27 FOUNDERS FINANCIAL SECURITIES LLC 0.42% of their portfolio TOWSON, MD 13,75313.8k $3.2m $3.2m 0.42% New
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,82012.8k $3.0m $3.0m 0.00% Reduced -1.8k -1,833
29 McGuire Investment Group, LLC 0.53% of their portfolio WAKEFIELD, RI 11,73411.7k $2.7m $2.7m 0.53% Reduced -314 -314
30 Quantitative Investment Management, LLC 0.42% of their portfolio CHARLOTTESVILLE, VA 11,70811.7k $2.7m $2.7m 0.42% Added +9.7k +9,705
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,16911.2k $2.6m $2.6m 0.00% Reduced -1.1k -1,082
32 JMAC ENTERPRISES LLC 0.64% of their portfolio NEWTOWN, PA 11,15011.2k $2.6m $2.6m 0.64% Added +270 +270
33 Capital Advisors, Ltd. LLC 0.38% of their portfolio SHAKER HEIGHTS, OH 10,50410.5k $2.5m $2.5m 0.38% Unchanged
34 Tower Research Capital LLC (TRC) 0.08% of their portfolio NEW YORK, NY 10,44910.4k $2.4m $2.4m 0.08% Added +10.4k +10,387
35 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 10,39110.4k $2.4m $2.4m 0.04% Reduced -429 -429
36 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 9,8589.9k $2.3m $2.3m 0.01% Added +1.7k +1,672
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,8039.8k $2.3m $2.3m 0.00% Reduced -111 -111
38 Thrive Capital Management, LLC 1.23% of their portfolio FORT WASHINGTON, PA 9,4539.5k $2.2m $2.2m 1.23% Added +1.7k +1,657
39 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 8,4518.5k $2.0m $2.0m 0.01% New
40 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 8,0128.0k $1.9m $1.9m 0.00% Added +755 +755
41 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,9217.9k $1.9m $1.9m 0.00% Added +1.5k +1,548
42 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,8147.8k $1.8m $1.8m 0.00% Added +419 +419
43 First Nebraska Trust Co 0.22% of their portfolio LINCOLN, NE 7,5767.6k $1.8m $1.8m 0.22% Added +80 +80
44 MMBG INVESTMENT ADVISORS CO. 0.18% of their portfolio MIAMI, FL 5,9856.0k $1.4m $1.4m 0.18% Unchanged
45 WASHBURN CAPITAL MANAGEMENT, INC. 1.01% of their portfolio Vero Beach, FL 5,1005.1k $1.2m $1.2m 1.01% Added +1.8k +1,750
46 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,6034.6k $1.1m $1.1m 0.00% Reduced -131 -131
47 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 4,4774.5k $1.0m $1.0m 0.03% Reduced -1.3k -1,271
48 626 Financial, LLC 0.69% of their portfolio PORTAGE, MI 4,3584.4k $1.0m $1.0m 0.69% Reduced -613 -613
49 Nikulski Financial, Inc. 0.39% of their portfolio BETTENDORF, IA 3,9914.0k $933.0k $933.0k 0.39% Added +529 +529
50 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 3,9634.0k $926.0k $926.0k 0.00% Reduced -23.4k -23,418
51 Indie Asset Partners, LLC 0.91% of their portfolio CARMEL, IN 3,8833.9k $907.7k $907.7k 0.91% Added +75 +75
52 Sage Capital Advisors,llc 0.31% of their portfolio SIOUX FALLS, SD 3,5863.6k $838.2k $838.2k 0.31% Unchanged
53 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 3,5283.5k $826.0k $826.0k 0.00% Added +244 +244
54 Capital Investment Counsel, Inc 0.15% of their portfolio RALEIGH, NC 3,1613.2k $738.9k $738.9k 0.15% Unchanged
55 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 3,0803.1k $720.0k $720.0k 0.01% Reduced -138 -138
56 Retirement Planning Co of New England, Inc. 0.40% of their portfolio Warwick, RI 3,0773.1k $719.4k $719.4k 0.40% Reduced -403 -403
57 Kovack Advisors, Inc. 0.10% of their portfolio FT. LAUDERDALE, FL 3,0483.0k $712.5k $712.5k 0.10% Added +240 +240
58 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 3,0343.0k $709.0k $709.0k 0.00% Reduced -537 -537
59 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 3,0093.0k $703.3k $703.3k 0.00% Reduced -88 -88
60 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 2,9292.9k $684.7k $684.7k 0.00% Added +115 +115
61 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.34% of their portfolio LEAWOOD, KS 2,8192.8k $659.0k $659.0k 0.34% New
62 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 2,8102.8k $656.9k $656.9k 0.00% Added +1.1k +1,062
63 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 2,7932.8k $652.9k $652.9k 0.01% Unchanged
64 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 2,7432.7k $641.3k $641.3k 0.00% Added +260 +260
65 Strategic Blueprint, LLC 0.06% of their portfolio ATLANTA, GA 2,7152.7k $634.8k $634.8k 0.06% Reduced -153 -153
66 LEUTHOLD GROUP, LLC 0.09% of their portfolio MINNEAPOLIS, MN 2,6322.6k $615.3k $615.3k 0.09% Reduced -5.1k -5,144
67 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 2,6022.6k $608.4k $608.4k 0.01% New
68 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 2,5902.6k $605.5k $605.5k 0.01% Unchanged
69 Institute for Wealth Management, LLC. 0.11% of their portfolio DENVER, CO 2,4772.5k $579.2k $579.2k 0.11% Reduced -10 -10
70 StrategIQ Financial Group, LLC 0.07% of their portfolio MERRILLVILLE, IN 2,4192.4k $565.6k $565.6k 0.07% Reduced -51 -51
71 Massachusetts Wealth Management 0.50% of their portfolio NORTH ANDOVER, MA 2,3472.3k $548.7k $548.7k 0.50% Added +220 +220
72 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 2,3292.3k $544.5k $544.5k 0.03% New
73 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 2,0552.1k $480.0k $480.0k 0.02% Reduced -238 -238
74 Private Portfolio Partners LLC 0.12% of their portfolio PARAMUS, NJ 2,0502.0k $479.2k $479.2k 0.12% Unchanged
75 Intrepid Financial Planning Group LLC 0.25% of their portfolio CARMEL, IN 2,0262.0k $473.5k $473.5k 0.25% Unchanged
76 GARRISON POINT ADVISORS, LLC 0.35% of their portfolio Walnut Creek, CA 1,9522.0k $456.3k $456.3k 0.35% Reduced -20 -20
77 Y-Intercept (Hong Kong) Ltd 0.04% of their portfolio HONG KONG, K3 1,8461.8k $431.5k $431.5k 0.04% New
78 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 1,8101.8k $423.1k $423.1k 0.01% Added +856 +856
79 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 1,7971.8k $420.1k $420.1k 0.01% Added +111 +111
80 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,7951.8k $419.6k $419.6k 0.00% Added +167 +167
81 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 1,7521.8k $409.6k $409.6k 0.01% Reduced -805 -805
82 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 1,7431.7k $407.5k $407.5k 0.00% Added +76 +76
83 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,7181.7k $401.6k $401.6k 0.00% New
84 FIRST WILSHIRE SECURITIES MANAGEMENT INC 0.14% of their portfolio PASADENA, CA 1,7001.7k $397.0k $397.0k 0.14% Unchanged
85 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 1,6541.7k $386.7k $386.7k 0.00% New
86 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 1,6231.6k $379.4k $379.4k 0.00% Added +10 +10
87 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 1,6091.6k $377.7k $377.7k 0.02% Reduced -13 -13
88 PATTEN & PATTEN INC/TN 0.03% of their portfolio CHATTANOOGA, TN 1,5001.5k $350.7k $350.7k 0.03% Reduced -50 -50
89 Davis Investment Partners, LLC 0.18% of their portfolio CHARLOTTE, NC 1,5001.5k $344.2k $344.2k 0.18% Unchanged
90 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 1,4871.5k $347.6k $347.6k 0.00% Unchanged
91 CX Institutional 0.02% of their portfolio AUBURN, IN 1,4731.5k $344.3k $344.3k 0.02% New
92 Kesler, Norman & Wride, LLC 0.08% of their portfolio OGDEN, UT 1,3991.4k $327.1k $327.1k 0.08% Added +152 +152
93 Private Wealth Advisors, LLC 0.14% of their portfolio Fresno, CA 1,3831.4k $323.3k $323.3k 0.14% Reduced -51 -51
94 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 1,2961.3k $303.0k $303.0k 0.03% Reduced -24 -24
95 WP Advisors, LLC 0.12% of their portfolio San Francisco, CA 1,2551.3k $293.4k $293.4k 0.12% Unchanged
96 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 1,2531.3k $294.1k $294.1k 0.01% Reduced -93 -93
97 FINANCIAL COUNSELORS INC 0.01% of their portfolio Overland Park, KS 1,2411.2k $290.1k $290.1k 0.01% Unchanged
98 Carlson Capital Management 0.02% of their portfolio NORTHFIELD, MN 1,2311.2k $287.7k $287.7k 0.02% Unchanged
99 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,1651.2k $272.3k $272.3k 0.00% Reduced -50.1k -50,150
100 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 1,1561.2k $270.5k $270.5k 0.00% Unchanged