Vault-13

ISHARES GOLD TR IAU

ISHARES NEW · ETP · CUSIP 464285204

1,001 institutional holders +53 vs Q3 2022
423,131,636423.1m shares reported held*
$14.6bnreported value*
77 new 254 added 409 reduced 65 sold out net sold ≈ $1.8bn (-51.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($59.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.58. Options: 13 managers hold calls ($39.2m notional), 8 hold puts ($3.6m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 948Q4 22: 1,0011,001Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022948
Q4 20221,001

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $40.6mQ3 22 puts: $4.5mQ3 22P/C 0.11Q4 22 calls: $39.2mQ4 22 puts: $3.6mQ4 22P/C 0.09
Numbers
QuarterCallsPutsP/C
Q3 2022$40.6m$4.5m0.11
Q4 2022$39.2m$3.6m0.09

Biggest buyers

UBS Group AG Added +931,930+931.9k
Cerity Partners LLC Added +867,451+867.5k
HighTower Advisors, LLC Added +828,067+828.1k
JPMORGAN CHASE & CO Added +821,423+821.4k
EQUITABLE TRUST CO Added +812,647+812.6k
MORGAN STANLEY Added +694,430+694.4k
US BANCORP \DE\ Added +688,670+688.7k
West Family Investments, Inc. New +621,138+621.1k
GOLDMAN SACHS GROUP INC Added +570,468+570.5k
WESCAP Management Group, Inc. New +536,156+536.2k

Biggest sellers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -18,138,491-18.1m
JANE STREET GROUP, LLC Reduced -5,861,467-5.9m
BANK OF MONTREAL /CAN/ Reduced -4,146,556-4.1m
BANK OF AMERICA CORP /DE/ Reduced -3,385,448-3.4m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -2,002,163-2.0m
FMR LLC Reduced -1,770,688-1.8m
Blue Trust, Inc. Reduced -1,631,570-1.6m
Nadler Financial Group, Inc. Reduced -1,596,149-1.6m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,580,264-1.6m
WELLS FARGO & COMPANY/MN Reduced -1,552,256-1.6m

Biggest calls

K2 PRINCIPAL FUND, L.P. Added $10.4m300.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.2m207.2k shares
CITADEL ADVISORS LLC Reduced $6.4m184.8k shares
WOLVERINE TRADING, LLC Added $5.8m167.9k shares
SIMPLEX TRADING, LLC Reduced $3.1m115.8k shares
CITIGROUP INC Unchanged $2.8m80.0k shares
GROUP ONE TRADING LLC Reduced $1.9m55.8k shares
JANE STREET GROUP, LLC Reduced $1.4m39.4k shares
Cutler Group LLC / CA Reduced $143.0k305.2k shares
BANK OF AMERICA CORP /DE/ New $121.1k3.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.6m46.5k shares
CITADEL ADVISORS LLC Added $1.2m35.8k shares
JANE STREET GROUP, LLC Reduced $463.5k13.4k shares
Lido Advisors, LLC New $172.9k5.0k shares
GROUP ONE TRADING LLC Reduced $69.2k2.0k shares
SIMPLEX TRADING, LLC Reduced $48.0k2.2k shares
Cutler Group LLC / CA Added $6.0k10.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.13% of their portfolio BOSTON, MA 38,334,56338.3m $1.3bn $1.3bn 0.13% Reduced -1.8m -1,770,688
2 BANK OF AMERICA CORP /DE/ 0.15% of their portfolio CHARLOTTE, NC 35,249,19635.2m $1.2bn $1.2bn 0.15% Reduced -3.4m -3,385,448
3 Sumitomo Mitsui Trust Group, Inc. 0.76% of their portfolio CHIYODA-KU, TOKYO, M0 27,702,21627.7m $958.2m $958.2m 0.76% Reduced -1.2m -1,235,805
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1.39% of their portfolio MILWAUKEE, WI 26,621,93526.6m $920.8m $920.8m 1.39% Reduced -18.1m -18,138,491
5 MORGAN STANLEY 0.09% of their portfolio NEW YORK, NY 22,233,70322.2m $769.1m $769.1m 0.09% Added +694.4k +694,430
6 Charles Schwab Investment Advisory, Inc. 1.20% of their portfolio SAN FRANCISCO, CA 20,517,08420.5m $709.7m $709.7m 1.20% Reduced -153.7k -153,654
7 PERSONAL CAPITAL ADVISORS CORP 2.29% of their portfolio Redwood City, CA 13,620,20413.6m $471.1m $471.1m 2.29% Reduced -473.7k -473,651
8 ALLIANCEBERNSTEIN L.P. 0.17% of their portfolio NASHVILLE, TN 11,016,30111.0m $381.1m $381.1m 0.17% Added +215.1k +215,051
9 WELLS FARGO & COMPANY/MN 0.12% of their portfolio SAN FRANCISCO, CA 10,697,94110.7m $370.0m $370.0m 0.12% Reduced -1.6m -1,552,256
10 UBS Group AG 0.14% of their portfolio ZURICH, V8 8,624,2178.6m $298.3m $298.3m 0.14% Added +931.9k +931,930
11 CITIGROUP INC 0.36% of their portfolio NEW YORK, NY 7,426,3067.4m $256.9m $256.9m 0.36% Reduced -598.4k -598,406
12 Temasek Holdings (Private) Ltd 1.47% of their portfolio SINGAPORE, U0 7,258,1877.3m $251.1m $251.1m 1.47% Unchanged
13 LPL Financial LLC 0.20% of their portfolio FORT MILL, SC 6,844,6336.8m $236.8m $236.8m 0.20% Reduced -79.5k -79,541
14 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 5,401,6435.4m $186.7m $186.7m 0.06% Reduced -35.9k -35,860
15 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 5,286,1915.3m $182.8m $182.8m 0.03% Added +821.4k +821,423
16 Packer & Co Ltd 56.38% of their portfolio COTTESLOE, C3 4,685,1004.7m $162.1m $162.1m 56.38% Unchanged
17 HighTower Advisors, LLC 0.36% of their portfolio CHICAGO, IL 4,601,8314.6m $159.2m $159.2m 0.36% Added +828.1k +828,067
18 Cresset Asset Management, LLC 1.77% of their portfolio Chicago, IL 4,053,2464.1m $140.0m $140.0m 1.77% Reduced -947.5k -947,488
19 RAYMOND JAMES & ASSOCIATES 0.11% of their portfolio ST PETERSBURG, FL 3,607,1123.6m $124.8m $124.8m 0.11% Reduced -59.6k -59,640
20 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 3,433,6043.4m $118.8m $118.8m 0.04% Reduced -333.4k -333,399
21 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 3,323,0283.3m $114.9m $114.9m 0.03% Reduced -617.2k -617,192
22 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 3,169,0343.2m $109.6m $109.6m 0.06% Reduced -1.6m -1,580,264
23 KEYBANK NATIONAL ASSOCIATION/OH 0.48% of their portfolio BROOKLYN, OH 2,849,5402.8m $98.6m $98.6m 0.48% Reduced -417.8k -417,756
24 Cerity Partners LLC 0.57% of their portfolio NEW YORK, NY 2,546,3432.5m $88.1m $88.1m 0.57% Added +867.5k +867,451
25 JANE STREET GROUP, LLC 0.16% of their portfolio NEW YORK, NY 2,511,6122.5m $86.9m $86.9m 0.16% Reduced -5.9m -5,861,467
26 COMMONWEALTH EQUITY SERVICES, LLC 0.20% of their portfolio WALTHAM, MA 2,421,4752.4m $83.8m $83.8m 0.20% Added +50.7k +50,707
27 Asset Management One Co., Ltd. 0.40% of their portfolio TOKYO, M0 2,412,5062.4m $83.1m $83.1m 0.40% Reduced -128.1k -128,118
28 Bridgewater Associates, LP 0.43% of their portfolio Westport, CT 2,272,0532.3m $78.6m $78.6m 0.43% Reduced -92.3k -92,276
29 BlackRock Inc. 0.00% of their portfolio New York, NY 2,266,6552.3m $78.4m $78.4m 0.00% Added +70.9k +70,948
30 TOCQUEVILLE ASSET MANAGEMENT L.P. 1.46% of their portfolio New York, NY 2,222,4772.2m $76.9m $76.9m 1.46% Reduced -93.1k -93,086
31 Blue Trust, Inc. 1.24% of their portfolio BRENTWOOD, TN 2,205,8812.2m $69.6m $69.6m 1.24% Reduced -1.6m -1,631,570
32 Proficio Capital Partners LLC 13.58% of their portfolio NEWTON, MA 2,183,6952.2m $71.7m $71.7m 13.58% Reduced -254.0k -254,017
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 2,134,6532.1m $73.8m $73.8m 0.02% Reduced -2.0m -2,002,163
34 CAPTRUST FINANCIAL ADVISORS 0.37% of their portfolio RALEIGH, NC 2,124,5392.1m $73.5m $73.5m 0.37% Reduced -31.5k -31,516
35 EQUITABLE TRUST CO 5.49% of their portfolio NASHVILLE, TN 2,015,8302.0m $69.7m $69.7m 5.49% Added +812.6k +812,647
36 Mizuho Bank, Ltd. 10.58% of their portfolio TOKYO, M0 2,000,0002.0m $69.2m $69.2m 10.58% Unchanged
37 STIFEL FINANCIAL CORP 0.10% of their portfolio ST. LOUIS, MO 1,996,6802.0m $69.1m $69.1m 0.10% Reduced -751.3k -751,274
38 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,884,2181.9m $65.2m $65.2m 0.01% Added +131.5k +131,458
39 Arnhold LLC 7.64% of their portfolio New York, NY 1,807,2541.8m $62.5m $62.5m 7.64% Unchanged
40 CENTRAL TRUST Co 1.81% of their portfolio JEFFERSON CITY, MO 1,700,9261.7m $58.8m $58.8m 1.81% Reduced -130.5k -130,526
41 Baird Financial Group, Inc. 0.15% of their portfolio MILWAUKEE, WI 1,688,7781.7m $58.4m $58.4m 0.15% Added +19.2k +19,152
42 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 1,656,6111.7m $57.3m $57.3m 0.12% Added +406.3k +406,251
43 GM Advisory Group, LLC 6.08% of their portfolio MELVILLE, NY 1,648,7961.6m $57.0m $57.0m 6.08% Added +199.0k +198,984
44 FRANKLIN RESOURCES INC 0.03% of their portfolio San Mateo, CA 1,596,7751.6m $55.2m $55.2m 0.03% Reduced -62.6k -62,630
45 MOON CAPITAL MANAGEMENT LP 60.49% of their portfolio NEW YORK, NY 1,559,6041.6m $53.9m $53.9m 60.49% Added +746 +746
46 BOK Financial Private Wealth, Inc. 4.20% of their portfolio DENVER, CO 1,462,9361.5m $50.6m $50.6m 4.20% Added +17.3k +17,257
47 TIEDEMANN ADVISORS, LLC 2.26% of their portfolio NEW YORK, NY 1,361,3741.4m $47.1m $47.1m 2.26% Reduced -242.2k -242,171
48 FORBES J M & CO LLP 6.61% of their portfolio Boston, MA 1,324,6041.3m $45.8m $45.8m 6.61% Reduced -109.4k -109,390
49 Capital Asset Advisory Services LLC 3.65% of their portfolio Williamston, MI 1,312,3851.3m $45.8m $45.8m 3.65% Reduced -9.4k -9,427
50 Creative Planning 0.06% of their portfolio OVERLAND PARK, KS 1,180,3641.2m $40.8m $40.8m 0.06% Reduced -143.4k -143,417
51 NEUBERGER BERMAN GROUP LLC 0.04% of their portfolio NEW YORK, NY 1,116,2651.1m $38.6m $38.6m 0.04% Added +28.8k +28,833
52 BEACON INVESTMENT ADVISORY SERVICES, INC. 1.92% of their portfolio MORRISTOWN, NJ 1,081,4651.1m $37.4m $37.4m 1.92% Reduced -7.3k -7,334
53 MERCER GLOBAL ADVISORS INC /ADV 0.17% of their portfolio DENVER, CO 1,008,2811.0m $34.7m $34.7m 0.17% Reduced -43.7k -43,725
54 CIBC Private Wealth Group LLC 0.11% of their portfolio ATLANTA, GA 1,006,2041.0m $32.8m $32.8m 0.11% Added +386.2k +386,161
55 Tanglewood Wealth Management, Inc. 5.15% of their portfolio HOUSTON, TX 994,428994.4k $34.4m $34.4m 5.15% Added +926 +926
56 Mariner, LLC 0.11% of their portfolio Overland Park, KS 977,314977.3k $33.8m $33.8m 0.11% Reduced -247.6k -247,584
57 Chevy Chase Trust Holdings, LLC 0.14% of their portfolio BETHESDA, MD 973,372973.4k $33.7m $33.7m 0.14% Added +15.5k +15,483
58 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 954,449954.4k $33.0m $33.0m 0.03% Reduced -541.3k -541,341
59 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 949,438949.4k $32.8m $32.8m 0.07% Reduced -10.6k -10,618
60 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 943,476943.5k $32.6m $32.6m 0.06% Reduced -208.8k -208,840
61 MacKay Shields LLC 0.82% of their portfolio New York, NY 929,500929.5k $32.2m $32.2m 0.82% Unchanged
62 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 927,095927.1k $32.1m $32.1m 0.01% Added +570.5k +570,468
63 First Command Bank 3.98% of their portfolio FORT WORTH, TX 906,974907.0k $31.4m $31.4m 3.98% Added +30.4k +30,364
64 First Command Financial Services, Inc. 3.98% of their portfolio FORT WORTH, TX 906,974907.0k $31.4m $31.4m 3.98% Added +30.4k +30,364
65 Parcion Private Wealth LLC 3.39% of their portfolio BELLEVUE, WA 903,455903.5k $31.3m $31.3m 3.39% Reduced -95.9k -95,891
66 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 889,123889.1k $30.8m $30.8m 0.16% Reduced -47.3k -47,266
67 TIAA, FSB 0.12% of their portfolio ST. LOUIS, MO 867,840867.8k $30.0m $30.0m 0.12% Added +436.3k +436,339
68 LAKE STREET ADVISORS GROUP, LLC 1.96% of their portfolio PORTSMOUTH, NH 858,883858.9k $29.7m $29.7m 1.96% Unchanged
69 Zhang Financial LLC 3.72% of their portfolio PORTAGE, MI 842,341842.3k $29.1m $29.1m 3.72% Reduced -16.9k -16,920
70 GenWealth Group, Inc. 9.42% of their portfolio Maplewood, NJ 832,434832.4k $28.8m $28.8m 9.42% Reduced -13.7k -13,661
71 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 827,949827.9k $28.6m $28.6m 0.05% Added +688.7k +688,670
72 Vigilant Capital Management, LLC 2.41% of their portfolio Portland, ME 816,371816.4k $28.2m $28.2m 2.41% Added +33.5k +33,530
73 Corient Private Wealth LP 0.10% of their portfolio MIAMI, FL 793,564793.6k $27.4m $27.4m 0.10% First filing
74 VCU Investment Management Co 100.00% of their portfolio RICHMOND, VA 792,658792.7k $27.4m $27.4m 100.00% Unchanged
75 Russell Investments Group, Ltd. 0.06% of their portfolio Seattle, WA 772,900772.9k $26.7m $26.7m 0.06% Unchanged
76 Brookstone Capital Management 0.55% of their portfolio WHEATON, IL 770,699770.7k $27.3m $27.3m 0.55% Reduced -87.5k -87,479
77 Gladius Capital Management LP 8.25% of their portfolio PARK CITY, UT 753,449753.4k $26.1m $26.1m 8.25% Unchanged
78 PICTET ASSET MANAGEMENT SA 0.04% of their portfolio GENEVA 73, V8 738,830738.8k $25.6m $25.6m 0.04% Added +196.9k +196,900
79 Oxbow Advisors, LLC 4.81% of their portfolio Austin, TX 737,811737.8k $25.5m $25.5m 4.81% Added +46.4k +46,392
80 Biltmore Family Office, LLC 5.20% of their portfolio CHARLOTTE, NC 730,248730.2k $25.3m $25.3m 5.20% Reduced -46.6k -46,573
81 VPR Management LLC 5.41% of their portfolio HOUSTON, TX 725,225725.2k $25.1m $25.1m 5.41% Reduced -132.7k -132,650
82 Evercore Wealth Management, LLC 0.50% of their portfolio New York, NY 694,612694.6k $24.0m $24.0m 0.50% Added +2.9k +2,885
83 Narwhal Capital Management 3.12% of their portfolio MARIETTA, GA 677,768677.8k $23.4m $23.4m 3.12% Reduced -165 -165
84 Permanens Capital L.P. 5.46% of their portfolio NEW YORK, NY 651,595651.6k $22.5m $22.5m 5.46% Added +15.6k +15,600
85 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 649,900649.9k $22.5m $22.5m 0.01% Reduced -135.7k -135,737
86 Equitable Holdings, Inc. 0.38% of their portfolio NEW YORK, NY 638,582638.6k $22.1m $22.1m 0.38% Reduced -81.9k -81,873
87 Strategic Point Investment Advisors, LLC 5.29% of their portfolio PROVIDENCE, RI 635,299635.3k $22.0m $22.0m 5.29% Reduced -2.8k -2,774
88 West Family Investments, Inc. 7.39% of their portfolio CARLSBAD, CA 621,138621.1k $21.7m $21.7m 7.39% New
89 Sagil Capital LLP 18.65% of their portfolio LONDON, X0 620,000620.0k $21.4m $21.4m 18.65% Added +20.0k +20,000
90 Mader & Shannon Wealth Management, Inc. 14.07% of their portfolio KANSAS CITY, MO 614,720614.7k $21.3m $21.3m 14.07% Added +6.0k +6,025
91 STEPHENS INC /AR/ 0.43% of their portfolio LITTLE ROCK, AR 611,828611.8k $21.2m $21.2m 0.43% Reduced -31.9k -31,877
92 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 605,956606.0k $21.0m $21.0m 0.14% Reduced -57.1k -57,075
93 New York Life Investment Management LLC 0.23% of their portfolio New York, NY 586,813586.8k $20.3m $20.3m 0.23% Reduced -66.3k -66,260
94 EPIQ Capital Group, LLC 10.76% of their portfolio San Francisco, CA 547,170547.2k $18.9m $18.9m 10.76% Reduced -25.6k -25,633
95 Kiwi Wealth Investments Limited Partnership 1.24% of their portfolio WELLINGTON, Q2 539,660539.7k $18.7m $18.7m 1.24% Unchanged
96 WESCAP Management Group, Inc. 6.52% of their portfolio Glendale, CA 536,156536.2k $18.5m $18.5m 6.52% New
97 GAMBLE JONES INVESTMENT COUNSEL 1.39% of their portfolio PASADENA, CA 533,097533.1k $18.4m $18.4m 1.39% Reduced -15.7k -15,708
98 Parkside Investments, LLC 3.68% of their portfolio DEERFIELD, IL 533,013533.0k $18.4m $18.4m 3.68% Added +29.2k +29,170
99 Quent Capital, LLC 3.26% of their portfolio NEW YORK, NY 515,769515.8k $17.8m $17.8m 3.26% Added +8.1k +8,129
100 Sowa Financial Group, Inc. 13.16% of their portfolio LINCOLN, RI 509,495509.5k $17.6m $17.6m 13.16% Reduced -14.1k -14,147