Vault-13

INVESTMENT MANAGERS SER TR I PPI

ASTORIA REAL · ETP · CUSIP 46141T117

45 institutional holders +8 vs Q3 2024
2,783,4102.8m shares reported held*
$40.7mreported value*
6 new 10 added 15 reduced 2 sold out net sold ≈ $7.2m (-496.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.64. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 23Q4 22: 25Q1 23: 25Q2 23: 27Q3 23: 29Q4 23: 30Q1 24: 24Q2 24: 41Q3 24: 37Q4 24: 4545Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202223
Q4 202225
Q1 202325
Q2 202327
Q3 202329
Q4 202330
Q1 202424
Q2 202441
Q3 202437
Q4 202445

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 14 bought or addedQ1 23: 11 cut or sold outQ2 23: 12 bought or addedQ2 23: 14 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 17 cut or sold outQ4 23: 11 bought or addedQ4 23: 17 cut or sold outQ4 23Q1 24: 7 bought or addedQ1 24: 18 cut or sold outQ2 24: 28 bought or addedQ2 24: 9 cut or sold outQ2 24Q3 24: 7 bought or addedQ3 24: 29 cut or sold outQ4 24: 16 bought or addedQ4 24: 17 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20231411
Q2 20231214
Q3 2023917
Q4 20231117
Q1 2024718
Q2 2024289
Q3 2024729
Q4 20241617

Biggest buyers

CITADEL ADVISORS LLC New +52,613+52.6k
FLOW TRADERS U.S. LLC New +35,087+35.1k
StoneX Group Inc. New +30,200+30.2k
Virtu Financial LLC New +11,417+11.4k
UBS Group AG Added +6,767+6.8k
OSAIC HOLDINGS, INC. Added +5,443+5.4k
Orion Portfolio Solutions, LLC Added +3,795+3.8k
Orion Porfolio Solutions, LLC Added +3,795+3.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +3,701+3.7k
COMERICA BANK Added +258+258

Biggest sellers

Astoria Portfolio Advisors LLC. Reduced -221,351-221.4k
JANE STREET GROUP, LLC Reduced -119,951-120.0k
Hobbs Group Advisors, LLC Reduced -99,414-99.4k
Vermillion & White Wealth Management Group, LLC Reduced -56,648-56.6k
BALDWIN WEALTH PARTNERS LLC/MA Sold out -51,012-51.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -48,700-48.7k
Sowell Financial Services LLC Sold out -33,086-33.1k
REAP Financial Group, LLC Reduced -4,354-4.4k
Cambridge Investment Research Advisors, Inc. Reduced -2,669-2.7k
Ellis Investment Partners, LLC Reduced -2,570-2.6k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
First National Advisers, LLC 13G · institution new · filed 2026-09-08 23.5% new 1.8m≈ $38.1m 2026-09-08

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Astoria Portfolio Advisors LLC. 4.42% of their portfolio NEW YORK, NY 827,972828.0k $12.4m $12.4m 4.42% Reduced -221.4k -221,351
2 Hobbs Group Advisors, LLC 4.03% of their portfolio COLUMBIA, SC 739,906739.9k $10.7m $10.7m 4.03% Reduced -99.4k -99,414
3 Vermillion & White Wealth Management Group, LLC 2.19% of their portfolio PHOENIXVILLE, PA 205,164205.2k $3.0m $3.0m 2.19% Reduced -56.6k -56,648
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 104,439104.4k $1.5m $1.5m 0.00% Reduced -403 -403
5 Bison Wealth, LLC 0.15% of their portfolio ATLANTA, GA 85,62585.6k $1.2m $1.2m 0.15% First filing
6 Latitude Advisors, LLC 0.67% of their portfolio YORKVILLE, IL 81,46281.5k $1.2m $1.2m 0.67% Reduced -2.3k -2,303
7 BlackDiamond Wealth Management, LLC 0.55% of their portfolio NEW YORK, NY 65,72265.7k $952.3k $952.3k 0.55% Reduced -406 -406
8 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 52,61352.6k $762.4k $762.4k 0.00% New
9 PUFF WEALTH MANAGEMENT, LLC 1.21% of their portfolio Haddonfield, NJ 47,94647.9k $694.7k $694.7k 1.21% First filing
10 Onyx Bridge Wealth Group LLC 0.10% of their portfolio TARRYTOWN, NY 47,50447.5k $688.3k $688.3k 0.10% Reduced -1.3k -1,256
11 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 36,95137.0k $535.4k $535.4k 0.00% Added +255 +255
12 Ellis Investment Partners, LLC 0.10% of their portfolio Berwyn, PA 35,81635.8k $519.0k $519.0k 0.10% Reduced -2.6k -2,570
13 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 35,08735.1k $508.0k $508.0k 0.02% New
14 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 33,40433.4k $484.0k $484.0k 0.00% First filing
15 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 31,57531.6k $457.5k $457.5k 0.00% Reduced -120.0k -119,951
16 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 30,20030.2k $437.6k $437.6k 0.02% New
17 WADDELL & ASSOCIATES, LLC 0.04% of their portfolio MEMPHIS, TN 30,09830.1k $436.1k $436.1k 0.04% Unchanged
18 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 29,46129.5k $426.9k $426.9k 0.00% Added +3.8k +3,795
19 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 29,46129.5k $426.9k $426.9k 0.00% Added +3.8k +3,795
20 REAP Financial Group, LLC 0.10% of their portfolio AUSTIN, TX 28,11128.1k $407.3k $407.3k 0.10% Reduced -4.4k -4,354
21 Strait & Sound Wealth Management LLC 0.19% of their portfolio SAN FRANCISCO, CA 27,91127.9k $404.4k $404.4k 0.19% Reduced -2.5k -2,455
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,31621.3k $308.9k $308.9k 0.00% Added +3.7k +3,701
23 SARD WEALTH MANAGEMENT GROUP, LLC 0.18% of their portfolio ATLANTA, GA 18,25418.3k $264.5k $264.5k 0.18% Added +64 +64
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,47617.5k $253.2k $253.2k 0.00% Reduced -48.7k -48,700
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 16,77816.8k $243.1k $243.1k 0.00% Added +5.4k +5,443
26 WOODWARD DIVERSIFIED CAPITAL, LLC 0.15% of their portfolio BAKERSFIELD, CA 13,81113.8k $200.1k $200.1k 0.15% Reduced -1.3k -1,264
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 13,79813.8k $200.0k $200.0k 0.00% Reduced -1.9k -1,939
28 AlTi Global, Inc. 0.00% of their portfolio NEW YORK, NY 12,63012.6k $183.0k $183.0k 0.00% Unchanged
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,98712.0k $174.0k $174.0k 0.00% Reduced -2.7k -2,669
30 Virtu Financial LLC 0.01% of their portfolio New York, NY 11,41711.4k $165.0k $165.0k 0.01% New
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,1779.2k $133.0k $133.0k 0.00% Added +6.8k +6,767
32 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 8,9609.0k $129.8k $129.8k 0.00% Unchanged
33 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8,2598.3k $119.7k $119.7k 0.00% Added +258 +258
34 Millstone Evans Group, LLC 0.08% of their portfolio BOULDER, CO 8,0218.0k $116.2k $116.2k 0.08% First filing
35 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 3,5363.5k $51.2k $51.2k 0.00% Unchanged
36 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 400400 $5.8k $5.8k 0.00% Unchanged
37 Transce3nd, LLC 0.00% of their portfolio BUDA, TX 348348 $5.0k $5.0k 0.00% First filing
38 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 332332 $4.8k $4.8k 0.00% Added +88 +88
39 Covestor Ltd 0.00% of their portfolio LONDON, X0 140140 $2.0k $2.0k 0.00% Added +24 +24
40 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 140140 $2.0k $2.0k 0.00% Unchanged
41 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 119119 $1.7k $1.7k 0.00% New
42 CWM, LLC 0.00% of their portfolio OMAHA, NE 8080 $1.0k $1.0k 0.00% Unchanged
43 FMR LLC 0.00% of their portfolio BOSTON, MA 22 $29 $29 0.00% New
44 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $22 $22 0.00% Unchanged
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged