Vault-13

INVESTMENT MANAGERS SER TR I PPI

ASTORIA REAL · ETP · CUSIP 46141T117

45 institutional holders +0 vs Q4 2024
2,762,4632.8m shares reported held*
$39.7mreported value*
3 new 13 added 17 reduced 3 sold out net sold ≈ $303.1k (-20.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.37. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 23Q4 22: 25Q1 23: 25Q2 23: 27Q3 23: 29Q4 23: 30Q1 24: 24Q2 24: 41Q3 24: 37Q4 24: 45Q1 25: 4545Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202223
Q4 202225
Q1 202325
Q2 202327
Q3 202329
Q4 202330
Q1 202424
Q2 202441
Q3 202437
Q4 202445
Q1 202545

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 12 bought or addedQ2 23: 14 cut or sold outQ3 23: 9 bought or addedQ3 23: 17 cut or sold outQ3 23Q4 23: 11 bought or addedQ4 23: 17 cut or sold outQ1 24: 7 bought or addedQ1 24: 18 cut or sold outQ1 24Q2 24: 28 bought or addedQ2 24: 9 cut or sold outQ3 24: 7 bought or addedQ3 24: 29 cut or sold outQ3 24Q4 24: 16 bought or addedQ4 24: 17 cut or sold outQ1 25: 16 bought or addedQ1 25: 20 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20231214
Q3 2023917
Q4 20231117
Q1 2024718
Q2 2024289
Q3 2024729
Q4 20241617
Q1 20251620

Biggest buyers

GWN SECURITIES INC. New +81,824+81.8k
Orion Portfolio Solutions, LLC Added +35,311+35.3k
Clark Asset Management, LLC New +17,584+17.6k
Orion Porfolio Solutions, LLC Added +5,850+5.8k
Virtu Financial LLC Added +4,065+4.1k
FLOW TRADERS U.S. LLC Added +2,858+2.9k
Private Advisor Group, LLC Added +2,020+2.0k
PUFF WEALTH MANAGEMENT, LLC Added +1,249+1.2k
Onyx Bridge Wealth Group LLC Added +1,174+1.2k
Latitude Advisors, LLC Added +626+626

Biggest sellers

Vermillion & White Wealth Management Group, LLC Reduced -44,739-44.7k
CITADEL ADVISORS LLC Reduced -35,391-35.4k
JANE STREET GROUP, LLC Reduced -21,406-21.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -21,316-21.3k
LPL Financial LLC Reduced -9,842-9.8k
Hobbs Group Advisors, LLC Reduced -6,753-6.8k
Bison Wealth, LLC Reduced -5,639-5.6k
BlackDiamond Wealth Management, LLC Reduced -5,496-5.5k
REAP Financial Group, LLC Reduced -4,822-4.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -4,360-4.4k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
First National Advisers, LLC 13G · institution new · filed 2026-09-08 23.5% new 1.8m≈ $38.1m 2026-09-08

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Astoria Portfolio Advisors LLC. 3.94% of their portfolio NEW YORK, NY 824,211824.2k $11.6m $11.6m 3.94% Reduced -3.8k -3,761
2 Hobbs Group Advisors, LLC 4.04% of their portfolio COLUMBIA, SC 733,153733.2k $10.6m $10.6m 4.04% Reduced -6.8k -6,753
3 Vermillion & White Wealth Management Group, LLC 1.68% of their portfolio PHOENIXVILLE, PA 160,425160.4k $2.3m $2.3m 1.68% Reduced -44.7k -44,739
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 94,59794.6k $1.4m $1.4m 0.00% Reduced -9.8k -9,842
5 Latitude Advisors, LLC 0.69% of their portfolio YORKVILLE, IL 82,08882.1k $1.2m $1.2m 0.69% Added +626 +626
6 GWN SECURITIES INC. 0.07% of their portfolio Palm Beach Gardens, FL 81,82481.8k $1.2m $1.2m 0.07% New
7 Bison Wealth, LLC 0.11% of their portfolio ATLANTA, GA 79,98680.0k $1.2m $1.2m 0.11% Reduced -5.6k -5,639
8 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 64,77264.8k $938.5k $938.5k 0.00% Added +35.3k +35,311
9 BlackDiamond Wealth Management, LLC 0.61% of their portfolio NEW YORK, NY 60,22660.2k $902.5k $902.5k 0.61% Reduced -5.5k -5,496
10 PUFF WEALTH MANAGEMENT, LLC 1.26% of their portfolio Haddonfield, NJ 49,19549.2k $712.8k $712.8k 1.26% Added +1.2k +1,249
11 Onyx Bridge Wealth Group LLC 0.10% of their portfolio TARRYTOWN, NY 48,67848.7k $705.3k $705.3k 0.10% Added +1.2k +1,174
12 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 38,97139.0k $564.7k $564.7k 0.00% Added +2.0k +2,020
13 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 37,94537.9k $550.0k $550.0k 0.02% Added +2.9k +2,858
14 Ellis Investment Partners, LLC 0.11% of their portfolio Berwyn, PA 35,88735.9k $520.0k $520.0k 0.11% Added +71 +71
15 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 35,31135.3k $511.7k $511.7k 0.01% Added +5.8k +5,850
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 31,54231.5k $457.0k $457.0k 0.00% Reduced -1.9k -1,862
17 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 30,21830.2k $437.9k $437.9k 0.02% Added +18 +18
18 WADDELL & ASSOCIATES, LLC 0.05% of their portfolio MEMPHIS, TN 30,09830.1k $436.1k $436.1k 0.05% Unchanged
19 Strait & Sound Wealth Management LLC 0.18% of their portfolio SAN FRANCISCO, CA 27,18727.2k $393.9k $393.9k 0.18% Reduced -724 -724
20 REAP Financial Group, LLC 0.08% of their portfolio AUSTIN, TX 23,28923.3k $337.5k $337.5k 0.08% Reduced -4.8k -4,822
21 SARD WEALTH MANAGEMENT GROUP, LLC 0.18% of their portfolio ATLANTA, GA 18,30318.3k $265.2k $265.2k 0.18% Added +49 +49
22 Clark Asset Management, LLC 0.04% of their portfolio STRATHAM, NH 17,58417.6k $254.8k $254.8k 0.04% New
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,22217.2k $249.5k $249.5k 0.00% Reduced -35.4k -35,391
24 Virtu Financial LLC 0.01% of their portfolio New York, NY 15,48215.5k $224.0k $224.0k 0.01% Added +4.1k +4,065
25 WOODWARD DIVERSIFIED CAPITAL, LLC 0.14% of their portfolio BAKERSFIELD, CA 13,81113.8k $200.1k $200.1k 0.14% Unchanged
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,64513.6k $197.7k $197.7k 0.00% Reduced -3.1k -3,133
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 13,40813.4k $194.0k $194.0k 0.00% Reduced -390 -390
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,11613.1k $190.1k $190.1k 0.00% Reduced -4.4k -4,360
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,99112.0k $174.0k $174.0k 0.00% Added +4 +4
30 AlTi Global, Inc. 0.00% of their portfolio NEW YORK, NY 11,56411.6k $167.6k $167.6k 0.00% Reduced -1.1k -1,066
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,16910.2k $147.3k $147.3k 0.00% Reduced -21.4k -21,406
32 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 8,9609.0k $129.8k $129.8k 0.00% Unchanged
33 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8,5308.5k $123.6k $123.6k 0.00% Added +271 +271
34 Millstone Evans Group, LLC 0.08% of their portfolio BOULDER, CO 8,0218.0k $116.2k $116.2k 0.08% Unchanged
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,2416.2k $90.4k $90.4k 0.00% Reduced -2.9k -2,936
36 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 3,5363.5k $51.2k $51.2k 0.00% Unchanged
37 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 400400 $5.8k $5.8k 0.00% Unchanged
38 Transce3nd, LLC 0.00% of their portfolio BUDA, TX 348348 $5.0k $5.0k 0.00% Unchanged
39 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 140140 $2.0k $2.0k 0.00% Unchanged
40 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 119119 $1.7k $1.7k 0.00% Unchanged
41 Covestor Ltd 0.00% of their portfolio LONDON, X0 114114 $2.0k $2.0k 0.00% Reduced -26 -26
42 CWM, LLC 0.00% of their portfolio OMAHA, NE 8080 $1.0k $1.0k 0.00% Unchanged
43 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 7575 $1.1k $1.1k 0.00% New
44 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $22 $22 0.00% Unchanged
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged