Vault-13

INVESCO DB MULTI-SECTOR COMM DBB

BASE METALS FD · ETP · CUSIP 46140H700

64 institutional holders -2 vs Q3 2024
2,123,3462.1m shares reported held*
$40.0mreported value*
6 new 29 added 13 reduced 9 sold out net bought ≈ $4.7m (+89.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.85. Options: 3 managers hold calls ($1.1m notional), 3 hold puts ($110.6k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 74Q4 22: 72Q1 23: 77Q2 23: 66Q3 23: 64Q4 23: 63Q1 24: 62Q2 24: 72Q3 24: 66Q4 24: 6464Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202274
Q4 202272
Q1 202377
Q2 202366
Q3 202364
Q4 202363
Q1 202462
Q2 202472
Q3 202466
Q4 202464

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 23: 35 bought or addedQ1 23: 30 cut or sold outQ2 23: 21 bought or addedQ2 23: 44 cut or sold outQ2 23Q3 23: 25 bought or addedQ3 23: 32 cut or sold outQ4 23: 27 bought or addedQ4 23: 29 cut or sold outQ4 23Q1 24: 21 bought or addedQ1 24: 30 cut or sold outQ2 24: 31 bought or addedQ2 24: 24 cut or sold outQ2 24Q3 24: 25 bought or addedQ3 24: 28 cut or sold outQ4 24: 35 bought or addedQ4 24: 22 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233530
Q2 20232144
Q3 20232532
Q4 20232729
Q1 20242130
Q2 20243124
Q3 20242528
Q4 20243522

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 24 calls: $2.0mQ1 24 puts: $1.6mQ1 24P/C 0.79Q2 24 calls: $4.0mQ2 24 puts: $543.9kQ2 24P/C 0.14Q3 24 calls: $2.6mQ3 24 puts: $217.6kQ3 24P/C 0.09Q4 24 calls: $1.1mQ4 24 puts: $110.6kQ4 24P/C 0.10
Numbers
QuarterCallsPutsP/C
Q1 2024$2.0m$1.6m0.79
Q2 2024$4.0m$543.9k0.14
Q3 2024$2.6m$217.6k0.09
Q4 2024$1.1m$110.6k0.10

Biggest buyers

Advisory Services Network, LLC New +182,259+182.3k
HighTower Advisors, LLC Added +79,588+79.6k
LAKE STREET ADVISORS GROUP, LLC Added +75,051+75.1k
WELLS FARGO & COMPANY/MN Added +63,082+63.1k
BANK OF AMERICA CORP /DE/ Added +38,331+38.3k
Apeiron RIA LLC New +24,277+24.3k
ROYAL BANK OF CANADA Added +15,549+15.5k
Cambridge Investment Research Advisors, Inc. New +11,414+11.4k
JANE STREET GROUP, LLC Added +10,903+10.9k
Davis Investment Partners, LLC Added +10,493+10.5k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -158,972-159.0k
Glenorchy Capital Ltd Sold out -132,329-132.3k
FLOW TRADERS U.S. LLC Sold out -65,314-65.3k
BNP PARIBAS FINANCIAL MARKETS Reduced -39,369-39.4k
STIFEL FINANCIAL CORP Sold out -12,916-12.9k
Apollon Wealth Management, LLC Sold out -12,817-12.8k
MORGAN STANLEY Reduced -12,437-12.4k
Cetera Investment Advisers Reduced -10,312-10.3k
CITADEL ADVISORS LLC Reduced -6,516-6.5k
PICTON MAHONEY ASSET MANAGEMENT Reduced -5,900-5.9k

Biggest calls

SIMPLEX TRADING, LLC Reduced $1.0m38.9k shares
CITADEL ADVISORS LLC Reduced $54.7k2.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Reduced $88.0k3.8k shares
CITADEL ADVISORS LLC Reduced $22.6k1.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 269,300269.3k $5.1m $5.1m 0.01% Added +79.6k +79,588
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 238,492238.5k $4.5m $4.5m 0.00% Added +63.1k +63,082
3 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 182,259182.3k $3.4m $3.4m 0.06% New
4 LAKE STREET ADVISORS GROUP, LLC 0.15% of their portfolio PORTSMOUTH, NH 166,964167.0k $3.1m $3.1m 0.15% Added +75.1k +75,051
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 154,059154.1k $2.9m $2.9m 0.00% Added +38.3k +38,331
6 GenTrust, LLC 0.10% of their portfolio MIAMI, FL 122,031122.0k $2.3m $2.3m 0.10% Added +8.0k +8,000
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 90,25390.3k $1.7m $1.7m 0.00% Added +6.9k +6,853
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 80,68680.7k $1.5m $1.5m 0.00% Reduced -12.4k -12,437
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 80,58480.6k $1.5m $1.5m 0.00% Added +417 +417
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 72,61472.6k $1.4m $1.4m 0.00% Added +5.0k +5,019
11 Modern Wealth Management, LLC 0.04% of their portfolio KANSAS CITY, MO 63,69563.7k $1.2m $1.2m 0.04% Added +4.4k +4,405
12 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 59,30059.3k $1.1m $1.1m 0.00% Added +5.4k +5,400
13 Pines Wealth Management, LLC 0.41% of their portfolio SOUTHERN PINES, NC 49,77849.8k $935.8k $935.8k 0.41% First filing
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 40,41940.4k $763.0k $763.0k 0.00% Added +15.5k +15,549
15 CAMELOT TECHNOLOGY ADVISORS, INC. 0.62% of their portfolio SAN FRANCISCO, CA 36,31336.3k $684.5k $684.5k 0.62% Added +1.2k +1,217
16 INSIGNEO ADVISORY SERVICES, LLC 0.06% of their portfolio MIAMI, FL 31,33631.3k $590.7k $590.7k 0.06% Reduced -1 -1
17 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 31,00031.0k $587.8k $587.8k 0.00% Added +6.4k +6,400
18 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 30,64930.6k $577.7k $577.7k 0.00% Added +10.9k +10,903
19 THORNBURG INVESTMENT MANAGEMENT INC 0.01% of their portfolio SANTA FE, NM 29,16829.2k $549.8k $549.8k 0.01% Reduced -5.2k -5,244
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 27,05927.1k $510.1k $510.1k 0.00% Added +3.5k +3,462
21 SeaCrest Wealth Management, LLC 0.05% of their portfolio PURCHASE, NY 27,03227.0k $509.6k $509.6k 0.05% Added +6.1k +6,118
22 Davis Investment Partners, LLC 0.21% of their portfolio CHARLOTTE, NC 25,89325.9k $486.8k $486.8k 0.21% Added +10.5k +10,493
23 Apeiron RIA LLC 0.13% of their portfolio Dallas, TX 24,27724.3k $457.6k $457.6k 0.13% New
24 WT Wealth Management 0.13% of their portfolio SCOTTSDALE, AZ 21,86221.9k $412.1k $412.1k 0.13% Added +6.5k +6,517
25 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 20,72520.7k $390.7k $390.7k 0.00% Unchanged
26 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 20,19920.2k $380.7k $380.7k 0.00% Reduced -10.3k -10,312
27 American State Bank (Iowa) 0.17% of their portfolio SIOUX CENTER, IA 15,35015.3k $289.3k $289.3k 0.17% Unchanged
28 Autumn Glory Partners, LLC 0.14% of their portfolio DALLAS, TX 15,00015.0k $282.8k $282.8k 0.14% Added +5.0k +5,000
29 PICTON MAHONEY ASSET MANAGEMENT 0.01% of their portfolio Toronto, A6 12,81012.8k $241.0k $241.0k 0.01% Reduced -5.9k -5,900
30 Ignite Planners, LLC 0.05% of their portfolio SAN CLEMENTE, CA 12,18712.2k $226.1k $226.1k 0.05% Added +1.6k +1,639
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,41411.4k $215.0k $215.0k 0.00% New
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,87010.9k $205.0k $205.0k 0.00% Reduced -4.2k -4,155
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,4457.4k $140.3k $140.3k 0.00% Reduced -6.5k -6,516
34 Solstein Capital, LLC 0.07% of their portfolio Menlo Park, CA 6,6216.6k $124.8k $124.8k 0.07% Unchanged
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,5496.5k $123.4k $123.4k 0.00% Reduced -910 -910
36 WestEnd Advisors, LLC 0.00% of their portfolio CHARLOTTE, NC 5,3265.3k $100.4k $100.4k 0.00% Reduced -84 -84
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,9583.0k $55.8k $55.8k 0.00% Reduced -4.7k -4,690
38 Cornerstone Planning Group LLC 0.01% of their portfolio FAIRFIELD, NJ 2,8842.9k $54.6k $54.6k 0.01% Added +129 +129
39 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,8452.8k $53.6k $53.6k 0.00% Added +533 +533
40 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 2,3842.4k $45.0k $45.0k 0.00% Unchanged
41 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2,0922.1k $39.4k $39.4k 0.00% Reduced -39.4k -39,369
42 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,5791.6k $29.8k $29.8k 0.00% Reduced -244 -244
43 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,5001.5k $28.3k $28.3k 0.00% Unchanged
44 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,5001.5k $28.3k $28.3k 0.00% Unchanged
45 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 919919 $17.3k $17.3k 0.00% Unchanged
46 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 889889 $16.8k $16.8k 0.00% Added +786 +786
47 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 795795 $15.0k $15.0k 0.00% Reduced -140 -140
48 CWM, LLC 0.00% of their portfolio OMAHA, NE 583583 $11.0k $11.0k 0.00% Added +17 +17
49 CALDWELL SUTTER CAPITAL, INC. 0.00% of their portfolio SAUSALITO, CA 547547 $10.3k $10.3k 0.00% Added +36 +36
50 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 446446 $8.4k $8.4k 0.00% Unchanged
51 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 422422 $8.0k $8.0k 0.00% Added +19 +19
52 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 300300 $5.7k $5.7k 0.00% New
53 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 290290 $5.5k $5.5k 0.00% Unchanged
54 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 220220 $4.0k $4.0k 0.00% New
55 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 200200 $3.8k $3.8k 0.00% Unchanged
56 Caitlin John, LLC 0.00% of their portfolio BRIGHTON, MI 119119 $2.2k $2.2k 0.00% Added +7 +7
57 Westside Investment Management, Inc. 0.00% of their portfolio SANTA MONICA, CA 100100 $1.9k $1.9k 0.00% Unchanged
58 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 6363 $1.2k $1.2k 0.00% Unchanged
59 Archer Investment Corp 0.00% of their portfolio Carmel, IN 5454 $1.0k $1.0k 0.00% Added +2 +2
60 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 5252 $987 $987 0.00% Added +2 +2
61 Synergy Asset Management, LLC 0.00% of their portfolio VANCOUVER, WA 4242 $873 $873 0.00% New
62 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3434 $641 $641 0.00% Unchanged
63 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1010 $189 $189 0.00% Unchanged
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged