INVESTMENT MANAGERS SER TR I PPI
ASTORIA REAL · ETP · CUSIP 46141T117
29
institutional holders
+2 vs Q2 2023
1.4m
shares reported held*
$35.6mreported value*
2 new
7 added
17 reduced
0 sold out
net sold ≈ $6.2m (-243.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.27.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 23 |
| Q4 2022 | 25 |
| Q1 2023 | 25 |
| Q2 2023 | 27 |
| Q3 2023 | 29 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 10 | 14 |
| Q1 2023 | 14 | 11 |
| Q2 2023 | 12 | 14 |
| Q3 2023 | 9 | 17 |
Biggest buyers
| Avestar Capital, LLC | New | +77.4k |
| Truadvice, LLC | Added | +19.1k |
| CITADEL ADVISORS LLC | Added | +9.4k |
| Private Advisor Group, LLC | Added | +4.6k |
| OSAIC HOLDINGS, INC. | Added | +1.5k |
| PNC Financial Services Group, Inc. | New | +1.5k |
| LPL Financial LLC | Added | +855 |
| Kingsview Wealth Management, LLC | Added | +763 |
| BlackDiamond Wealth Management, LLC | Added | +201 |
Biggest sellers
| JANE STREET GROUP, LLC | Reduced | -201.7k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -72.7k |
| RFG Advisory, LLC | Reduced | -27.9k |
| Latitude Advisors, LLC | Reduced | -16.6k |
| Ellis Investment Partners, LLC | Reduced | -16.1k |
| BANK OF MONTREAL /CAN/ | Reduced | -9.0k |
| Brookstone Capital Management | Reduced | -8.5k |
| Astoria Portfolio Advisors LLC. | Reduced | -2.8k |
| KLR INVESTMENT ADVISORS, LLC | Reduced | -1.2k |
| UBS Group AG | Reduced | -902 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| First National Advisers, LLC 13G · institution new · filed 2026-09-08 | 23.5% |
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| Astoria Portfolio Advisors LLC. 9.05% of their portfolio | 748.6k $18.7m | Reduced -2.8k |
| Avestar Capital, LLC 0.30% of their portfolio | 77.4k $2.0m | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 66.4k $1.7m | Reduced -201.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 66.1k $1.7m | Reduced -72.7k |
| Latitude Advisors, LLC 0.97% of their portfolio | 52.6k $1.3m | Reduced -16.6k |
| BlackDiamond Wealth Management, LLC 1.05% of their portfolio | 46.4k $1.2m | Added +201 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 43.5k $1.1m | Reduced -127 |
| Ellis Investment Partners, LLC 0.25% of their portfolio | 38.4k $982.9k | Reduced -16.1k |
| KLR INVESTMENT ADVISORS, LLC 0.80% of their portfolio | 35.2k $882.3k | Reduced -1.2k |
| Private Advisor Group, LLC 0.01% of their portfolio | 34.7k $887.6k | Added +4.6k |
| Truadvice, LLC 0.34% of their portfolio | 33.9k $857.7k | Added +19.1k |
| RFG Advisory, LLC 0.03% of their portfolio | 30.2k $774.5k | Reduced -27.9k |
| Kingsview Wealth Management, LLC 0.02% of their portfolio | 26.0k $666.6k | Added +763 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 23.4k $598.4k | Added +9.4k |
| Sowell Financial Services LLC 0.03% of their portfolio | 17.6k $452.0k | Reduced -367 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 16.8k $429.8k | Added +1.5k |
| Onyx Bridge Wealth Group LLC 0.10% of their portfolio | 16.5k $422.9k | Reduced -246 |
| LPL Financial LLC 0.00% of their portfolio | 16.3k $417.6k | Added +855 |
| Brookstone Capital Management 0.00% of their portfolio | 8.6k $217.9k | Reduced -8.5k |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 5.4k $137.2k | Reduced -41 |
| UBS Group AG 0.00% of their portfolio | 1.6k $41.2k | Reduced -902 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 1.5k $38.1k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 516 $13.0k | Reduced -590 |
| Bogart Wealth, LLC 0.00% of their portfolio | 200 $5.1k | Unchanged |
| Covestor Ltd 0.00% of their portfolio | 68 $2.0k | Reduced -19 |
| CWM, LLC 0.00% of their portfolio | 40 $1.0k | Unchanged |
| FMR LLC 0.00% of their portfolio | 1 $26 | Reduced -10 |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 1 $27 | Reduced -9.0k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |