Vault-13

ISHARES INC ACWV

MSCI GBL MIN VOL · ETP · CUSIP 464286525

305 institutional holders +13 vs Q3 2023
20,961,82321.0m shares reported held*
$2.1bnreported value*
23 new 77 added 141 reduced 22 sold out net sold ≈ $293.6m (-2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $100.36. Options: 4 managers hold calls ($955.3k notional), 2 hold puts ($963.4k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 294Q4 22: 308Q1 23: 296Q2 23: 294Q3 23: 292Q4 23: 305305Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022294
Q4 2022308
Q1 2023296
Q2 2023294
Q3 2023292
Q4 2023305

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 120 bought or addedQ4 22: 144 cut or sold outQ4 22Q1 23: 107 bought or addedQ1 23: 155 cut or sold outQ1 23Q2 23: 115 bought or addedQ2 23: 154 cut or sold outQ2 23Q3 23: 92 bought or addedQ3 23: 159 cut or sold outQ3 23Q4 23: 100 bought or addedQ4 23: 163 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022120144
Q1 2023107155
Q2 2023115154
Q3 202392159
Q4 2023100163

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 23 calls: $77.4kQ1 23 puts: $48.4kQ1 23P/C 0.62Q2 23 calls: $19.6kQ2 23 puts: $78.4kQ2 23P/C 4.00Q3 23 calls: $19.1kQ3 23 puts: $515.3kQ3 23P/C 27.00Q4 23 calls: $955.3kQ4 23 puts: $963.4kQ4 23P/C 1.01
Numbers
QuarterCallsPutsP/C
Q1 2023$77.4k$48.4k0.62
Q2 2023$19.6k$78.4k4.00
Q3 2023$19.1k$515.3k27.00
Q4 2023$955.3k$963.4k1.01

Biggest buyers

MORGAN STANLEY Added +337,256+337.3k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +169,593+169.6k
JPMORGAN CHASE & CO Added +157,000+157.0k
GOLDMAN SACHS GROUP INC Added +124,177+124.2k
AMERIPRISE FINANCIAL INC Added +81,260+81.3k
Financial Connections Group, Inc. New +50,748+50.7k
RENAISSANCE TECHNOLOGIES LLC Added +35,300+35.3k
FMR LLC Added +27,187+27.2k
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC Added +19,849+19.8k
PRUDENTIAL PLC Added +17,104+17.1k

Biggest sellers

1832 Asset Management L.P. Reduced -1,160,076-1.2m
JANE STREET GROUP, LLC Reduced -545,788-545.8k
BANK OF MONTREAL /CAN/ Reduced -353,089-353.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -242,643-242.6k
Syntegra Private Wealth Group, LLC Reduced -231,763-231.8k
ASPIRIANT, LLC Reduced -146,061-146.1k
AdvisorNet Financial, Inc Reduced -137,495-137.5k
Legacy Capital Wealth Partners, LLC Reduced -124,840-124.8k
ROYAL BANK OF CANADA Reduced -94,540-94.5k
AGILIS PARTNERS LLC Sold out -93,783-93.8k

Biggest calls

Belvedere Trading LLC New $602.1k6.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $321.1k3.2k shares
CITADEL ADVISORS LLC Added $30.1k300 shares
Cutler Group LLC / CA New $2.0k300 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $903.1k9.0k shares
CITADEL ADVISORS LLC Added $60.2k600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ASPIRIANT, LLC 11.83% of their portfolio San Francisco, CA 2,618,3322.6m $262.8m $262.8m 11.83% Reduced -146.1k -146,061
2 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.14% of their portfolio Toronto, A6 2,387,3602.4m $239.6m $239.6m 0.14% Added +169.6k +169,593
3 SEI INVESTMENTS CO 0.34% of their portfolio OAKS, PA 2,111,0222.1m $211.8m $211.8m 0.34% Reduced -23.8k -23,828
4 BlackRock Inc. 0.00% of their portfolio New York, NY 1,806,3321.8m $181.3m $181.3m 0.00% Added +2.4k +2,390
5 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,591,1881.6m $159.7m $159.7m 0.02% Reduced -50.5k -50,465
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,016,6641.0m $102.0m $102.0m 0.00% Added +337.3k +337,256
7 1832 Asset Management L.P. 0.15% of their portfolio TORONTO, A6 775,621775.6k $77.8m $77.8m 0.15% Reduced -1.2m -1,160,076
8 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 651,026651.0k $65.3m $65.3m 0.04% Reduced -8.5k -8,530
9 UBS Group AG 0.02% of their portfolio ZURICH, V8 411,940411.9k $41.3m $41.3m 0.02% Reduced -32.9k -32,942
10 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 368,000368.0k $36.9m $36.9m 0.04% Reduced -545.8k -545,788
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 360,975361.0k $36.2m $36.2m 0.01% Reduced -242.6k -242,643
12 Symmetry Partners, LLC 1.77% of their portfolio GLASTONBURY, CT 326,604326.6k $32.7m $32.7m 1.77% Reduced -41.5k -41,521
13 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 309,616309.6k $31.1m $31.1m 0.01% Added +81.3k +81,260
14 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 245,160245.2k $24.6m $24.6m 0.04% Added +954 +954
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 201,022201.0k $20.2m $20.2m 0.00% Added +157.0k +157,000
16 SEARCY FINANCIAL SERVICES INC /ADV 11.15% of their portfolio OVERLAND PARK, KS 200,297200.3k $20.1m $20.1m 11.15% Added +2.6k +2,562
17 WMS Partners, LLC 1.45% of their portfolio TOWSON, MD 197,114197.1k $19.8m $19.8m 1.45% Reduced -59.6k -59,611
18 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 168,004168.0k $16.9m $16.9m 0.01% Added +8.9k +8,871
19 BESSEMER GROUP INC 0.03% of their portfolio WOODBRIDGE, NJ 164,380164.4k $16.5m $16.5m 0.03% Unchanged
20 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 154,373154.4k $15.5m $15.5m 0.03% Reduced -13.0k -12,963
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 146,658146.7k $14.7m $14.7m 0.00% Reduced -10.6k -10,605
22 DORVAL Corp 7.01% of their portfolio MAPLE GROVE, MN 146,018146.0k $14.7m $14.7m 7.01% First filing
23 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 144,740144.7k $14.5m $14.5m 0.05% Added +4.8k +4,808
24 BARON SILVER STEVENS FINANCIAL ADVISORS, LLC 2.94% of their portfolio Boca Raton, FL 139,665139.7k $14.0m $14.0m 2.94% Reduced -10.8k -10,843
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 137,682137.7k $13.8m $13.8m 0.00% Added +124.2k +124,177
26 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 130,453130.5k $13.1m $13.1m 0.01% Added +13.8k +13,788
27 OLD MISSION CAPITAL LLC 0.36% of their portfolio CHICAGO, IL 127,042127.0k $12.7m $12.7m 0.36% Reduced -46.7k -46,694
28 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 124,675124.7k $12.5m $12.5m 0.10% Reduced -20.0k -19,955
29 Mariner, LLC 0.03% of their portfolio Overland Park, KS 107,919107.9k $10.8m $10.8m 0.03% Reduced -21.0k -20,972
30 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 99,16099.2k $10.0m $10.0m 0.03% Reduced -11.1k -11,143
31 Ackerman Capital Advisors, LLC 2.77% of their portfolio DALLAS, TX 98,50298.5k $9.9m $9.9m 2.77% Reduced -23.3k -23,256
32 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 97,79797.8k $9.8m $9.8m 0.02% Added +1.0k +1,003
33 GLENMEDE TRUST CO NA 0.05% of their portfolio PHILADELPHIA, PA 97,41597.4k $9.8m $9.8m 0.05% Reduced -13.2k -13,195
34 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 95,40095.4k $9.6m $9.6m 0.02% Added +8.3k +8,270
35 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 94,48594.5k $9.5m $9.5m 0.02% Added +4.2k +4,173
36 Well Done, LLC 1.81% of their portfolio HOLLAND, MI 92,10492.1k $9.2m $9.2m 1.81% Added +227 +227
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 87,55987.6k $8.8m $8.8m 0.01% Reduced -14.4k -14,434
38 Equitable Holdings, Inc. 0.10% of their portfolio NEW YORK, NY 83,82483.8k $8.4m $8.4m 0.10% Added +402 +402
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 83,32983.3k $8.4m $8.4m 0.02% Reduced -3.1k -3,121
40 WFA Asset Management Corp 4.45% of their portfolio WHITEFISH BAY, WI 81,14881.1k $8.1m $8.1m 4.45% Added +5.5k +5,523
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 77,48477.5k $7.8m $7.8m 0.01% Added +11.9k +11,918
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 73,64473.6k $7.4m $7.4m 0.00% Reduced -94.5k -94,540
43 IRON Financial LLC 3.97% of their portfolio NORTHBROOK, IL 69,75669.8k $7.0m $7.0m 3.97% Reduced -3.3k -3,303
44 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 67,10067.1k $6.7m $6.7m 0.01% Reduced -45.7k -45,700
45 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 65,23965.2k $6.5m $6.5m 0.03% Reduced -547 -547
46 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 55,18555.2k $5.5m $5.5m 0.02% Added +14.3k +14,331
47 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 54,86854.9k $5.5m $5.5m 0.00% Reduced -2.8k -2,766
48 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 54,82454.8k $5.5m $5.5m 0.01% Reduced -35.1k -35,122
49 WRAPMANAGER INC 1.53% of their portfolio MILL VALLEY, CA 51,84351.8k $5.2m $5.2m 1.53% Reduced -37.1k -37,131
50 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 51,30051.3k $5.1m $5.1m 0.01% Added +35.3k +35,300
51 Financial Connections Group, Inc. 3.30% of their portfolio CORTE MADERA, CA 50,74850.7k $5.1m $5.1m 3.30% New
52 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 50,30550.3k $5.0m $5.0m 0.01% Reduced -2.0k -2,031
53 Cresset Asset Management, LLC 0.03% of their portfolio Chicago, IL 48,93148.9k $4.9m $4.9m 0.03% Added +1.3k +1,258
54 Bryant Woods Investment Advisors, LLC 3.06% of their portfolio GETZVILLE, NY 47,75147.8k $4.8m $4.8m 3.06% Reduced -19.8k -19,832
55 Turtle Creek Wealth Advisors, LLC 1.29% of their portfolio DALLAS, TX 43,78443.8k $4.4m $4.4m 1.29% First filing
56 PRUDENTIAL PLC 0.04% of their portfolio LONDON, X0 41,12641.1k $4.1m $4.1m 0.04% Added +17.1k +17,104
57 Tacita Capital Inc 3.03% of their portfolio TORONTO, A6 40,81040.8k $4.1m $4.1m 3.03% Added +4.6k +4,565
58 Rainsberger Wealth Advisors, Inc. 2.23% of their portfolio Colorado Springs, CO 40,79740.8k $4.1m $4.1m 2.23% Reduced -1.4k -1,350
59 FDx Advisors, Inc. 0.31% of their portfolio BERWYN, PA 39,43139.4k $4.0m $4.0m 0.31% Reduced -2.1k -2,089
60 FMR LLC 0.00% of their portfolio BOSTON, MA 34,49734.5k $3.5m $3.5m 0.00% Added +27.2k +27,187
61 Tilson Financial Group, Inc. 2.23% of their portfolio NEW PROVIDENCE, NJ 34,46934.5k $3.5m $3.5m 2.23% Added +307 +307
62 GSG Advisors LLC 1.24% of their portfolio MOUNT LAUREL, NJ 32,96333.0k $3.3m $3.3m 1.24% Added +7.3k +7,266
63 Arcus Capital Partners, LLC 1.14% of their portfolio ATLANTA, GA 32,40432.4k $3.3m $3.3m 1.14% Reduced -25.0k -25,042
64 Dynamic Advisor Solutions LLC 0.12% of their portfolio PHOENIX, AZ 32,25832.3k $3.2m $3.2m 0.12% Added +16.6k +16,608
65 Graves Light Lenhart Wealth, Inc. 0.39% of their portfolio HARRISONBURG, VA 31,54531.5k $3.2m $3.2m 0.39% Unchanged
66 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 31,51631.5k $3.2m $3.2m 0.04% Reduced -542 -542
67 Cadent Capital Advisors, LLC 1.56% of their portfolio TULSA, OK 30,79030.8k $3.1m $3.1m 1.56% Reduced -1.6k -1,617
68 John W. Brooker & Co., CPAs 1.66% of their portfolio OAKLAND, CA 28,76328.8k $2.9m $2.9m 1.66% Reduced -256 -256
69 SYM FINANCIAL Corp 0.46% of their portfolio WINONA LAKE, IN 28,11228.1k $2.8m $2.8m 0.46% Added +5.4k +5,358
70 Perigon Wealth Management, LLC 0.09% of their portfolio SAN FRANCISCO, CA 27,76027.8k $2.8m $2.8m 0.09% Reduced -8.7k -8,722
71 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 26,21626.2k $2.6m $2.6m 0.01% Reduced -472 -472
72 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 25,62925.6k $2.6m $2.6m 0.04% Reduced -10.4k -10,424
73 Summit Financial, LLC 0.17% of their portfolio PARSIPPANY, NJ 25,16625.2k $2.5m $2.5m 0.17% Added +23 +23
74 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.08% of their portfolio NORFOLK, VA 24,60524.6k $2.5m $2.5m 0.08% Added +19.8k +19,849
75 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 24,60024.6k $2.5m $2.5m 0.00% Reduced -6.4k -6,412
76 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 24,42424.4k $2.5m $2.5m 0.00% Added +2.0k +2,040
77 Consolidated Portfolio Review Corp 0.52% of their portfolio WOODBURY, NY 22,66422.7k $2.3m $2.3m 0.52% Added +1.6k +1,555
78 Balentine LLC 0.07% of their portfolio ATLANTA, GA 20,73520.7k $2.1m $2.1m 0.07% Added +42 +42
79 Ausdal Financial Partners, Inc. 0.25% of their portfolio Davenport, IA 20,29020.3k $2.0m $2.0m 0.25% Added +654 +654
80 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 19,76919.8k $2.0m $2.0m 0.06% Reduced -647 -647
81 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,45719.5k $2.0m $2.0m 0.00% Reduced -87.7k -87,668
82 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 18,41018.4k $1.8m $1.8m 0.04% Added +1.0k +1,041
83 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 17,80917.8k $1.8m $1.8m 0.00% Reduced -353.1k -353,089
84 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 17,71717.7k $1.8m $1.8m 0.00% Added +230 +230
85 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 17,60017.6k $1.8m $1.8m 0.01% Reduced -1.5k -1,533
86 Professional Financial Advisors, LLC 0.58% of their portfolio NORTH PLATTE, NE 17,53717.5k $1.8m $1.8m 0.58% Reduced -162 -162
87 Granite FO LLC 1.16% of their portfolio BEDFORD, NH 17,30817.3k $1.7m $1.7m 1.16% Reduced -95 -95
88 Mandatum Life Insurance Co Ltd 0.63% of their portfolio HELSINKI, H9 16,94916.9k $1.7m $1.7m 0.63% Reduced -2.3k -2,258
89 Syverson Strege & Co 0.65% of their portfolio WEST DES MOINES, IA 16,70516.7k $1.7m $1.7m 0.65% Reduced -226 -226
90 Beacon Financial Advisory LLC 0.80% of their portfolio CLEVELAND, OH 16,51616.5k $1.7m $1.7m 0.80% Reduced -3.6k -3,569
91 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 16,35116.4k $1.6m $1.6m 0.02% Added +5.7k +5,700
92 Financial Advisors, LLC 0.36% of their portfolio ANDOVER, MA 15,84415.8k $1.6m $1.6m 0.36% Added +2.0k +2,029
93 First International Bank & Trust 0.62% of their portfolio WATFORD CITY, ND 15,75515.8k $1.6m $1.6m 0.62% Reduced -3.1k -3,110
94 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 15,62215.6k $1.6m $1.6m 0.06% Reduced -255 -255
95 Philip James Wealth Mangement, LLC 1.16% of their portfolio MILTON, GA 14,99115.0k $1.5m $1.5m 1.16% First filing
96 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 14,85214.9k $1.5m $1.5m 0.05% Added +414 +414
97 Lester Murray Antman dba SimplyRich 0.50% of their portfolio CARLSBAD, CA 14,39014.4k $1.4m $1.4m 0.50% New
98 PLANNING DIRECTIONS INC 1.03% of their portfolio GLEN MILLS, PA 14,33014.3k $1.4m $1.4m 1.03% Reduced -269 -269
99 Visionary Wealth Advisors 0.11% of their portfolio O'FALLON, IL 14,32114.3k $1.4m $1.4m 0.11% Reduced -327 -327
100 Laidlaw Wealth Management LLC 0.52% of their portfolio NEW YORK CITY, NY 14,29114.3k $1.4m $1.4m 0.52% Reduced -7.3k -7,291