Vault-13

INVESCO DB MULTI-SECTOR COMM DBB

BASE METALS FD · ETP · CUSIP 46140H700

66 institutional holders -11 vs Q1 2023
3,980,4814.0m shares reported held*
$71.5mreported value*
6 new 15 added 26 reduced 18 sold out net sold ≈ $23.2m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.95. Options: 4 managers hold calls ($5.2m notional), 3 hold puts ($829.3k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 74Q4 22: 72Q1 23: 77Q2 23: 6666Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202274
Q4 202272
Q1 202377
Q2 202366

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 31 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 30 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 44 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223136
Q1 20233530
Q2 20232144

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 22 calls: $12.4mQ3 22 puts: $830.0kQ3 22P/C 0.07Q4 22 calls: $16.5mQ4 22 puts: $593.9kQ4 22P/C 0.04Q1 23 calls: $8.4mQ1 23 puts: $771.0kQ1 23P/C 0.09Q2 23 calls: $5.2mQ2 23 puts: $829.3kQ2 23P/C 0.16
Numbers
QuarterCallsPutsP/C
Q3 2022$12.4m$830.0k0.07
Q4 2022$16.5m$593.9k0.04
Q1 2023$8.4m$771.0k0.09
Q2 2023$5.2m$829.3k0.16

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +212,378+212.4k
Invesco Ltd. Added +143,900+143.9k
JANE STREET GROUP, LLC Added +75,243+75.2k
PRELUDE CAPITAL MANAGEMENT, LLC Added +20,000+20.0k
Cetera Advisor Networks LLC New +14,884+14.9k
LPL Financial LLC Added +12,600+12.6k
Daiwa Securities Group Inc. Added +7,800+7.8k
BANK OF AMERICA CORP /DE/ Added +6,701+6.7k
AE Wealth Management LLC Added +3,715+3.7k
SMART Wealth LLC Added +3,650+3.6k

Biggest sellers

Nilsine Partners, LLC Sold out -409,759-409.8k
Advisory Services Network, LLC Sold out -247,034-247.0k
Genesee Capital Advisors, LLC Sold out -138,007-138.0k
WELLS FARGO & COMPANY/MN Reduced -120,490-120.5k
Tidal Investments LLC Sold out -103,752-103.8k
AMERIPRISE FINANCIAL INC Reduced -103,326-103.3k
PINEBRIDGE INVESTMENTS, L.P. Reduced -98,641-98.6k
PICTON MAHONEY ASSET MANAGEMENT Reduced -73,070-73.1k
NewEdge Advisors, LLC Reduced -52,708-52.7k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -47,061-47.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.7m207.0k shares
SIMPLEX TRADING, LLC Added $1.3m64.0k shares
CITADEL ADVISORS LLC Reduced $220.8k12.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Added $806.0k40.1k shares
CITADEL ADVISORS LLC New $23.3k1.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 753,400753.4k $13.5m $13.5m 0.00% Added +143.9k +143,900
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 403,740403.7k $7.2m $7.2m 0.01% Added +212.4k +212,378
3 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 211,955212.0k $3.8m $3.8m 0.00% Reduced -103.3k -103,326
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 210,862210.9k $3.8m $3.8m 0.00% Added +6.7k +6,701
5 PINEBRIDGE INVESTMENTS, L.P. 0.04% of their portfolio NEW YORK, NY 196,507196.5k $3.5m $3.5m 0.04% Reduced -98.6k -98,641
6 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 185,962186.0k $3.3m $3.3m 0.01% Reduced -1.4k -1,355
7 Private Wealth Advisors, LLC 1.38% of their portfolio Fresno, CA 182,850182.8k $3.3m $3.3m 1.38% Added +1.5k +1,522
8 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.07% of their portfolio BOSTON, MA 174,394174.4k $3.1m $3.1m 0.07% Unchanged
9 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 172,513172.5k $3.1m $3.1m 0.00% Added +75.2k +75,243
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 156,326156.3k $2.8m $2.8m 0.00% Reduced -27.9k -27,902
11 GenTrust, LLC 0.15% of their portfolio MIAMI, FL 119,061119.1k $2.1m $2.1m 0.15% Unchanged
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 109,922109.9k $2.0m $2.0m 0.00% Added +12.6k +12,600
13 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 97,20697.2k $1.7m $1.7m 0.04% Reduced -2.9k -2,906
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 94,68194.7k $1.7m $1.7m 0.00% Reduced -16.0k -15,955
15 LAKE STREET ADVISORS GROUP, LLC 0.09% of their portfolio PORTSMOUTH, NH 91,91391.9k $1.6m $1.6m 0.09% Unchanged
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 61,22561.2k $1.1m $1.1m 0.00% Reduced -120.5k -120,490
17 Knollwood Investment Advisory, LLC 0.34% of their portfolio HUNT VALLEY, MD 56,57856.6k $1.0m $1.0m 0.34% Reduced -27.2k -27,250
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 52,43252.4k $941.1k $941.1k 0.00% Reduced -17.6k -17,564
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 44,78344.8k $803.9k $803.9k 0.00% Reduced -1.9k -1,925
20 Daiwa Securities Group Inc. 0.01% of their portfolio CHIYODA-KU,TOKYO, M0 43,00043.0k $772.0k $772.0k 0.01% Added +7.8k +7,800
21 PRELUDE CAPITAL MANAGEMENT, LLC 0.06% of their portfolio NEW YORK, NY 40,00040.0k $718.0k $718.0k 0.06% Added +20.0k +20,000
22 PICTON MAHONEY ASSET MANAGEMENT 0.03% of their portfolio Toronto, A6 37,15037.1k $667.0k $667.0k 0.03% Reduced -73.1k -73,070
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 36,65536.7k $658.0k $658.0k 0.00% Added +1.4k +1,402
24 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 36,00036.0k $646.2k $646.2k 0.00% Added +2.0k +2,000
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 35,67735.7k $640.0k $640.0k 0.00% Reduced -5.4k -5,364
26 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 34,96635.0k $627.6k $627.6k 0.00% Added +3.7k +3,715
27 THORNBURG INVESTMENT MANAGEMENT INC 0.01% of their portfolio SANTA FE, NM 34,41234.4k $618.0k $618.0k 0.01% Unchanged
28 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 26,23526.2k $470.9k $470.9k 0.00% Added +680 +680
29 SMART Wealth LLC 0.34% of their portfolio Omaha, NE 25,43225.4k $456.5k $456.5k 0.34% Added +3.6k +3,650
30 Apeiron RIA LLC 0.15% of their portfolio Dallas, TX 24,18624.2k $434.1k $434.1k 0.15% Added +1.1k +1,119
31 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 22,15722.2k $398.0k $398.0k 0.02% Reduced -17.2k -17,176
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,82219.8k $356.0k $356.0k 0.00% Reduced -87 -87
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,51218.5k $332.0k $332.0k 0.00% Reduced -1.3k -1,336
34 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 16,64916.6k $298.9k $298.9k 0.01% First filing
35 Davis Investment Partners, LLC 0.13% of their portfolio CHARLOTTE, NC 15,40015.4k $280.3k $280.3k 0.13% Unchanged
36 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 14,88414.9k $267.2k $267.2k 0.00% New
37 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 13,75013.8k $246.8k $246.8k 0.01% Reduced -1.2k -1,200
38 American State Bank (Iowa) 0.17% of their portfolio SIOUX CENTER, IA 13,75013.8k $246.8k $246.8k 0.17% Added +2.7k +2,700
39 BAROMETER CAPITAL MANAGEMENT INC. 0.07% of their portfolio TORONTO, A6 13,70013.7k $245.9k $245.9k 0.07% Reduced -29.9k -29,900
40 PFG Advisors 0.02% of their portfolio Phoenix, AZ 13,59113.6k $244.0k $244.0k 0.02% Reduced -1.4k -1,394
41 LEO BROKERAGE, LLC 0.02% of their portfolio HURST, TX 12,16612.2k $218.4k $218.4k 0.02% Reduced -4.8k -4,822
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,87611.9k $213.2k $213.2k 0.00% Reduced -17.8k -17,841
43 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 11,19511.2k $200.9k $200.9k 0.00% Reduced -1.4k -1,426
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,79010.8k $193.7k $193.7k 0.00% Reduced -2.0k -2,038
45 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 6,1646.2k $110.6k $110.6k 0.01% Unchanged
46 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,7675.8k $103.5k $103.5k 0.00% Reduced -52.7k -52,708
47 Cornerstone Planning Group LLC 0.02% of their portfolio FAIRFIELD, NJ 2,5672.6k $46.1k $46.1k 0.02% First filing
48 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,0002.0k $37.4k $37.4k 0.00% Unchanged
49 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,5001.5k $26.9k $26.9k 0.00% Unchanged
50 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 795795 $14.3k $14.3k 0.00% Unchanged
51 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 599599 $10.8k $10.8k 0.00% New
52 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 446446 $8.0k $8.0k 0.00% Unchanged
53 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 403403 $7.2k $7.2k 0.00% Reduced -54 -54
54 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 400400 $7.2k $7.2k 0.00% Unchanged
55 Safeguard Financial, LLC 0.00% of their portfolio MINOCQUA, WI 314314 $5.0k $5.0k 0.00% New
56 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 296296 $5.9k $5.9k 0.00% New
57 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 290290 $5.2k $5.2k 0.00% Unchanged
58 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 133133 $2.4k $2.4k 0.00% Unchanged
59 CWM, LLC 0.00% of their portfolio OMAHA, NE 119119 $2.0k $2.0k 0.00% New
60 Westside Investment Management, Inc. 0.00% of their portfolio SANTA MONICA, CA 100100 $1.8k $1.8k 0.00% Unchanged
61 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 9696 $1.7k $1.7k 0.00% Reduced -148 -148
62 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 8787 $1.6k $1.6k 0.00% Unchanged
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6363 $1.1k $1.1k 0.00% New
64 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 6363 $1.1k $1.1k 0.00% Unchanged
65 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 1414 $249 $249 0.00% Reduced -15.9k -15,908
66 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged