Vault-13

INVESCO DB US DLR INDEX TR UUP

BULLISH FD · ETP · CUSIP 46141D203

140 institutional holders -39 vs Q4 2022
25,675,84025.7m shares reported held*
$714.2mreported value*
24 new 35 added 71 reduced 62 sold out net sold ≈ $190.8m (-6.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.82. Options: 12 managers hold calls ($189.4m notional), 10 hold puts ($108.7m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 175Q4 22: 179Q1 23: 140140Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022175
Q4 2022179
Q1 2023140

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 112 bought or addedQ4 22: 101 cut or sold outQ4 22Q1 23: 59 bought or addedQ1 23: 133 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022112101
Q1 202359133

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $214.5mQ3 22 puts: $393.1mQ3 22P/C 1.83Q4 22 calls: $149.8mQ4 22 puts: $122.8mQ4 22P/C 0.82Q1 23 calls: $189.4mQ1 23 puts: $108.7mQ1 23P/C 0.57
Numbers
QuarterCallsPutsP/C
Q3 2022$214.5m$393.1m1.83
Q4 2022$149.8m$122.8m0.82
Q1 2023$189.4m$108.7m0.57

Biggest buyers

JANE STREET GROUP, LLC Added +1,925,489+1.9m
FLAGSHIP HARBOR ADVISORS, LLC New +318,873+318.9k
Alphadyne Asset Management LP New +297,141+297.1k
Intrua Financial, LLC New +263,131+263.1k
Cetera Advisors LLC Added +238,843+238.8k
WESPAC Advisors, LLC New +121,187+121.2k
BANK OF MONTREAL /CAN/ Added +117,090+117.1k
Geneos Wealth Management Inc. Added +79,293+79.3k
Truadvice, LLC New +77,128+77.1k
CITIGROUP INC New +75,000+75.0k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -1,825,367-1.8m
COMMONWEALTH EQUITY SERVICES, LLC Reduced -728,076-728.1k
BANK OF AMERICA CORP /DE/ Reduced -497,618-497.6k
Trek Financial, LLC Reduced -473,940-473.9k
Empowered Funds, LLC Sold out -416,560-416.6k
LPL Financial LLC Reduced -392,960-393.0k
SIMPLEX TRADING, LLC Reduced -328,175-328.2k
Arlington Capital Management, Inc. Sold out -326,358-326.4k
Lake Hills Wealth Management, LLC Sold out -303,304-303.3k
WELLINGTON MANAGEMENT GROUP LLP Sold out -250,963-251.0k

Biggest calls

SIMPLEX TRADING, LLC Added $60.2m2.4m shares
JANE STREET GROUP, LLC Added $55.1m2.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $35.9m1.3m shares
CITADEL ADVISORS LLC Reduced $21.6m775.3k shares
WOLVERINE TRADING, LLC Added $11.2m404.0k shares
IMC-Chicago, LLC Reduced $4.5m161.5k shares
Cutler Group LLC / CA Added $419.0k472.7k shares
BOOTHBAY FUND MANAGEMENT, LLC New $278.8k10.0k shares
XR Securities LLC Reduced $225.8k8.1k shares
HAP Trading, LLC Reduced $17.0k50.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $27.6m990.8k shares
SIMPLEX TRADING, LLC Added $27.0m1.0m shares
BANK OF AMERICA CORP /DE/ New $20.9m750.0k shares
CITADEL ADVISORS LLC Reduced $16.4m587.9k shares
JANE STREET GROUP, LLC Reduced $10.4m374.0k shares
WOLVERINE TRADING, LLC Reduced $4.3m154.2k shares
IMC-Chicago, LLC Reduced $1.7m61.1k shares
HAP Trading, LLC Added $270.0k269.4k shares
Cutler Group LLC / CA Added $123.0k362.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,541,8092.5m $70.9m $70.9m 0.01% Reduced -192.9k -192,905
2 JANE STREET GROUP, LLC 0.10% of their portfolio NEW YORK, NY 2,107,4572.1m $58.8m $58.8m 0.10% Added +1.9m +1,925,489
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,815,1241.8m $50.6m $50.6m 0.02% Reduced -1.8m -1,825,367
4 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,808,4331.8m $50.7m $50.7m 0.02% Reduced -191.2k -191,167
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.06% of their portfolio BALA CYNWYD, PA 1,404,5101.4m $39.2m $39.2m 0.06% Reduced -62.7k -62,716
6 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 1,367,9621.4m $38.2m $38.2m 0.08% Reduced -137.0k -137,044
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,258,4711.3m $35.1m $35.1m 0.00% Reduced -497.6k -497,618
8 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,117,5011.1m $31.2m $31.2m 0.02% Reduced -393.0k -392,960
9 New York Life Investment Management LLC 0.27% of their portfolio New York, NY 855,085855.1k $23.8m $23.8m 0.27% Reduced -7.6k -7,552
10 IFP Advisors, Inc 0.75% of their portfolio TAMPA, FL 690,680690.7k $17.1m $17.1m 0.75% Reduced -5.1k -5,060
11 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 602,299602.3k $16.9m $16.9m 0.01% Added +117.1k +117,090
12 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 572,007572.0k $15.9m $15.9m 0.03% Reduced -728.1k -728,076
13 Trek Financial, LLC 1.39% of their portfolio Scottsdale, AZ 533,011533.0k $14.9m $14.9m 1.39% Reduced -473.9k -473,940
14 UBS Group AG 0.01% of their portfolio ZURICH, V8 480,613480.6k $13.4m $13.4m 0.01% Added +10.0k +9,980
15 TAP Consulting, LLC 3.10% of their portfolio KIRKWOOD, MO 454,068454.1k $12.7m $12.7m 3.10% Reduced -102.3k -102,329
16 VISTA FINANCE, LLC 17.06% of their portfolio Clayton, MO 432,083432.1k $12.0m $12.0m 17.06% Reduced -4.0k -4,018
17 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 421,938421.9k $11.8m $11.8m 0.05% Added +49.2k +49,166
18 Client First Capital LLC 8.90% of their portfolio SAN DIEGO, CA 417,929417.9k $11.7m $11.7m 8.90% Added +62.0k +61,997
19 Highview Capital Management LLC/DE/ 5.77% of their portfolio BUFFALO GROVE, IL 358,575358.6k $10.0m $10.0m 5.77% Added +24.1k +24,136
20 Fortis Group Advisors, LLC 2.88% of their portfolio WESTWOOD, NJ 343,928343.9k $9.5m $9.5m 2.88% First filing
21 FLAGSHIP HARBOR ADVISORS, LLC 0.84% of their portfolio BOSTON, MA 318,873318.9k $8.9m $8.9m 0.84% New
22 Alphadyne Asset Management LP 15.28% of their portfolio NEW YORK, NY 297,141297.1k $8.3m $8.3m 15.28% New
23 Cetera Advisors LLC 0.13% of their portfolio DENVER, CO 278,617278.6k $7.8m $7.8m 0.13% Added +238.8k +238,843
24 Intrua Financial, LLC 1.55% of their portfolio Houston, TX 263,131263.1k $7.4m $7.4m 1.55% New
25 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 257,831257.8k $7.2m $7.2m 0.01% Reduced -231.9k -231,868
26 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 237,167237.2k $6.6m $6.6m 0.03% Reduced -245.5k -245,529
27 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 224,795224.8k $6.3m $6.3m 0.01% Reduced -219.2k -219,247
28 Mariner, LLC 0.02% of their portfolio Overland Park, KS 203,654203.7k $5.7m $5.7m 0.02% Added +22.1k +22,064
29 IMC-Chicago, LLC 0.95% of their portfolio CHICAGO, IL 201,566201.6k $5.6m $5.6m 0.95% Reduced -223.3k -223,281
30 Compton Financial Group, LLC 2.08% of their portfolio TOWSON, MD 188,752188.8k $5.3m $5.3m 2.08% Added +607 +607
31 FOUNDERS FINANCIAL SECURITIES LLC 0.74% of their portfolio TOWSON, MD 182,811182.8k $5.1m $5.1m 0.74% Added +6.7k +6,737
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 138,945138.9k $3.9m $3.9m 0.00% Reduced -116.5k -116,485
33 Ausdal Financial Partners, Inc. 0.50% of their portfolio Davenport, IA 129,927129.9k $3.6m $3.6m 0.50% Reduced -19.6k -19,609
34 Financial Architects, Inc 0.56% of their portfolio MARLTON, NJ 126,181126.2k $3.5m $3.5m 0.56% Reduced -50.2k -50,217
35 WESPAC Advisors, LLC 3.18% of their portfolio ORINDA, CA 121,187121.2k $3.4m $3.4m 3.18% New
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 115,127115.1k $3.2m $3.2m 0.00% Reduced -71.7k -71,727
37 ProVise Management Group, LLC 0.30% of their portfolio CLEARWATER, FL 112,812112.8k $3.1m $3.1m 0.30% Reduced -34.2k -34,189
38 SIMPLEX TRADING, LLC 0.13% of their portfolio CHICAGO, IL 101,679101.7k $2.8m $2.8m 0.13% Reduced -328.2k -328,175
39 Connectus Wealth, LLC 0.07% of their portfolio CINCINNATI, OH 100,100100.1k $2.8m $2.8m 0.07% Reduced -52.4k -52,364
40 Tidal Investments LLC 0.05% of their portfolio Milwaukee, WI 94,54294.5k $2.6m $2.6m 0.05% Added +49.0k +48,968
41 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 89,09689.1k $2.5m $2.5m 0.01% Added +9.6k +9,581
42 Geneos Wealth Management Inc. 0.14% of their portfolio ENGLEWOOD, CO 84,74984.7k $2.4m $2.4m 0.14% Added +79.3k +79,293
43 Truadvice, LLC 0.85% of their portfolio SARASOTA, FL 77,12877.1k $2.1m $2.1m 0.85% New
44 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 75,00075.0k $2.1m $2.1m 0.00% New
45 CENTAURUS FINANCIAL, INC. 0.16% of their portfolio ANAHEIM, CA 71,15771.2k $2.0m $2.0m 0.16% Reduced -38.8k -38,833
46 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 67,58467.6k $1.9m $1.9m 0.01% Reduced -16.0k -15,973
47 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 67,45767.5k $1.9m $1.9m 0.00% New
48 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 61,98262.0k $1.7m $1.7m 0.00% Reduced -6.1k -6,078
49 Belpointe Asset Management LLC 0.09% of their portfolio RENO, NV 60,11860.1k $1.7m $1.7m 0.09% Reduced -773 -773
50 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 60,07560.1k $1.7m $1.7m 0.00% Reduced -23.9k -23,886
51 STRATEGY ASSET MANAGERS LLC 0.40% of their portfolio PASADENA, CA 59,12659.1k $1.6m $1.6m 0.40% Added +564 +564
52 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 52,73452.7k $1.5m $1.5m 0.00% Reduced -141.0k -141,045
53 Delos Wealth Advisors, LLC 1.85% of their portfolio DALLAS, TX 52,58152.6k $1.5m $1.5m 1.85% New
54 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 51,24951.2k $1.4m $1.4m 0.01% Reduced -25.1k -25,108
55 DFPG INVESTMENTS, LLC 0.15% of their portfolio SANDY, UT 50,95151.0k $1.4m $1.4m 0.15% Added +3.1k +3,141
56 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 49,33849.3k $1.4m $1.4m 0.00% Added +10.9k +10,950
57 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 47,07247.1k $1.3m $1.3m 0.02% Unchanged
58 Koshinski Asset Management, Inc. 0.13% of their portfolio DECATUR, IL 46,67846.7k $1.3m $1.3m 0.13% Reduced -14.9k -14,919
59 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 44,93344.9k $1.3m $1.3m 0.01% Added +5.0k +4,989
60 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 44,84844.8k $1.3m $1.3m 0.02% Added +37.9k +37,937
61 McBroom & Associates, LLC 1.10% of their portfolio LAS VEGAS, NV 44,18444.2k $1.2m $1.2m 1.10% Reduced -7.8k -7,832
62 CWM, LLC 0.01% of their portfolio OMAHA, NE 43,59343.6k $1.2m $1.2m 0.01% Added +14.5k +14,506
63 Patriot Financial Group Insurance Agency, LLC 0.24% of their portfolio Westborough, MA 43,22643.2k $1.2m $1.2m 0.24% Added +1.4k +1,445
64 TWO SIGMA SECURITIES, LLC 0.10% of their portfolio NEW YORK, NY 42,84342.8k $1.2m $1.2m 0.10% Added +23.8k +23,754
65 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 40,88240.9k $1.1m $1.1m 0.00% Reduced -39.8k -39,769
66 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 40,81540.8k $1.1m $1.1m 0.02% Reduced -63.1k -63,123
67 HAP Trading, LLC 0.27% of their portfolio NEW YORK, NY 40,00740.0k $1.1m $1.1m 0.27% New
68 Stegent Equity Advisors, Inc. 1.08% of their portfolio HOUSTON, TX 38,85138.9k $1.1m $1.1m 1.08% Reduced -24.1k -24,057
69 Cutler Group LLC / CA 0.15% of their portfolio SAN FRANCISCO, CA 33,52933.5k $934.0k $934.0k 0.15% Added +460 +460
70 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 33,16333.2k $924.6k $924.6k 0.00% Reduced -127.1k -127,124
71 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 32,98133.0k $919.0k $919.0k 0.02% Added +2.9k +2,908
72 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 32,04332.0k $893.4k $893.4k 0.02% Reduced -15.6k -15,603
73 SILVERLAKE WEALTH MANAGEMENT LLC 0.51% of their portfolio WILLISTON, VT 30,23830.2k $843.0k $843.0k 0.51% Added +15.5k +15,498
74 Cypress Capital Management LLC (WY) 0.98% of their portfolio SHERIDAN, WY 30,15730.2k $840.8k $840.8k 0.98% Reduced -106.5k -106,532
75 Sowell Financial Services LLC 0.06% of their portfolio NORTH LITTLE ROCK, AR 28,53428.5k $796.0k $796.0k 0.06% New
76 PFG Advisors 0.06% of their portfolio Phoenix, AZ 27,72727.7k $773.0k $773.0k 0.06% Reduced -24.3k -24,269
77 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 27,62927.6k $770.3k $770.3k 0.01% Reduced -17.0k -17,017
78 RETIREMENT FINANCIAL SOLUTIONS, LLC 0.60% of their portfolio KNOXVILLE, TN 27,29527.3k $761.0k $761.0k 0.60% Reduced -2.6k -2,612
79 Cedar Wealth Management, LLC 0.29% of their portfolio LA JOLLA, CA 25,47725.5k $710.3k $710.3k 0.29% Unchanged
80 Strategic Financial Concepts, LLC 0.28% of their portfolio SAN ANTONIO, TX 24,96125.0k $695.9k $695.9k 0.28% First filing
81 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 24,05624.1k $670.7k $670.7k 0.02% Reduced -56.7k -56,697
82 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 23,27923.3k $649.0k $649.0k 0.01% Reduced -66.5k -66,500
83 Howard Capital Management, LLC 0.11% of their portfolio Alpharetta, GA 22,04222.0k $614.5k $614.5k 0.11% New
84 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 20,87520.9k $582.0k $582.0k 0.01% Added +4.8k +4,750
85 Focus Financial Network, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 20,75020.8k $578.5k $578.5k 0.04% Added +409 +409
86 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 20,38420.4k $568.0k $568.0k 0.00% Added +6.2k +6,217
87 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 20,00520.0k $557.7k $557.7k 0.02% Reduced -46.7k -46,674
88 Parallax Volatility Advisers, L.P. 0.02% of their portfolio San Francisco, CA 19,20019.2k $535.3k $535.3k 0.02% Added +7.9k +7,900
89 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 17,21417.2k $479.9k $479.9k 0.01% New
90 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 16,77616.8k $467.7k $467.7k 0.00% Added +4.2k +4,150
91 L.M. KOHN & COMPANY 0.18% of their portfolio CINCINNATI, OH 15,73215.7k $438.6k $438.6k 0.18% Reduced -185.3k -185,320
92 SMART Wealth LLC 0.39% of their portfolio Omaha, NE 15,66515.7k $436.7k $436.7k 0.39% New
93 Verity Asset Management, Inc. 0.25% of their portfolio DURHAM, NC 15,10315.1k $421.1k $421.1k 0.25% Reduced -1.4k -1,352
94 Diametric Capital, LP 0.18% of their portfolio BOSTON, MA 13,58013.6k $378.6k $378.6k 0.18% Added +1.1k +1,056
95 FLAGSTAR SECURITIES, INC 0.13% of their portfolio New York, NY 13,09813.1k $365.2k $365.2k 0.13% Unchanged
96 CMC Financial Group 0.65% of their portfolio ATLANTA, GA 13,00113.0k $362.5k $362.5k 0.65% New
97 Capasso Planning Partners LLC 0.21% of their portfolio CHARLESTON, SC 12,84512.8k $358.1k $358.1k 0.21% Reduced -28.0k -27,996
98 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 12,30712.3k $343.0k $343.0k 0.00% Reduced -79.6k -79,636
99 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 10,67710.7k $297.6k $297.6k 0.00% Reduced -858 -858
100 WOODWARD DIVERSIFIED CAPITAL, LLC 0.23% of their portfolio BAKERSFIELD, CA 10,65910.7k $297.2k $297.2k 0.23% Reduced -7.7k -7,658