Vault-13

INVESTMENT MANAGERS SER TR I PPI

ASTORIA REAL · ETP · CUSIP 46141T117

37 institutional holders -4 vs Q2 2024
3,136,1123.1m shares reported held*
$48.9mreported value*
3 new 4 added 22 reduced 7 sold out net sold ≈ $14.8m (-954.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.58. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 23Q4 22: 25Q1 23: 25Q2 23: 27Q3 23: 29Q4 23: 30Q1 24: 24Q2 24: 41Q3 24: 3737Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202223
Q4 202225
Q1 202325
Q2 202327
Q3 202329
Q4 202330
Q1 202424
Q2 202441
Q3 202437

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 10 bought or addedQ4 22: 14 cut or sold outQ1 23: 14 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 14 cut or sold outQ3 23: 9 bought or addedQ3 23: 17 cut or sold outQ3 23Q4 23: 11 bought or addedQ4 23: 17 cut or sold outQ1 24: 7 bought or addedQ1 24: 18 cut or sold outQ1 24Q2 24: 28 bought or addedQ2 24: 9 cut or sold outQ3 24: 7 bought or addedQ3 24: 29 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221014
Q1 20231411
Q2 20231214
Q3 2023917
Q4 20231117
Q1 2024718
Q2 2024289
Q3 2024729

Biggest buyers

BALDWIN WEALTH PARTNERS LLC/MA New +51,012+51.0k
Onyx Bridge Wealth Group LLC Added +5,966+6.0k
Orion Portfolio Solutions, LLC Added +3,462+3.5k
Orion Porfolio Solutions, LLC Added +3,462+3.5k
UBS Group AG New +2,410+2.4k
GeoWealth Management, LLC New +244+244
Strait & Sound Wealth Management LLC Added +4+4

Biggest sellers

Astoria Portfolio Advisors LLC. Reduced -503,941-503.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -90,849-90.8k
Vermillion & White Wealth Management Group, LLC Reduced -82,938-82.9k
Hobbs Group Advisors, LLC Reduced -71,730-71.7k
CITADEL ADVISORS LLC Sold out -41,942-41.9k
JANE STREET GROUP, LLC Reduced -35,375-35.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Sold out -25,432-25.4k
LPL Financial LLC Reduced -23,501-23.5k
Family Firm, Inc. Sold out -22,567-22.6k
BANK OF MONTREAL /CAN/ Sold out -19,177-19.2k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
First National Advisers, LLC 13G · institution new · filed 2026-09-08 23.5% new 1.8m≈ $38.1m 2026-09-08

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Astoria Portfolio Advisors LLC. 5.63% of their portfolio NEW YORK, NY 1,049,3231.0m $16.5m $16.5m 5.63% Reduced -503.9k -503,941
2 Hobbs Group Advisors, LLC 4.66% of their portfolio COLUMBIA, SC 839,320839.3k $13.0m $13.0m 4.66% Reduced -71.7k -71,730
3 Vermillion & White Wealth Management Group, LLC 3.00% of their portfolio PHOENIXVILLE, PA 261,812261.8k $4.1m $4.1m 3.00% Reduced -82.9k -82,938
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 151,526151.5k $2.3m $2.3m 0.00% Reduced -35.4k -35,375
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 104,842104.8k $1.6m $1.6m 0.00% Reduced -23.5k -23,501
6 Latitude Advisors, LLC 0.73% of their portfolio YORKVILLE, IL 83,76583.8k $1.3m $1.3m 0.73% Reduced -5.6k -5,628
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 66,17666.2k $1.0m $1.0m 0.00% Reduced -5.7k -5,726
8 BlackDiamond Wealth Management, LLC 0.61% of their portfolio NEW YORK, NY 66,12866.1k $1.0m $1.0m 0.61% Reduced -9.8k -9,805
9 BALDWIN WEALTH PARTNERS LLC/MA 0.05% of their portfolio Marion, MA 51,01251.0k $791.0k $791.0k 0.05% New
10 Onyx Bridge Wealth Group LLC 0.11% of their portfolio TARRYTOWN, NY 48,76048.8k $756.1k $756.1k 0.11% Added +6.0k +5,966
11 Ellis Investment Partners, LLC 0.12% of their portfolio Berwyn, PA 38,38638.4k $595.2k $595.2k 0.12% Reduced -7.6k -7,612
12 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 36,69636.7k $569.0k $569.0k 0.00% Reduced -4.8k -4,819
13 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 33,08633.1k $513.0k $513.0k 0.02% Reduced -2.8k -2,841
14 REAP Financial Group, LLC 0.12% of their portfolio AUSTIN, TX 32,46532.5k $503.4k $503.4k 0.12% Reduced -5.3k -5,266
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 31,89331.9k $494.5k $494.5k 0.00% Reduced -616 -616
16 Strait & Sound Wealth Management LLC 0.23% of their portfolio SAN FRANCISCO, CA 30,36630.4k $470.8k $470.8k 0.23% Added +4 +4
17 WADDELL & ASSOCIATES, LLC 0.06% of their portfolio MEMPHIS, TN 30,09830.1k $466.7k $466.7k 0.06% Unchanged
18 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 25,66625.7k $398.0k $398.0k 0.00% Added +3.5k +3,462
19 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 25,66625.7k $398.0k $398.0k 0.00% Added +3.5k +3,462
20 SARD WEALTH MANAGEMENT GROUP, LLC 0.19% of their portfolio ATLANTA, GA 18,19018.2k $282.0k $282.0k 0.19% Reduced -11.5k -11,479
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,61517.6k $273.1k $273.1k 0.00% Reduced -90.8k -90,849
22 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,73715.7k $244.0k $244.0k 0.00% Reduced -7.1k -7,054
23 WOODWARD DIVERSIFIED CAPITAL, LLC 0.15% of their portfolio BAKERSFIELD, CA 15,07515.1k $233.7k $233.7k 0.15% Reduced -498 -498
24 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,65614.7k $227.0k $227.0k 0.00% Reduced -7.7k -7,711
25 AlTi Global, Inc. 0.00% of their portfolio NEW YORK, NY 12,63012.6k $195.8k $195.8k 0.00% Unchanged
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,33511.3k $175.8k $175.8k 0.00% Reduced -1.8k -1,808
27 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 8,9609.0k $138.9k $138.9k 0.00% Unchanged
28 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8,0018.0k $124.1k $124.1k 0.00% Reduced -4.4k -4,383
29 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 3,5363.5k $54.8k $54.8k 0.00% Unchanged
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,4102.4k $37.4k $37.4k 0.00% New
31 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 400400 $6.2k $6.2k 0.00% Unchanged
32 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 244244 $3.8k $3.8k 0.00% New
33 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 140140 $2.2k $2.2k 0.00% Unchanged
34 Covestor Ltd 0.00% of their portfolio LONDON, X0 116116 $2.0k $2.0k 0.00% Reduced -29 -29
35 CWM, LLC 0.00% of their portfolio OMAHA, NE 8080 $1.0k $1.0k 0.00% Unchanged
36 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $16 $16 0.00% Reduced -3.4k -3,369
37 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged