Vault-13

ISHARES INC FM

FRONTIER AND SEL · ETP · CUSIP 464286145

95 institutional holders -2 vs Q2 2023
4,336,5184.3m shares reported held*
$113.9mreported value*
7 new 31 added 24 reduced 10 sold out net sold ≈ $38.1m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.26. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 101Q4 22: 98Q1 23: 103Q2 23: 97Q3 23: 9595Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022101
Q4 202298
Q1 2023103
Q2 202397
Q3 202395

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 49 bought or addedQ4 22: 38 cut or sold outQ4 22Q1 23: 53 bought or addedQ1 23: 34 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 34 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224938
Q1 20235334
Q2 20235136
Q3 20233834

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 22 calls: $0Q4 22 puts: $311.0kQ4 22P/C —Q1 23 calls: $158.7kQ1 23 puts: $51.2kQ1 23P/C 0.32Q2 23 calls: $36.2kQ2 23 puts: $2.6kQ2 23P/C 0.07Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$311.0k—
Q1 2023$158.7k$51.2k0.32
Q2 2023$36.2k$2.6k0.07
Q3 2023$0$0—

Biggest buyers

Man Group plc New +55,520+55.5k
MORGAN STANLEY Added +46,502+46.5k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Added +45,500+45.5k
Worth Asset Management, LLC New +36,906+36.9k
Beacon Pointe Advisors, LLC New +31,367+31.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +24,868+24.9k
DHK Financial Advisors, Inc. Added +17,126+17.1k
HANCOCK WHITNEY CORP Added +13,382+13.4k
TWO SIGMA SECURITIES, LLC New +10,865+10.9k
Blue Trust, Inc. Added +10,729+10.7k

Biggest sellers

JANE STREET GROUP, LLC Reduced -423,560-423.6k
BlackRock Inc. Sold out -251,061-251.1k
OLD MISSION CAPITAL LLC Reduced -238,128-238.1k
PNC Financial Services Group, Inc. Reduced -228,350-228.3k
ENVESTNET ASSET MANAGEMENT INC Sold out -227,396-227.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -111,225-111.2k
LVZ, Inc. Sold out -97,283-97.3k
UBS Group AG Reduced -47,446-47.4k
Man Group plc Sold out -29,973-30.0k
BANK OF AMERICA CORP /DE/ Reduced -29,230-29.2k

Biggest calls

Cutler Group LLC / CA New $0100 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 448,700448.7k $11.6m $11.6m 0.00% Added +46.5k +46,502
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 400,408400.4k $10.4m $10.4m 0.00% Added +1.1k +1,057
3 Capital Analysts, LLC 0.53% of their portfolio FORT WASHINGTON, PA 365,411365.4k $9.5m $9.5m 0.53% Added +1.3k +1,306
4 OLD MISSION CAPITAL LLC 0.18% of their portfolio CHICAGO, IL 208,873208.9k $5.4m $5.4m 0.18% Reduced -238.1k -238,128
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 200,378200.4k $5.2m $5.2m 0.00% Reduced -29.2k -29,230
6 STRS OHIO 0.02% of their portfolio COLUMBUS, OH 192,000192.0k $5.0m $5.0m 0.02% Unchanged
7 Equita Financial Network, Inc. 2.54% of their portfolio FORT WASHINGTON, PA 159,125159.1k $4.1m $4.1m 2.54% First filing
8 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.16% of their portfolio Seattle, WA 154,831154.8k $4.0m $4.0m 0.16% Added +2.4k +2,423
9 DHK Financial Advisors, Inc. 3.51% of their portfolio PORTSMOUTH, NH 151,993152.0k $3.9m $3.9m 3.51% Added +17.1k +17,126
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 106,625106.6k $2.8m $2.8m 0.00% Reduced -22.1k -22,116
11 Capasso Planning Partners LLC 1.42% of their portfolio CHARLESTON, SC 102,243102.2k $2.7m $2.7m 1.42% Added +3.2k +3,219
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 99,23699.2k $2.6m $2.6m 0.00% Reduced -111.2k -111,225
13 LAKE STREET ADVISORS GROUP, LLC 0.14% of their portfolio PORTSMOUTH, NH 90,50690.5k $2.3m $2.3m 0.14% Unchanged
14 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.21% of their portfolio London, X0 90,50090.5k $2.3m $2.3m 0.21% Added +45.5k +45,500
15 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 85,00085.0k $2.2m $2.2m 0.00% Added +8.2k +8,200
16 Gould Capital, LLC 1.64% of their portfolio TACOMA, WA 78,57078.6k $2.0m $2.0m 1.64% Reduced -262 -262
17 CABOT WEALTH MANAGEMENT INC 0.31% of their portfolio BEVERLY, MA 77,18877.2k $2.0m $2.0m 0.31% Reduced -3.4k -3,380
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 71,01971.0k $1.8m $1.8m 0.00% Reduced -47.4k -47,446
19 CAHILL FINANCIAL ADVISORS INC 0.29% of their portfolio EDINA, MN 66,98767.0k $1.7m $1.7m 0.29% Added +435 +435
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 66,00966.0k $1.7m $1.7m 0.00% Reduced -423.6k -423,560
21 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 64,43364.4k $1.7m $1.7m 0.00% Reduced -189 -189
22 Endowment Wealth Management, Inc. 1.49% of their portfolio APPLETON, WI 64,00964.0k $1.7m $1.7m 1.49% Added +6.6k +6,570
23 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 63,61863.6k $1.6m $1.6m 0.03% Added +6.1k +6,066
24 CW Advisors, LLC 0.03% of their portfolio BOSTON, MA 62,98163.0k $1.6m $1.6m 0.03% Reduced -11.8k -11,770
25 Millburn Ridgefield LLC /DE/ 0.05% of their portfolio New York, NY 59,60759.6k $1.5m $1.5m 0.05% Reduced -4.7k -4,697
26 ACIMA PRIVATE WEALTH, LLC 0.67% of their portfolio RICHMOND, VA 58,34258.3k $1.5m $1.5m 0.67% Added +1.5k +1,522
27 Regal Investment Advisors LLC 0.13% of their portfolio KENTWOOD, MI 57,54657.5k $1.5m $1.5m 0.13% Added +516 +516
28 Man Group plc 0.00% of their portfolio LONDON, X0 55,52055.5k $1.4m $1.4m 0.00% New
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 50,46450.5k $1.3m $1.3m 0.00% Reduced -5.5k -5,453
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 47,48047.5k $1.2m $1.2m 0.00% Added +24.9k +24,868
31 Wambolt & Associates, LLC 0.41% of their portfolio LITTLETON, CO 43,51143.5k $1.1m $1.1m 0.41% Added +527 +527
32 Worth Asset Management, LLC 0.77% of their portfolio DALLAS, TX 36,90636.9k $956.6k $956.6k 0.77% New
33 Blue Trust, Inc. 0.01% of their portfolio BRENTWOOD, TN 33,16033.2k $858.0k $858.0k 0.01% Added +10.7k +10,729
34 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 31,36731.4k $813.0k $813.0k 0.01% New
35 HANCOCK WHITNEY CORP 0.03% of their portfolio GULFPORT, MS 29,66729.7k $769.0k $769.0k 0.03% Added +13.4k +13,382
36 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 29,17129.2k $756.1k $756.1k 0.00% Reduced -190 -190
37 Heartwood Wealth Advisors LLC 0.11% of their portfolio RICHMOND, VA 28,18528.2k $730.6k $730.6k 0.11% Added +525 +525
38 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 24,90024.9k $645.4k $645.4k 0.00% Reduced -13.7k -13,700
39 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 22,98123.0k $595.7k $595.7k 0.00% Added +3.1k +3,121
40 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 21,77421.8k $564.4k $564.4k 0.01% Reduced -775 -775
41 CITIZENS FINANCIAL GROUP INC/RI 0.02% of their portfolio PROVIDENCE, RI 19,97620.0k $517.8k $517.8k 0.02% Unchanged
42 Rockingstone Advisors LLC 0.28% of their portfolio GREAT BARRINGTON, MA 19,53819.5k $506.4k $506.4k 0.28% Added +280 +280
43 New England Private Wealth Advisors LLC 0.10% of their portfolio WELLESLEY, MA 19,01819.0k $492.9k $492.9k 0.10% Added +1 +1
44 Ellevest, Inc. 0.04% of their portfolio NEW YORK, NY 18,11518.1k $469.5k $469.5k 0.04% Added +501 +501
45 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,59717.6k $456.1k $456.1k 0.00% Reduced -3.3k -3,267
46 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 17,41217.4k $451.0k $451.0k 0.00% Added +1.1k +1,083
47 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,84814.8k $384.9k $384.9k 0.00% Added +4.7k +4,716
48 Texas Yale Capital Corp. 0.02% of their portfolio ST. PETERSBURG, FL 14,15114.2k $366.8k $366.8k 0.02% Added +165 +165
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 14,13114.1k $366.3k $366.3k 0.00% Reduced -5.2k -5,218
50 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 13,66013.7k $354.1k $354.1k 0.02% Added +72 +72
51 Crescent Grove Advisors, LLC 0.04% of their portfolio LAKE FOREST, IL 13,12813.1k $340.3k $340.3k 0.04% Unchanged
52 Claro Advisors Inc. 0.08% of their portfolio BOSTON, MA 12,98013.0k $336.4k $336.4k 0.08% Added +578 +578
53 BRIGHTON JONES LLC 0.02% of their portfolio SEATTLE, WA 11,74411.7k $304.4k $304.4k 0.02% Unchanged
54 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 10,86510.9k $281.6k $281.6k 0.01% New
55 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,62510.6k $275.0k $275.0k 0.00% Added +1.4k +1,441
56 LEAVELL INVESTMENT MANAGEMENT, INC. 0.02% of their portfolio MOBILE, AL 10,16410.2k $263.0k $263.0k 0.02% Reduced -756 -756
57 Destination Wealth Management 0.01% of their portfolio Walnut Creek, CA 9,1259.1k $236.5k $236.5k 0.01% Reduced -100 -100
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 8,6998.7k $235.5k $235.5k 0.00% Added +7.4k +7,449
59 NTV Asset Management LLC 0.04% of their portfolio Charleston, WV 7,8007.8k $202.2k $202.2k 0.04% Unchanged
60 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,5635.6k $144.2k $144.2k 0.00% Reduced -228.3k -228,350
61 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,7334.7k $122.7k $122.7k 0.00% New
62 Bogart Wealth, LLC 0.01% of their portfolio MCLEAN, VA 4,3444.3k $112.6k $112.6k 0.01% Unchanged
63 4Thought Financial Group Inc. 0.05% of their portfolio SYOSSET, NY 2,5472.5k $66.0k $66.0k 0.05% Added +9 +9
64 BBJS FINANCIAL ADVISORS, LLC 0.01% of their portfolio SEATTLE, WA 1,4901.5k $38.6k $38.6k 0.01% Unchanged
65 Johnson Financial Group, Inc. 0.00% of their portfolio RACINE, WI 1,3501.4k $35.0k $35.0k 0.00% Unchanged
66 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 1,1841.2k $30.7k $30.7k 0.00% Unchanged
67 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 759759 $19.7k $19.7k 0.00% Reduced -20.8k -20,824
68 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 694694 $18.0k $18.0k 0.00% Unchanged
69 Glassman Wealth Services 0.00% of their portfolio VIENNA, VA 600600 $15.6k $15.6k 0.00% New
70 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 536536 $13.9k $13.9k 0.00% Reduced -536 -536
71 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 507507 $13.1k $13.1k 0.00% Unchanged
72 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 423423 $11.0k $11.0k 0.00% Unchanged
73 C M BIDWELL & ASSOCIATES LTD 0.01% of their portfolio HONOLULU, HI 347347 $9.0k $9.0k 0.01% Unchanged
74 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 315315 $8.2k $8.2k 0.00% Unchanged
75 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 237237 $6.1k $6.1k 0.00% Unchanged
76 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 226226 $6.0k $6.0k 0.00% Unchanged
77 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 196196 $5.1k $5.1k 0.00% Added +190 +190
78 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 151151 $3.9k $3.9k 0.00% Unchanged
79 NVWM, LLC 0.00% of their portfolio YARDLEY, PA 140140 $3.6k $3.6k 0.00% Unchanged
80 CWM, LLC 0.00% of their portfolio OMAHA, NE 116116 $3.0k $3.0k 0.00% Unchanged
81 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 105105 $2.7k $2.7k 0.00% Unchanged
82 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 100100 $2.0k $2.0k 0.00% New
83 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 100100 $2.6k $2.6k 0.00% Unchanged
84 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 8888 $2.0k $2.0k 0.00% Unchanged
85 WFA of San Diego, LLC 0.00% of their portfolio SAN DIEGO, CA 7575 $1.9k $1.9k 0.00% Unchanged
86 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 7474 $1.9k $1.9k 0.00% Unchanged
87 Tortoise Investment Management, LLC 0.00% of their portfolio WHITE PLAINS, NY 6060 $1.6k $1.6k 0.00% Reduced -500 -500
88 OPTIMUM INVESTMENT ADVISORS 0.00% of their portfolio Chicago, IL 5050 $1.3k $1.3k 0.00% Unchanged
89 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4545 $1.2k $1.2k 0.00% Reduced -658 -658
90 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3030 $778 $778 0.00% Unchanged
91 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 2525 $648 $648 0.00% Unchanged
92 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 1212 $311 $311 0.00% Unchanged
93 CLEAR INVESTMENT RESEARCH, LLC 0.00% of their portfolio ALPHARETTA, GA 1010 $269 $269 0.00% Unchanged
94 Covestor Ltd 0.00% of their portfolio LONDON, X0 66 $0 $0 0.00% Unchanged
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged