Vault-13

INVESTMENT MANAGERS SER TR I PPI

ASTORIA REAL · ETP · CUSIP 46141T117

24 institutional holders -6 vs Q4 2023
1,148,7321.1m shares reported held*
$36.3mreported value*
1 new 6 added 12 reduced 6 sold out net sold ≈ $6.0m (-187.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.62. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 25Q1 23: 25Q2 23: 27Q3 23: 29Q4 23: 30Q1 24: 2424Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202223
Q4 202225
Q1 202325
Q2 202327
Q3 202329
Q4 202330
Q1 202424

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 10 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 14 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 14 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 17 cut or sold outQ3 23Q4 23: 11 bought or addedQ4 23: 17 cut or sold outQ4 23Q1 24: 7 bought or addedQ1 24: 18 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221014
Q1 20231411
Q2 20231214
Q3 2023917
Q4 20231117
Q1 2024718

Biggest buyers

LPL Financial LLC Added +24,866+24.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +24,174+24.2k
UBS Group AG Added +2,858+2.9k
Onyx Bridge Wealth Group LLC Added +2,173+2.2k
Sowell Financial Services LLC Added +9+9
MORGAN STANLEY New +3+3
Covestor Ltd Added +3+3

Biggest sellers

Avestar Capital, LLC Sold out -93,713-93.7k
JANE STREET GROUP, LLC Sold out -45,436-45.4k
Private Advisor Group, LLC Reduced -19,381-19.4k
CITADEL ADVISORS LLC Sold out -19,093-19.1k
ONE PLUS ONE WEALTH MANAGEMENT, LLC Sold out -10,418-10.4k
BlackDiamond Wealth Management, LLC Reduced -8,744-8.7k
Astoria Portfolio Advisors LLC. Reduced -8,396-8.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -6,304-6.3k
Latitude Advisors, LLC Reduced -6,115-6.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -5,685-5.7k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
First National Advisers, LLC 13G · institution new · filed 2026-09-08 23.5% new 1.8m≈ $38.1m 2026-09-08

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Astoria Portfolio Advisors LLC. 9.41% of their portfolio NEW YORK, NY 770,279770.3k $24.3m $24.3m 9.41% Reduced -8.4k -8,396
2 Latitude Advisors, LLC 0.91% of their portfolio YORKVILLE, IL 45,50945.5k $1.4m $1.4m 0.91% Reduced -6.1k -6,115
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 43,81443.8k $1.4m $1.4m 0.00% Added +24.9k +24,866
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 43,42743.4k $1.4m $1.4m 0.00% Added +24.2k +24,174
5 BlackDiamond Wealth Management, LLC 0.85% of their portfolio NEW YORK, NY 37,38237.4k $1.2m $1.2m 0.85% Reduced -8.7k -8,744
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 35,33535.3k $1.1m $1.1m 0.00% Reduced -5.7k -5,685
7 KLR INVESTMENT ADVISORS, LLC 0.65% of their portfolio PROVIDENCE, RI 29,25729.3k $903.7k $903.7k 0.65% Reduced -5.2k -5,155
8 Ellis Investment Partners, LLC 0.16% of their portfolio Berwyn, PA 23,80923.8k $757.9k $757.9k 0.16% Reduced -1.0k -1,025
9 REAP Financial Group, LLC 0.21% of their portfolio AUSTIN, TX 23,74823.7k $755.9k $755.9k 0.21% Reduced -5.3k -5,256
10 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 20,56520.6k $654.6k $654.6k 0.00% Reduced -19.4k -19,381
11 Onyx Bridge Wealth Group LLC 0.11% of their portfolio TARRYTOWN, NY 19,22719.2k $599.9k $599.9k 0.11% Added +2.2k +2,173
12 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 17,90617.9k $570.0k $570.0k 0.03% Added +9 +9
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,60312.6k $401.0k $401.0k 0.00% Reduced -6.3k -6,304
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,0569.1k $288.2k $288.2k 0.00% Reduced -3.2k -3,190
15 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 7,9017.9k $251.5k $251.5k 0.01% Reduced -2.9k -2,938
16 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 5,0875.1k $161.9k $161.9k 0.01% Unchanged
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,2463.2k $103.3k $103.3k 0.00% Added +2.9k +2,858
18 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 200200 $6.4k $6.4k 0.00% Unchanged
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 195195 $6.0k $6.0k 0.00% Reduced -301 -301
20 Covestor Ltd 0.00% of their portfolio LONDON, X0 7373 $2.0k $2.0k 0.00% Added +3 +3
21 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 7070 $2.2k $2.2k 0.00% Unchanged
22 CWM, LLC 0.00% of their portfolio OMAHA, NE 4040 $1.0k $1.0k 0.00% Unchanged
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 33 $147 $147 0.00% New
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged