Vault-13

IONIS PHARMACEUTICALS INC IONS 0.125 12.15.24

NOTE 0.125%12/1 · US DOMESTIC · CUSIP 462222AB6

17 institutional holders -1 vs Q1 2024
15,771,00015.8m shares reported held*
$44.8mreported value*
2 new 1 added 4 reduced 3 sold out net sold ≈ $9.9m (-15.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.84.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 45Q4 22: 47Q1 23: 44Q2 23: 28Q3 23: 16Q4 23: 17Q1 24: 18Q2 24: 1717Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202245
Q4 202247
Q1 202344
Q2 202328
Q3 202316
Q4 202317
Q1 202418
Q2 202417

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 21 bought or addedQ4 22: 15 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 21 cut or sold outQ2 23: 6 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 2 bought or addedQ3 23: 18 cut or sold outQ4 23: 5 bought or addedQ4 23: 4 cut or sold outQ4 23Q1 24: 4 bought or addedQ1 24: 4 cut or sold outQ2 24: 3 bought or addedQ2 24: 7 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222115
Q1 20231721
Q2 2023626
Q3 2023218
Q4 202354
Q1 202444
Q2 202437

Biggest buyers

Fort Baker Capital Management LP New +6,735,000+6.7m
Kohlberg Kravis Roberts & Co. L.P. Added +3,411,000+3.4m
JPMORGAN CHASE & CO New +3,294,000+3.3m

Biggest sellers

MORGAN STANLEY Sold out -20,205,000-20.2m
WELLS FARGO & COMPANY/MN Reduced -1,654,000-1.7m
MACQUARIE GROUP LTD Reduced -833,000-833.0k
CITIGROUP INC Sold out -724,000-724.0k
PALISADE CAPITAL MANAGEMENT, LP Reduced -77,000-77.0k
PINNACLE ASSOCIATES LTD Reduced -15,000-15.0k
ENVESTNET ASSET MANAGEMENT INC Sold out -15,000-15.0k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sonora Investment Management Group, LLC 1.16% of their portfolio TUCSON, AZ 15,741,00015.7m $14.8m $14.8m 1.16% Unchanged
2 Fort Baker Capital Management LP 0.78% of their portfolio Larkspur, CA 6,735,0006.7m $6.6m $6.6m 0.78% New
3 PALISADE CAPITAL MANAGEMENT, LP 0.15% of their portfolio FORT LEE, NJ 5,486,0005.5m $5.3m $5.3m 0.15% Reduced -77.0k -77,000
4 Kohlberg Kravis Roberts & Co. L.P. 0.12% of their portfolio NEW YORK, NY 3,921,0003.9m $3.9m $3.9m 0.12% Added +3.4m +3,411,000
5 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,294,0003.3m $3.2m $3.2m 0.00% New
6 Penn Mutual Asset Management 5.74% of their portfolio Conshohocken, PA 2,756,0002.8m $2.7m $2.7m 5.74% Unchanged
7 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,500,0002.5m $2.4m $2.4m 0.00% Unchanged
8 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 2,453,0002.5m $2.4m $2.4m 0.00% Unchanged
9 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 2,435,0002.4m $2.4m $2.4m 0.00% Reduced -833.0k -833,000
10 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 500,000500.0k $490.3k $490.3k 0.00% Unchanged
11 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 265,000265.0k $258.4k $258.4k 0.00% Reduced -15.0k -15,000
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 140,000140.0k $136.3k $136.3k 0.00% Reduced -1.7m -1,654,000
13 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 22,00022.0k $21.6k $21.6k 0.00% Unchanged
14 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 20,00020.0k $19.6k $19.6k 0.00% Unchanged
15 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 20,00020.0k $19.6k $19.6k 0.00% Unchanged
16 BRIGHTON JONES LLC 0.00% of their portfolio SEATTLE, WA 10,00010.0k $9.8k $9.8k 0.00% Unchanged
17 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged