Vault-13

INVESCO DB US DLR INDEX TR UUP

BULLISH FD · ETP · CUSIP 46141D203

98 institutional holders -42 vs Q1 2023
15,729,72715.7m shares reported held*
$444.1mreported value*
7 new 21 added 56 reduced 48 sold out net sold ≈ $282.3m (-9.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.23. Options: 10 managers hold calls ($185.8m notional), 11 hold puts ($108.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 175Q4 22: 179Q1 23: 140Q2 23: 9898Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022175
Q4 2022179
Q1 2023140
Q2 202398

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 112 bought or addedQ4 22: 101 cut or sold outQ4 22Q1 23: 59 bought or addedQ1 23: 133 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 104 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022112101
Q1 202359133
Q2 202328104

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $214.5mQ3 22 puts: $393.1mQ3 22P/C 1.83Q4 22 calls: $149.8mQ4 22 puts: $122.8mQ4 22P/C 0.82Q1 23 calls: $189.4mQ1 23 puts: $108.7mQ1 23P/C 0.57Q2 23 calls: $185.8mQ2 23 puts: $108.8mQ2 23P/C 0.59
Numbers
QuarterCallsPutsP/C
Q3 2022$214.5m$393.1m1.83
Q4 2022$149.8m$122.8m0.82
Q1 2023$189.4m$108.7m0.57
Q2 2023$185.8m$108.8m0.59

Biggest buyers

MORGAN STANLEY Added +1,917,617+1.9m
GOLDMAN SACHS GROUP INC New +750,001+750.0k
IFP Advisors, Inc Added +667,254+667.3k
Park Edge Advisors, LLC New +181,935+181.9k
BNP PARIBAS FINANCIAL MARKETS Added +77,347+77.3k
IMC-Chicago, LLC Added +75,820+75.8k
JPMORGAN CHASE & CO Added +46,664+46.7k
ROYAL BANK OF CANADA Added +45,048+45.0k
Parallax Volatility Advisers, L.P. Added +35,750+35.8k
SCOTIA CAPITAL INC. New +27,740+27.7k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -1,343,748-1.3m
AMERIPRISE FINANCIAL INC Reduced -1,293,394-1.3m
WELLS FARGO & COMPANY/MN Reduced -1,092,559-1.1m
HighTower Advisors, LLC Reduced -1,075,393-1.1m
New York Life Investment Management LLC Sold out -855,085-855.1k
BANK OF MONTREAL /CAN/ Reduced -584,040-584.0k
JANE STREET GROUP, LLC Reduced -571,363-571.4k
LPL Financial LLC Reduced -478,457-478.5k
BANK OF AMERICA CORP /DE/ Reduced -450,370-450.4k
TAP Consulting, LLC Reduced -439,529-439.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $105.4m3.7m shares
SIMPLEX TRADING, LLC Reduced $47.5m1.9m shares
CITADEL ADVISORS LLC Reduced $15.8m557.2k shares
JANE STREET GROUP, LLC Reduced $9.5m333.0k shares
WOLVERINE TRADING, LLC Reduced $5.4m190.4k shares
IMC-Chicago, LLC Reduced $1.8m63.9k shares
Cutler Group LLC / CA Added $349.0k492.6k shares
Walleye Trading LLC New $88.0k3.1k shares
HAP Trading, LLC Reduced $11.1k22.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $55.5m2.0m shares
BANK OF AMERICA CORP /DE/ Unchanged $21.3m750.0k shares
SIMPLEX TRADING, LLC Reduced $12.1m468.1k shares
GOLDMAN SACHS GROUP INC New $6.0m211.4k shares
WOLVERINE TRADING, LLC Added $5.6m198.0k shares
CITADEL ADVISORS LLC Reduced $4.4m155.4k shares
JANE STREET GROUP, LLC Reduced $2.2m76.5k shares
IMC-Chicago, LLC Reduced $1.5m51.9k shares
HAP Trading, LLC Added $159.5k272.7k shares
Cutler Group LLC / CA Reduced $92.0k307.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,459,4264.5m $126.6m $126.6m 0.01% Added +1.9m +1,917,617
2 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 1,536,0941.5m $43.6m $43.6m 0.06% Reduced -571.4k -571,363
3 IFP Advisors, Inc 0.79% of their portfolio TAMPA, FL 1,357,9341.4m $36.1m $36.1m 0.79% Added +667.3k +667,254
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 808,101808.1k $22.9m $22.9m 0.00% Reduced -450.4k -450,370
5 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 750,001750.0k $21.3m $21.3m 0.01% New
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 722,565722.6k $20.5m $20.5m 0.01% Reduced -1.1m -1,092,559
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 639,044639.0k $18.1m $18.1m 0.01% Reduced -478.5k -478,457
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 515,039515.0k $14.8m $14.8m 0.00% Reduced -1.3m -1,293,394
9 VISTA FINANCE, LLC 18.45% of their portfolio Clayton, MO 414,637414.6k $11.8m $11.8m 18.45% Reduced -17.4k -17,446
10 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 292,569292.6k $8.3m $8.3m 0.02% Reduced -1.1m -1,075,393
11 IMC-Chicago, LLC 0.26% of their portfolio CHICAGO, IL 277,386277.4k $7.9m $7.9m 0.26% Added +75.8k +75,820
12 Intrua Financial, LLC 1.33% of their portfolio Houston, TX 262,292262.3k $7.4m $7.4m 1.33% Reduced -839 -839
13 Fortis Group Advisors, LLC 1.94% of their portfolio WESTWOOD, NJ 256,951257.0k $7.3m $7.3m 1.94% Reduced -87.0k -86,977
14 Client First Capital LLC 4.62% of their portfolio SAN DIEGO, CA 219,289219.3k $6.2m $6.2m 4.62% Reduced -198.6k -198,640
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 212,958213.0k $6.0m $6.0m 0.01% Reduced -359.0k -359,049
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 200,394200.4k $5.7m $5.7m 0.01% Reduced -57.4k -57,437
17 Compton Financial Group, LLC 2.06% of their portfolio TOWSON, MD 192,113192.1k $5.5m $5.5m 2.06% Added +3.4k +3,361
18 Park Edge Advisors, LLC 1.74% of their portfolio Cleveland, OH 181,935181.9k $5.2m $5.2m 1.74% New
19 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 179,792179.8k $5.1m $5.1m 0.02% Reduced -57.4k -57,375
20 Trek Financial, LLC 0.44% of their portfolio Scottsdale, AZ 177,250177.2k $5.0m $5.0m 0.44% Reduced -355.8k -355,761
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 160,175160.2k $4.5m $4.5m 0.00% Added +45.0k +45,048
22 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 144,804144.8k $4.1m $4.1m 0.01% Added +77.3k +77,347
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 142,825142.8k $4.1m $4.1m 0.00% Reduced -337.8k -337,788
24 Highview Capital Management LLC/DE/ 1.84% of their portfolio BUFFALO GROVE, IL 120,569120.6k $3.4m $3.4m 1.84% Reduced -238.0k -238,006
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 108,154108.2k $3.1m $3.1m 0.00% Reduced -30.8k -30,791
26 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 75,00075.0k $2.1m $2.1m 0.00% Unchanged
27 ProVise Management Group, LLC 0.18% of their portfolio CLEARWATER, FL 70,20470.2k $2.0m $2.0m 0.18% Reduced -42.6k -42,608
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 67,04867.0k $1.9m $1.9m 0.00% Added +46.7k +46,664
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 60,76260.8k $1.7m $1.7m 0.00% Reduced -1.3m -1,343,748
30 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 57,50657.5k $1.6m $1.6m 0.01% Reduced -10.1k -10,078
31 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 54,95755.0k $1.6m $1.6m 0.01% Added +3.7k +3,708
32 Parallax Volatility Advisers, L.P. 0.05% of their portfolio San Francisco, CA 54,95055.0k $1.6m $1.6m 0.05% Added +35.8k +35,750
33 Delos Wealth Advisors, LLC 1.97% of their portfolio DALLAS, TX 54,33354.3k $1.5m $1.5m 1.97% Added +1.8k +1,752
34 WESPAC Advisors, LLC 1.20% of their portfolio ORINDA, CA 52,57352.6k $1.5m $1.5m 1.20% Reduced -68.6k -68,614
35 DFPG INVESTMENTS, LLC 0.13% of their portfolio SANDY, UT 51,38551.4k $1.4m $1.4m 0.13% Added +434 +434
36 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 49,20049.2k $1.4m $1.4m 0.01% Reduced -39.9k -39,896
37 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 45,00745.0k $1.3m $1.3m 0.01% Added +74 +74
38 CWM, LLC 0.01% of their portfolio OMAHA, NE 42,98143.0k $1.2m $1.2m 0.01% Reduced -612 -612
39 McBroom & Associates, LLC 0.94% of their portfolio LAS VEGAS, NV 41,84141.8k $1.2m $1.2m 0.94% Reduced -2.3k -2,343
40 Connectus Wealth, LLC 0.03% of their portfolio CINCINNATI, OH 39,37439.4k $1.1m $1.1m 0.03% Reduced -60.7k -60,726
41 RETIREMENT FINANCIAL SOLUTIONS, LLC 0.60% of their portfolio KNOXVILLE, TN 30,63230.6k $869.3k $869.3k 0.60% Added +3.3k +3,337
42 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 27,74027.7k $787.3k $787.3k 0.01% New
43 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 27,68727.7k $785.8k $785.8k 0.00% Reduced -25.0k -25,047
44 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 26,46526.5k $751.1k $751.1k 0.00% Reduced -14.4k -14,417
45 Cedar Wealth Management, LLC 0.28% of their portfolio LA JOLLA, CA 25,47725.5k $723.0k $723.0k 0.28% Unchanged
46 DARK FOREST CAPITAL MANAGEMENT LP 0.07% of their portfolio NEW YORK, NY 25,19525.2k $715.0k $715.0k 0.07% New
47 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 24,93024.9k $707.5k $707.5k 0.00% Reduced -8.2k -8,233
48 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 22,98123.0k $652.2k $652.2k 0.01% Reduced -10.0k -10,000
49 Belpointe Asset Management LLC 0.06% of their portfolio RENO, NV 19,96520.0k $566.6k $566.6k 0.06% Reduced -40.2k -40,153
50 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 19,27619.3k $547.1k $547.1k 0.00% Added +2.5k +2,500
51 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 18,25918.3k $522.9k $522.9k 0.00% Reduced -584.0k -584,040
52 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 18,15218.2k $515.2k $515.2k 0.03% Reduced -2.6k -2,598
53 SMART Wealth LLC 0.38% of their portfolio Omaha, NE 17,61517.6k $499.9k $499.9k 0.38% Added +1.9k +1,950
54 PFG Advisors 0.04% of their portfolio Phoenix, AZ 17,53917.5k $497.8k $497.8k 0.04% Reduced -10.2k -10,188
55 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 17,17517.2k $487.4k $487.4k 0.01% Reduced -3.7k -3,700
56 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 16,07216.1k $456.0k $456.0k 0.00% Reduced -31.0k -31,000
57 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 15,95816.0k $452.9k $452.9k 0.00% Added +5.7k +5,725
58 TAP Consulting, LLC 0.10% of their portfolio KIRKWOOD, MO 14,53914.5k $412.6k $412.6k 0.10% Reduced -439.5k -439,529
59 HAP Trading, LLC 0.11% of their portfolio NEW YORK, NY 14,21414.2k $403.4k $403.4k 0.11% Reduced -25.8k -25,793
60 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 14,06114.1k $399.1k $399.1k 0.03% Reduced -28.8k -28,782
61 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 14,05914.1k $399.0k $399.0k 0.01% Reduced -18.0k -17,984
62 Walleye Trading LLC 0.02% of their portfolio NEW YORK, NY 14,05114.1k $398.8k $398.8k 0.02% New
63 PRIVATE TRUST CO NA 0.05% of their portfolio CLEVELAND, OH 13,89213.9k $394.3k $394.3k 0.05% Added +10.5k +10,538
64 Diametric Capital, LP 0.18% of their portfolio BOSTON, MA 13,87513.9k $393.8k $393.8k 0.18% Added +295 +295
65 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 13,62113.6k $388.2k $388.2k 0.01% Added +6.2k +6,209
66 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 11,38911.4k $323.2k $323.2k 0.01% Reduced -8.6k -8,616
67 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 9,1049.1k $258.4k $258.4k 0.00% Reduced -200 -200
68 Kovack Advisors, Inc. 0.03% of their portfolio FT. LAUDERDALE, FL 9,0389.0k $256.5k $256.5k 0.03% Unchanged
69 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 7,9317.9k $225.0k $225.0k 0.00% Reduced -414.0k -414,007
70 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 7,8307.8k $221.0k $221.0k 0.00% Reduced -33.0k -32,985
71 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,4357.4k $211.0k $211.0k 0.00% Unchanged
72 Sunbelt Securities, Inc. 0.03% of their portfolio HOUSTON, TX 6,7156.7k $190.6k $190.6k 0.03% Reduced -823 -823
73 Knights of Columbus Asset Advisors LLC 0.01% of their portfolio NEW HAVEN, CT 5,7295.7k $162.6k $162.6k 0.01% Added +1.7k +1,678
74 Balefire, LLC 0.06% of their portfolio DALLAS, TX 4,7834.8k $135.7k $135.7k 0.06% New
75 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 4,7404.7k $134.5k $134.5k 0.01% Reduced -80.0k -80,009
76 Bramshill Investments, LLC 0.01% of their portfolio NAPLES, FL 4,7004.7k $133.4k $133.4k 0.01% Reduced -3.2k -3,216
77 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,1204.1k $116.9k $116.9k 0.00% Reduced -375 -375
78 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 3,8093.8k $108.0k $108.0k 0.00% Unchanged
79 4Thought Financial Group Inc. 0.07% of their portfolio SYOSSET, NY 3,0513.1k $86.6k $86.6k 0.07% New
80 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,6871.7k $47.9k $47.9k 0.00% Reduced -6.3k -6,325
81 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 1,3101.3k $37.2k $37.2k 0.00% Unchanged
82 Headlands Technologies LLC 0.01% of their portfolio CHICAGO, IL 1,2301.2k $34.9k $34.9k 0.01% Reduced -2.7k -2,660
83 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 779779 $22.1k $22.1k 0.00% Unchanged
84 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 400400 $11.4k $11.4k 0.00% Unchanged
85 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 221221 $6.3k $6.3k 0.00% Reduced -565 -565
86 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 202202 $5.7k $5.7k 0.00% Reduced -478 -478
87 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 119119 $3.4k $3.4k 0.00% Unchanged
88 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 100100 $2.8k $2.8k 0.00% Unchanged
89 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 9999 $2.8k $2.8k 0.00% Reduced -2.1k -2,083
90 Cypress Capital Management LLC (WY) 0.00% of their portfolio SHERIDAN, WY 7676 $2.2k $2.2k 0.00% Reduced -30.1k -30,081
91 Castleview Partners, LLC 0.00% of their portfolio DALLAS, TX 7474 $2.1k $2.1k 0.00% Reduced -2.0k -1,977
92 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 7070 $2.0k $2.0k 0.00% Reduced -232 -232
93 Clearview Wealth Advisors LLC 0.00% of their portfolio SALEM, OR 6767 $1.9k $1.9k 0.00% Unchanged
94 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 4141 $1.2k $1.2k 0.00% Reduced -379 -379
95 Centerpoint Advisors, LLC 0.00% of their portfolio NEEDHAM, MA 2121 $1.0k $1.0k 0.00% Unchanged
96 FMR LLC 0.00% of their portfolio BOSTON, MA 77 $199 $199 0.00% Added +1 +1
97 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 22 $56 $56 0.00% Unchanged
98 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged