Vault-13

ISHARES TR IYT

US TRSPRTION · ETP · CUSIP 464287192 · ISIN US4642871929

174 institutional holders -16 vs Q4 2022
2,422,6022.4m shares reported held*
$551.9mreported value*
21 new 45 added 58 reduced 35 sold out net bought ≈ $76.1m (+332.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($242.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $227.81. Options: 4 managers hold calls ($12.7m notional), 3 hold puts ($33.8m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 175Q4 22: 190Q1 23: 174174Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022175
Q4 2022190
Q1 2023174

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 69 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 66 bought or addedQ1 23: 93 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226987
Q1 20236693

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ3 22 calls: $18.2mQ3 22 puts: $86.5mQ3 22P/C 4.75Q4 22 calls: $13.6mQ4 22 puts: $30.8mQ4 22P/C 2.26Q1 23 calls: $12.7mQ1 23 puts: $33.8mQ1 23P/C 2.66
Numbers
QuarterCallsPutsP/C
Q3 2022$18.2m$86.5m4.75
Q4 2022$13.6m$30.8m2.26
Q1 2023$12.7m$33.8m2.66

Biggest buyers

Fisher Asset Management, LLC New +422,125+422.1k
GOLDMAN SACHS GROUP INC Added +71,303+71.3k
JPMORGAN CHASE & CO Added +48,581+48.6k
BARCLAYS PLC Added +48,151+48.2k
MIRABELLA FINANCIAL SERVICES LLP New +17,907+17.9k
TWO SIGMA INVESTMENTS, LP New +16,100+16.1k
Symmetry Investments LP Added +11,191+11.2k
AMERIPRISE FINANCIAL INC Added +9,438+9.4k
FLOW TRADERS U.S. LLC Added +4,572+4.6k
LPL Financial LLC Added +3,780+3.8k

Biggest sellers

UBS Group AG Reduced -115,440-115.4k
Graham Capital Management, L.P. Sold out -41,500-41.5k
MORGAN STANLEY Reduced -38,818-38.8k
Raymond James Financial Services Advisors, Inc. Reduced -23,824-23.8k
SCOTIA CAPITAL INC. Sold out -15,455-15.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -11,656-11.7k
ROYAL BANK OF CANADA Reduced -9,964-10.0k
Qube Research & Technologies Ltd Sold out -8,317-8.3k
Belvedere Trading LLC Sold out -7,900-7.9k
JANE STREET GROUP, LLC Reduced -7,536-7.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $8.1m35.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.9m17.0k shares
WOLVERINE TRADING, LLC New $425.0k1.9k shares
PEAK6 Investments LLC Unchanged $273.4k1.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $23.3m102.4k shares
CITADEL ADVISORS LLC Reduced $9.4m41.3k shares
WOLVERINE TRADING, LLC New $1.1m4.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
TRUIST FINANCIAL CORP 13G · institution new · filed 2026-07-08 5.6% new 1.4m≈ $125.5m 2026-07-08

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 579,431579.4k $132.0m $132.0m 0.01% Reduced -38.8k -38,818
2 Fisher Asset Management, LLC 0.06% of their portfolio PLANO, TX 422,125422.1k $96.2m $96.2m 0.06% New
3 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 245,819245.8k $56.0m $56.0m 0.02% Added +71.3k +71,303
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 119,916119.9k $27.3m $27.3m 0.00% Reduced -5.1k -5,103
5 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.13% of their portfolio TORONTO, A6 100,000100.0k $22.8m $22.8m 0.13% Unchanged
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 77,77177.8k $17.7m $17.7m 0.01% Reduced -1.5k -1,462
7 Composition Wealth, LLC 0.49% of their portfolio LOS ANGELES, CA 65,96566.0k $15.0m $15.0m 0.49% Reduced -1.0k -1,035
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 59,25359.3k $13.5m $13.5m 0.01% Added +3.8k +3,780
9 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 54,14854.1k $12.3m $12.3m 0.01% Added +48.2k +48,151
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 53,71553.7k $12.2m $12.2m 0.02% Reduced -11.7k -11,656
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 53,62053.6k $12.2m $12.2m 0.00% Added +48.6k +48,581
12 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 51,31551.3k $11.7m $11.7m 0.03% Added +359 +359
13 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 41,40841.4k $9.4m $9.4m 0.02% Reduced -387 -387
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 33,54033.5k $7.6m $7.6m 0.00% Reduced -115.4k -115,440
15 Symmetry Investments LP 3.15% of their portfolio ST HELIER, Y9 28,98429.0k $6.6m $6.6m 3.15% Added +11.2k +11,191
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 28,55228.6k $6.5m $6.5m 0.00% Added +9.4k +9,438
17 Cadent Capital Advisors, LLC 2.82% of their portfolio TULSA, OK 20,83020.8k $4.7m $4.7m 2.82% Reduced -144 -144
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 20,18720.2k $4.6m $4.6m 0.00% Reduced -10.0k -9,964
19 MIRABELLA FINANCIAL SERVICES LLP 0.69% of their portfolio London, X0 17,90717.9k $4.1m $4.1m 0.69% New
20 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 16,10016.1k $3.7m $3.7m 0.01% New
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 14,17014.2k $3.2m $3.2m 0.01% Added +2.1k +2,104
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,69412.7k $2.9m $2.9m 0.00% Reduced -2.0k -1,954
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,33112.3k $2.8m $2.8m 0.00% Reduced -304 -304
24 FLOW TRADERS U.S. LLC 0.11% of their portfolio NEW YORK, NY 12,32012.3k $2.8m $2.8m 0.11% Added +4.6k +4,572
25 McGuire Investment Group, LLC 0.55% of their portfolio WAKEFIELD, RI 12,13312.1k $2.8m $2.8m 0.55% Reduced -228 -228
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 10,97811.0k $2.5m $2.5m 0.00% Reduced -1.6k -1,577
27 JMAC ENTERPRISES LLC 0.62% of their portfolio NEWTOWN, PA 10,64710.6k $2.4m $2.4m 0.62% Reduced -72 -72
28 Capital Advisors, Ltd. LLC 0.39% of their portfolio SHAKER HEIGHTS, OH 10,51610.5k $2.4m $2.4m 0.39% Unchanged
29 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 9,6879.7k $2.2m $2.2m 0.00% Reduced -23.8k -23,824
30 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 8,5708.6k $2.0m $2.0m 0.01% Reduced -366 -366
31 Thrive Capital Management, LLC 1.15% of their portfolio FORT WASHINGTON, PA 8,1618.2k $1.8m $1.8m 1.15% Reduced -225 -225
32 First Nebraska Trust Co 0.22% of their portfolio LINCOLN, NE 7,5157.5k $1.7m $1.7m 0.22% Reduced -292 -292
33 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,7396.7k $1.5m $1.5m 0.00% Added +868 +868
34 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 6,2376.2k $1.4m $1.4m 0.02% Added +1.2k +1,233
35 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 6,0546.1k $1.4m $1.4m 0.00% Added +579 +579
36 626 Financial, LLC 0.87% of their portfolio PORTAGE, MI 5,7275.7k $1.3m $1.3m 0.87% Reduced -262 -262
37 MMBG INVESTMENT ADVISORS CO. 0.17% of their portfolio MIAMI, FL 5,7255.7k $1.3m $1.3m 0.17% Added +1.6k +1,630
38 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,3845.4k $1.2m $1.2m 0.00% Added +1.8k +1,775
39 Clarus Wealth Advisors 0.73% of their portfolio PEORIA, AZ 5,2285.2k $1.2m $1.2m 0.73% Added +536 +536
40 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,1665.2k $1.2m $1.2m 0.00% Reduced -449 -449
41 Indie Asset Partners, LLC 1.36% of their portfolio CARMEL, IN 5,1065.1k $1.2m $1.2m 1.36% Reduced -840 -840
42 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 4,8514.9k $1.1m $1.1m 0.00% Reduced -7.5k -7,536
43 LEUTHOLD GROUP, LLC 0.14% of their portfolio MINNEAPOLIS, MN 4,6224.6k $1.1m $1.1m 0.14% Added +586 +586
44 WASHBURN CAPITAL MANAGEMENT, INC. 0.83% of their portfolio Vero Beach, FL 4,2304.2k $963.8k $963.8k 0.83% Added +880 +880
45 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 3,8463.8k $876.0k $876.0k 0.00% Reduced -26 -26
46 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 3,5803.6k $815.7k $815.7k 0.04% Reduced -1 -1
47 Sage Capital Advisors,llc 0.31% of their portfolio SIOUX FALLS, SD 3,5763.6k $814.8k $814.8k 0.31% Added +13 +13
48 Retirement Planning Co of New England, Inc. 0.49% of their portfolio Warwick, RI 3,5093.5k $799.4k $799.4k 0.49% Added +20 +20
49 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 3,3823.4k $771.0k $771.0k 0.01% Added +2.3k +2,265
50 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 3,3523.4k $763.8k $763.8k 0.00% Reduced -250 -250
51 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 3,2613.3k $743.0k $743.0k 0.03% Reduced -1.9k -1,882
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 3,2523.3k $741.0k $741.0k 0.00% Reduced -1.3k -1,282
53 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 3,2373.2k $737.5k $737.5k 0.01% New
54 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 3,2253.2k $735.0k $735.0k 0.01% Reduced -831 -831
55 Strategic Blueprint, LLC 0.07% of their portfolio ATLANTA, GA 3,1663.2k $721.4k $721.4k 0.07% Added +447 +447
56 Capital Investment Counsel, Inc 0.16% of their portfolio RALEIGH, NC 3,1613.2k $720.2k $720.2k 0.16% Unchanged
57 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.02% of their portfolio PORTLAND, OR 3,0253.0k $689.2k $689.2k 0.02% Unchanged
58 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 2,9282.9k $667.1k $667.1k 0.02% New
59 Nikulski Financial, Inc. 0.29% of their portfolio BETTENDORF, IA 2,8892.9k $658.2k $658.2k 0.29% Unchanged
60 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 2,8662.9k $653.0k $653.0k 0.01% Added +172 +172
61 Kovack Advisors, Inc. 0.09% of their portfolio FT. LAUDERDALE, FL 2,8582.9k $651.1k $651.1k 0.09% Reduced -133 -133
62 StrategIQ Financial Group, LLC 0.07% of their portfolio MERRILLVILLE, IN 2,7822.8k $633.8k $633.8k 0.07% Added +27 +27
63 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 2,7032.7k $616.0k $616.0k 0.02% Added +174 +174
64 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 2,5302.5k $576.4k $576.4k 0.01% Added +419 +419
65 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 2,4622.5k $561.0k $561.0k 0.00% Added +20 +20
66 Institute for Wealth Management, LLC. 0.11% of their portfolio DENVER, CO 2,4362.4k $555.1k $555.1k 0.11% Reduced -35 -35
67 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 2,1502.1k $489.9k $489.9k 0.00% New
68 Intrepid Financial Planning Group LLC 0.24% of their portfolio CARMEL, IN 2,1072.1k $480.1k $480.1k 0.24% Unchanged
69 Private Portfolio Partners LLC 0.13% of their portfolio PARAMUS, NJ 2,0502.0k $467.1k $467.1k 0.13% Reduced -375 -375
70 GARRISON POINT ADVISORS, LLC 0.34% of their portfolio Walnut Creek, CA 1,9722.0k $449.3k $449.3k 0.34% Reduced -15 -15
71 SAXON INTERESTS, INC. 0.25% of their portfolio HOUSTON, TX 1,9381.9k $441.6k $441.6k 0.25% Unchanged
72 Massachusetts Wealth Management 0.45% of their portfolio NORTH ANDOVER, MA 1,9001.9k $432.9k $432.9k 0.45% Reduced -90 -90
73 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 1,8321.8k $417.5k $417.5k 0.00% Reduced -824 -824
74 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 1,7131.7k $390.2k $390.2k 0.01% Added +6 +6
75 FIRST WILSHIRE SECURITIES MANAGEMENT INC 0.13% of their portfolio PASADENA, CA 1,7001.7k $387.0k $387.0k 0.13% Unchanged
76 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 1,6791.7k $382.6k $382.6k 0.02% Reduced -100 -100
77 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 1,6131.6k $367.5k $367.5k 0.01% Reduced -300 -300
78 FMR LLC 0.00% of their portfolio BOSTON, MA 1,6001.6k $364.7k $364.7k 0.00% Added +774 +774
79 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 1,5711.6k $357.9k $357.9k 0.00% Reduced -178 -178
80 PATTEN & PATTEN INC/TN 0.03% of their portfolio CHATTANOOGA, TN 1,5501.6k $353.2k $353.2k 0.03% Unchanged
81 Davis Investment Partners, LLC 0.18% of their portfolio CHARLOTTE, NC 1,5001.5k $333.6k $333.6k 0.18% Unchanged
82 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 1,4871.5k $339.0k $339.0k 0.00% New
83 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 1,4851.5k $332.2k $332.2k 0.01% Added +134 +134
84 Private Wealth Advisors, LLC 0.14% of their portfolio Fresno, CA 1,4561.5k $331.8k $331.8k 0.14% Reduced -13 -13
85 Carlson Capital Management 0.02% of their portfolio NORTHFIELD, MN 1,4501.4k $330.3k $330.3k 0.02% Unchanged
86 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,4061.4k $320.3k $320.3k 0.00% Unchanged
87 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 1,4001.4k $319.0k $319.0k 0.00% New
88 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 1,3871.4k $316.1k $316.1k 0.03% Added +3 +3
89 FINANCIAL COUNSELORS INC 0.01% of their portfolio Overland Park, KS 1,3311.3k $303.0k $303.0k 0.01% Unchanged
90 KCM INVESTMENT ADVISORS LLC 0.01% of their portfolio GREENBRAE, CA 1,3061.3k $297.5k $297.5k 0.01% Added +1 +1
91 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 1,2891.3k $293.7k $293.7k 0.00% New
92 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 1,2851.3k $292.8k $292.8k 0.01% Unchanged
93 Trilogy Capital Inc. 0.02% of their portfolio IRVINE, CA 1,2641.3k $287.9k $287.9k 0.02% Reduced -364 -364
94 WP Advisors, LLC 0.12% of their portfolio San Francisco, CA 1,2511.3k $285.1k $285.1k 0.12% Added +4 +4
95 Kesler, Norman & Wride, LLC 0.07% of their portfolio OGDEN, UT 1,2451.2k $283.7k $283.7k 0.07% Reduced -1.2k -1,234
96 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 1,1591.2k $264.3k $264.3k 0.01% Added +1 +1
97 Quantitative Investment Management, LLC 0.06% of their portfolio CHARLOTTESVILLE, VA 1,1551.2k $263.0k $263.0k 0.06% Reduced -5.7k -5,657
98 FIRST UNITED BANK & TRUST 0.12% of their portfolio OAKLAND, MD 1,1301.1k $257.5k $257.5k 0.12% Reduced -150 -150
99 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 1,1121.1k $253.4k $253.4k 0.00% Reduced -185 -185
100 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 1,0991.1k $250.3k $250.3k 0.00% Reduced -187 -187