Vault-13

IRON HORSE ACQUISITIONS CORP UCFIW

*W EXP 99/99/999 · Equity WRT · CUSIP 462837113

33 institutional holders +2 vs Q3 2024
4,018,8984.0m shares reported held*
$3.6mreported value*
6 new 1 added 7 reduced 4 sold out net sold ≈ $34.2k (-934.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.90. Options: 1 managers hold calls ($11.7k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

02040Q1 24: 23Q2 24: 30Q3 24: 31Q4 24: 3333Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q1 202423
Q2 202430
Q3 202431
Q4 202433

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 24: 10 bought or addedQ2 24: 1 cut or sold outQ2 24Q3 24: 8 bought or addedQ3 24: 4 cut or sold outQ3 24Q4 24: 7 bought or addedQ4 24: 11 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q2 2024101
Q3 202484
Q4 2024711

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ1 24 calls: $19.3kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $23.6kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $8.8kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $11.7kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$19.3k$00.00
Q2 2024$23.6k$00.00
Q3 2024$8.8k$00.00
Q4 2024$11.7k$00.00

Biggest buyers

Yakira Capital Management, Inc. New +153,706+153.7k
MIZUHO SECURITIES USA LLC New +25,000+25.0k
ROBINSON CAPITAL MANAGEMENT, LLC New +24,899+24.9k
FLOW TRADERS U.S. LLC New +16,914+16.9k
Walleye Trading LLC Added +7,637+7.6k
LONGFELLOW INVESTMENT MANAGEMENT CO LLC New +4,320+4.3k
UBS Group AG New +1,150+1.1k

Biggest sellers

COWEN AND COMPANY, LLC Sold out -759,055-759.1k
Walleye Capital LLC Reduced -236,600-236.6k
Spartan Fund Management Inc. Sold out -65,000-65.0k
HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -58,107-58.1k
Atlas Merchant Capital LLC Sold out -25,000-25.0k
ROBINSON CAPITAL MANAGEMENT, LLC Sold out -24,899-24.9k
Bulldog Investors, LLP Reduced -19,161-19.2k
CLEAR STREET LLC Reduced -5,500-5.5k
AQR Arbitrage LLC Reduced -4,743-4.7k
Hudson Bay Capital Management LP Reduced -2,300-2.3k

Biggest calls

DEUTSCHE BANK AG\ Unchanged $11.7k293.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 691,893691.9k $24.2k $24.2k 0.00% Reduced -58.1k -58,107
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.00% of their portfolio WEST PALM BEACH, FL 508,133508.1k $17.8k $17.8k 0.00% Unchanged
3 AQR Arbitrage LLC 0.00% of their portfolio Greenwich, CT 455,257455.3k $15.9k $15.9k 0.00% Reduced -4.7k -4,743
4 BOOTHBAY FUND MANAGEMENT, LLC 0.10% of their portfolio NEW YORK, NY 334,020334.0k $3.4m $3.4m 0.10% Unchanged
5 ATW SPAC MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 334,020334.0k $11.7k $11.7k 0.02% Unchanged
6 Hudson Bay Capital Management LP 0.00% of their portfolio STAMFORD, CT 272,700272.7k $9.5k $9.5k 0.00% Reduced -2.3k -2,300
7 Westchester Capital Management, LLC 0.00% of their portfolio VALHALLA, NY 243,606243.6k $8.5k $8.5k 0.00% Unchanged
8 HEIGHTS CAPITAL MANAGEMENT, INC 0.00% of their portfolio SAN FRANCISCO, CA 200,000200.0k $7.0k $7.0k 0.00% Unchanged
9 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 157,702157.7k $5.5k $5.5k 0.00% Unchanged
10 Yakira Capital Management, Inc. 0.00% of their portfolio Westport, CT 153,706153.7k $5.4k $5.4k 0.00% New
11 WHITEBOX ADVISORS LLC 0.00% of their portfolio MINNEAPOLIS, MN 150,000150.0k $5.2k $5.2k 0.00% Unchanged
12 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 149,837149.8k $5.2k $5.2k 0.00% Added +7.6k +7,637
13 Shaolin Capital Management LLC 0.00% of their portfolio Miami, FL 148,567148.6k $5.2k $5.2k 0.00% Unchanged
14 Bulldog Investors, LLP 0.00% of their portfolio SADDLE BROOK, NJ 119,659119.7k $4.2k $4.2k 0.00% Reduced -19.2k -19,161
15 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 119,035119.0k $4.2k $4.2k 0.00% Unchanged
16 GRITSTONE ASSET MANAGEMENT LLC 0.00% of their portfolio Bethesda, MD 113,015113.0k $4.0k $4.0k 0.00% First filing
17 Periscope Capital Inc. 0.00% of their portfolio Toronto, A6 99,00099.0k $3.5k $3.5k 0.00% Reduced -1.0k -1,000
18 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 94,83394.8k $3.3k $3.3k 0.00% Reduced -5.5k -5,500
19 Polar Asset Management Partners Inc. 0.00% of their portfolio TORONTO, A6 75,00075.0k $2.6k $2.6k 0.00% Unchanged
20 Centiva Capital, LP 0.00% of their portfolio New York, NY 65,00065.0k $13.0k $13.0k 0.00% Unchanged
21 ARISTEIA CAPITAL, L.L.C. 0.00% of their portfolio GREENWICH, CT 50,00050.0k $1.8k $1.8k 0.00% Unchanged
22 Crossingbridge Advisors, LLC 0.00% of their portfolio PLEASANTVILLE, NY 50,00050.0k $1.8k $1.8k 0.00% Unchanged
23 MIZUHO SECURITIES USA LLC 0.00% of their portfolio NEW YORK, NY 25,00025.0k $500 $500 0.00% New
24 ADAR1 Capital Management, LLC 0.00% of their portfolio AUSTIN, TX 25,00025.0k $875 $875 0.00% Unchanged
25 ROBINSON CAPITAL MANAGEMENT, LLC 0.00% of their portfolio GROSSE POINTE FARMS, MI 24,89924.9k $871 $871 0.00% New
26 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 24,89924.9k $871 $871 0.00% Unchanged
27 FLOW TRADERS U.S. LLC 0.00% of their portfolio NEW YORK, NY 16,91416.9k $1.0k $1.0k 0.00% New
28 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 16,20016.2k $567 $567 0.00% Reduced -236.6k -236,600
29 TrueMark Investments, LLC 0.00% of their portfolio CHICAGO, IL 12,15012.2k $425 $425 0.00% Unchanged
30 LONGFELLOW INVESTMENT MANAGEMENT CO LLC 0.00% of their portfolio BOSTON, MA 4,3204.3k $151 $151 0.00% New
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,1501.1k $40 $40 0.00% New
32 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 175175 $6 $6 0.00% Unchanged
33 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged