INVESCO DB MULTI-SECTOR COMM DBB
BASE METALS FD · ETP · CUSIP 46140H700
- SectorFinancials
- IndustryCommodity Contracts Brokers & Dealers
- HeadquartersDowners Grove, IL
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.95. Options: 4 managers hold calls ($5.2m notional), 3 hold puts ($829.3k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 74 |
| Q4 2022 | 72 |
| Q1 2023 | 77 |
| Q2 2023 | 66 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 31 | 36 |
| Q1 2023 | 35 | 30 |
| Q2 2023 | 21 | 44 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $12.4m | $830.0k | 0.07 |
| Q4 2022 | $16.5m | $593.9k | 0.04 |
| Q1 2023 | $8.4m | $771.0k | 0.09 |
| Q2 2023 | $5.2m | $829.3k | 0.16 |
Biggest buyers
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +212.4k |
| Invesco Ltd. | Added | +143.9k |
| JANE STREET GROUP, LLC | Added | +75.2k |
| PRELUDE CAPITAL MANAGEMENT, LLC | Added | +20.0k |
| Cetera Advisor Networks LLC | New | +14.9k |
| LPL Financial LLC | Added | +12.6k |
| Daiwa Securities Group Inc. | Added | +7.8k |
| BANK OF AMERICA CORP /DE/ | Added | +6.7k |
| AE Wealth Management LLC | Added | +3.7k |
| SMART Wealth LLC | Added | +3.6k |
Biggest sellers
| Nilsine Partners, LLC | Sold out | -409.8k |
| Advisory Services Network, LLC | Sold out | -247.0k |
| Genesee Capital Advisors, LLC | Sold out | -138.0k |
| WELLS FARGO & COMPANY/MN | Reduced | -120.5k |
| Tidal Investments LLC | Sold out | -103.8k |
| AMERIPRISE FINANCIAL INC | Reduced | -103.3k |
| PINEBRIDGE INVESTMENTS, L.P. | Reduced | -98.6k |
| PICTON MAHONEY ASSET MANAGEMENT | Reduced | -73.1k |
| NewEdge Advisors, LLC | Reduced | -52.7k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | Sold out | -47.1k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $3.7m207.0k shares |
| SIMPLEX TRADING, LLC | Added | $1.3m64.0k shares |
| CITADEL ADVISORS LLC | Reduced | $220.8k12.3k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SIMPLEX TRADING, LLC | Added | $806.0k40.1k shares |
| CITADEL ADVISORS LLC | New | $23.3k1.3k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Invesco Ltd. 0.00% of their portfolio | 753.4k $13.5m | Added +143.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 403.7k $7.2m | Added +212.4k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 212.0k $3.8m | Reduced -103.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 210.9k $3.8m | Added +6.7k |
| PINEBRIDGE INVESTMENTS, L.P. 0.04% of their portfolio | 196.5k $3.5m | Reduced -98.6k |
| HighTower Advisors, LLC 0.01% of their portfolio | 186.0k $3.3m | Reduced -1.4k |
| Private Wealth Advisors, LLC 1.38% of their portfolio | 182.8k $3.3m | Added +1.5k |
| PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.07% of their portfolio | 174.4k $3.1m | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 172.5k $3.1m | Added +75.2k |
| UBS Group AG 0.00% of their portfolio | 156.3k $2.8m | Reduced -27.9k |
| GenTrust, LLC 0.15% of their portfolio | 119.1k $2.1m | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 109.9k $2.0m | Added +12.6k |
| B. Riley Wealth Advisors, Inc. 0.04% of their portfolio | 97.2k $1.7m | Reduced -2.9k |
| MORGAN STANLEY 0.00% of their portfolio | 94.7k $1.7m | Reduced -16.0k |
| LAKE STREET ADVISORS GROUP, LLC 0.09% of their portfolio | 91.9k $1.6m | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 61.2k $1.1m | Reduced -120.5k |
| Knollwood Investment Advisory, LLC 0.34% of their portfolio | 56.6k $1.0m | Reduced -27.2k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 52.4k $941.1k | Reduced -17.6k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 44.8k $803.9k | Reduced -1.9k |
| Daiwa Securities Group Inc. 0.01% of their portfolio | 43.0k $772.0k | Added +7.8k |
| PRELUDE CAPITAL MANAGEMENT, LLC 0.06% of their portfolio | 40.0k $718.0k | Added +20.0k |
| PICTON MAHONEY ASSET MANAGEMENT 0.03% of their portfolio | 37.1k $667.0k | Reduced -73.1k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 36.7k $658.0k | Added +1.4k |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 36.0k $646.2k | Added +2.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 35.7k $640.0k | Reduced -5.4k |
| AE Wealth Management LLC 0.00% of their portfolio | 35.0k $627.6k | Added +3.7k |
| THORNBURG INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 34.4k $618.0k | Unchanged |
| SCOTIA CAPITAL INC. 0.00% of their portfolio | 26.2k $470.9k | Added +680 |
| SMART Wealth LLC 0.34% of their portfolio | 25.4k $456.5k | Added +3.6k |
| Apeiron RIA LLC 0.15% of their portfolio | 24.2k $434.1k | Added +1.1k |
| FLOW TRADERS U.S. LLC 0.02% of their portfolio | 22.2k $398.0k | Reduced -17.2k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 19.8k $356.0k | Reduced -87 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 18.5k $332.0k | Reduced -1.3k |
| GTS SECURITIES LLC 0.01% of their portfolio | 16.6k $298.9k | First filing |
| Davis Investment Partners, LLC 0.13% of their portfolio | 15.4k $280.3k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 14.9k $267.2k | New |
| IHT Wealth Management, LLC 0.01% of their portfolio | 13.8k $246.8k | Reduced -1.2k |
| American State Bank (Iowa) 0.17% of their portfolio | 13.8k $246.8k | Added +2.7k |
| BAROMETER CAPITAL MANAGEMENT INC. 0.07% of their portfolio | 13.7k $245.9k | Reduced -29.9k |
| PFG Advisors 0.02% of their portfolio | 13.6k $244.0k | Reduced -1.4k |
| LEO BROKERAGE, LLC 0.02% of their portfolio | 12.2k $218.4k | Reduced -4.8k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 11.9k $213.2k | Reduced -17.8k |
| Cerity Partners LLC 0.00% of their portfolio | 11.2k $200.9k | Reduced -1.4k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 10.8k $193.7k | Reduced -2.0k |
| Global Retirement Partners, LLC 0.01% of their portfolio | 6.2k $110.6k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 5.8k $103.5k | Reduced -52.7k |
| Cornerstone Planning Group LLC 0.02% of their portfolio | 2.6k $46.1k | First filing |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 2.0k $37.4k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 1.5k $26.9k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 795 $14.3k | Unchanged |
| ASSETMARK, INC 0.00% of their portfolio | 599 $10.8k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 446 $8.0k | Unchanged |
| Beacon Capital Management, LLC 0.00% of their portfolio | 403 $7.2k | Reduced -54 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 400 $7.2k | Unchanged |
| Safeguard Financial, LLC 0.00% of their portfolio | 314 $5.0k | New |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 296 $5.9k | New |
| McIlrath & Eck, LLC 0.00% of their portfolio | 290 $5.2k | Unchanged |
| GHP Investment Advisors, Inc. 0.00% of their portfolio | 133 $2.4k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 119 $2.0k | New |
| Westside Investment Management, Inc. 0.00% of their portfolio | 100 $1.8k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 96 $1.7k | Reduced -148 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 87 $1.6k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 63 $1.1k | New |
| Ancora Advisors LLC 0.00% of their portfolio | 63 $1.1k | Unchanged |
| Coppell Advisory Solutions LLC 0.00% of their portfolio | 14 $249 | Reduced -15.9k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |