INVESTMENT MANAGERS SER TR I PPI
ASTORIA REAL · ETP · CUSIP 46141T117
30
institutional holders
+1 vs Q3 2023
1.8m
shares reported held*
$48.5mreported value*
3 new
8 added
13 reduced
4 sold out
net sold ≈ $1.8m (-67.2k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.50.
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 23 |
| Q4 2022 | 25 |
| Q1 2023 | 25 |
| Q2 2023 | 27 |
| Q3 2023 | 29 |
| Q4 2023 | 30 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 10 | 14 |
| Q1 2023 | 14 | 11 |
| Q2 2023 | 12 | 14 |
| Q3 2023 | 9 | 17 |
| Q4 2023 | 11 | 17 |
Biggest buyers
| Astoria Portfolio Advisors LLC. | Added | +30.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +19.3k |
| Avestar Capital, LLC | Added | +16.3k |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | New | +10.4k |
| Private Advisor Group, LLC | Added | +5.3k |
| LPL Financial LLC | Added | +2.6k |
| Onyx Bridge Wealth Group LLC | Added | +545 |
| Sowell Financial Services LLC | Added | +270 |
| WELLS FARGO & COMPANY/MN | New | +179 |
| FMR LLC | Added | +19 |
Biggest sellers
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -47.2k |
| Kingsview Wealth Management, LLC | Sold out | -26.0k |
| JANE STREET GROUP, LLC | Reduced | -21.0k |
| RFG Advisory, LLC | Reduced | -19.4k |
| Ellis Investment Partners, LLC | Reduced | -13.5k |
| Brookstone Capital Management | Sold out | -8.6k |
| OSAIC HOLDINGS, INC. | Reduced | -4.5k |
| CITADEL ADVISORS LLC | Reduced | -4.3k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -2.5k |
| PNC Financial Services Group, Inc. | Sold out | -1.5k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| First National Advisers, LLC 13G · institution new · filed 2026-09-08 | 23.5% |
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| Astoria Portfolio Advisors LLC. 8.73% of their portfolio | 778.7k $21.5m | Added +30.0k |
| Hobbs Group Advisors, LLC 5.22% of their portfolio | 427.8k $11.7m | First filing |
| Avestar Capital, LLC 0.32% of their portfolio | 93.7k $2.6m | Added +16.3k |
| Latitude Advisors, LLC 0.99% of their portfolio | 51.6k $1.4m | Reduced -995 |
| BlackDiamond Wealth Management, LLC 0.93% of their portfolio | 46.1k $1.3m | Reduced -303 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 45.4k $1.2m | Reduced -21.0k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 41.0k $1.1m | Reduced -2.5k |
| Private Advisor Group, LLC 0.01% of their portfolio | 39.9k $1.1m | Added +5.3k |
| KLR INVESTMENT ADVISORS, LLC 0.68% of their portfolio | 34.4k $942.4k | Reduced -809 |
| REAP Financial Group, LLC 0.23% of their portfolio | 29.0k $794.3k | First filing |
| Ellis Investment Partners, LLC 0.16% of their portfolio | 24.8k $680.1k | Reduced -13.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 19.3k $527.3k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 19.1k $522.9k | Reduced -4.3k |
| LPL Financial LLC 0.00% of their portfolio | 18.9k $518.9k | Added +2.6k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 18.9k $518.0k | Reduced -47.2k |
| Sowell Financial Services LLC 0.03% of their portfolio | 17.9k $490.0k | Added +270 |
| Onyx Bridge Wealth Group LLC 0.09% of their portfolio | 17.1k $467.0k | Added +545 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 12.2k $335.4k | Reduced -4.5k |
| RFG Advisory, LLC 0.01% of their portfolio | 10.8k $296.8k | Reduced -19.4k |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.17% of their portfolio | 10.4k $285.3k | New |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 5.1k $139.3k | Reduced -269 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 496 $14.0k | Reduced -20 |
| UBS Group AG 0.00% of their portfolio | 388 $10.6k | Reduced -1.2k |
| Bogart Wealth, LLC 0.00% of their portfolio | 200 $5.5k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 179 $4.9k | New |
| Covestor Ltd 0.00% of their portfolio | 70 $2.0k | Added +2 |
| Smartleaf Asset Management LLC 0.00% of their portfolio | 70 $1.9k | First filing |
| CWM, LLC 0.00% of their portfolio | 40 $1.0k | Unchanged |
| FMR LLC 0.00% of their portfolio | 20 $548 | Added +19 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |