Vault-13

INVESCO DB MULTI-SECTOR COMM DBB

BASE METALS FD · ETP · CUSIP 46140H700

74 institutional holders
4,143,0184.1m shares reported held*
$74.2mreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.91. Options: 4 managers hold calls ($12.4m notional), 2 hold puts ($830.0k).

Biggest calls

SIMPLEX TRADING, LLC — $12.2m619.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP — $217.0k12.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. — $00 shares
Cutler Group LLC / CA — $0200 shares

Biggest puts

SIMPLEX TRADING, LLC — $830.0k44.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. — $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2022.

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 577,200577.2k $10.3m $10.3m 0.00% —
2 PINEBRIDGE INVESTMENTS, L.P. 0.12% of their portfolio NEW YORK, NY 501,599501.6k $9.0m $9.0m 0.12% —
3 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 380,452380.5k $6.8m $6.8m 0.01% —
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 289,257289.3k $5.2m $5.2m 0.00% —
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 273,044273.0k $4.9m $4.9m 0.00% —
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 202,715202.7k $3.6m $3.6m 0.00% —
7 Private Wealth Advisors, LLC 1.58% of their portfolio Fresno, CA 188,806188.8k $3.4m $3.4m 1.58% —
8 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 186,517186.5k $3.3m $3.3m 0.01% —
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 155,344155.3k $2.8m $2.8m 0.00% —
10 GenTrust, LLC 0.20% of their portfolio MIAMI, FL 130,961131.0k $2.3m $2.3m 0.20% —
11 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 117,501117.5k $2.1m $2.1m 0.09% —
12 PICTON MAHONEY ASSET MANAGEMENT 0.08% of their portfolio Toronto, A6 102,060102.1k $1.8m $1.8m 0.08% —
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 92,45092.5k $1.7m $1.7m 0.00% —
14 LAKE STREET ADVISORS GROUP, LLC 0.12% of their portfolio PORTSMOUTH, NH 91,91391.9k $1.6m $1.6m 0.12% —
15 New Century Advisors, LLC 1.70% of their portfolio CHEVY CHASE, MD 78,06078.1k $1.4m $1.4m 1.70% —
16 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 60,00060.0k $1.1m $1.1m 0.00% —
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 53,31353.3k $955.0k $955.0k 0.00% —
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 48,95949.0k $876.0k $876.0k 0.00% —
19 55I, LLC 0.02% of their portfolio BOSTON, MA 42,06842.1k $753.0k $753.0k 0.02% —
20 Moloney Securities Asset Management, LLC 0.17% of their portfolio MANCHESTER, MO 39,68239.7k $710.0k $710.0k 0.17% —
21 PRUDENTIAL PLC 0.01% of their portfolio LONDON, X0 36,94036.9k $661.0k $661.0k 0.01% —
22 Daiwa Securities Group Inc. 0.01% of their portfolio CHIYODA-KU,TOKYO, M0 35,90035.9k $643.0k $643.0k 0.01% —
23 THORNBURG INVESTMENT MANAGEMENT INC 0.01% of their portfolio SANTA FE, NM 34,41234.4k $616.0k $616.0k 0.01% —
24 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 34,30934.3k $614.0k $614.0k 0.00% —
25 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 33,60333.6k $601.0k $601.0k 0.00% —
26 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 32,50032.5k $582.0k $582.0k 0.00% —
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 32,10232.1k $574.0k $574.0k 0.00% —
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 27,38327.4k $490.0k $490.0k 0.00% —
29 San Luis Wealth Advisors LLC 0.37% of their portfolio SAN LUIS OBISPO, CA 19,88119.9k $356.0k $356.0k 0.37% —
30 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 16,95016.9k $303.0k $303.0k 0.02% —
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 16,65116.7k $298.0k $298.0k 0.00% —
32 PFG Advisors 0.03% of their portfolio Phoenix, AZ 15,92415.9k $285.0k $285.0k 0.03% —
33 Caption Management, LLC 0.05% of their portfolio OKLAHOMA CITY, OK 15,30015.3k $274.0k $274.0k 0.05% —
34 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,47114.5k $259.0k $259.0k 0.00% —
35 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,93913.9k $250.0k $250.0k 0.00% —
36 Round Table Services, LLC 0.05% of their portfolio Westfield, NJ 13,78113.8k $247.0k $247.0k 0.05% —
37 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 13,69413.7k $245.1k $245.1k 0.00% —
38 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio ORLANDO, FL 12,77212.8k $259.0k $259.0k 0.06% —
39 Synergy Asset Management, LLC 0.06% of their portfolio VANCOUVER, WA 12,25612.3k $220.0k $220.0k 0.06% —
40 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 12,01012.0k $215.0k $215.0k 0.00% —
41 JOURNEY STRATEGIC WEALTH LLC 0.03% of their portfolio SUMMIT, NJ 11,50011.5k $206.0k $206.0k 0.03% —
42 American State Bank (Iowa) 0.17% of their portfolio SIOUX CENTER, IA 11,05011.1k $197.8k $197.8k 0.17% —
43 EUDAIMONIA ADVISORS LLC 0.14% of their portfolio Winchester, TN 10,43910.4k $187.0k $187.0k 0.14% —
44 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 9,7949.8k $175.0k $175.0k 0.01% —
45 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 6,4446.4k $113.0k $113.0k 0.01% —
46 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 6,2726.3k $112.0k $112.0k 0.00% —
47 SELDON CAPITAL LP 0.06% of their portfolio SAN FRANCISCO, CA 5,0005.0k $90.0k $90.0k 0.06% —
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,5484.5k $82.0k $82.0k 0.00% —
49 HERITAGE WEALTH MANAGEMENT, LLC 0.02% of their portfolio PHOENIX, AZ 3,7723.8k $68.0k $68.0k 0.02% —
50 Sargent Bickham Lagudis LLC 0.00% of their portfolio Boulder, CO 1,7001.7k $30.0k $30.0k 0.00% —
51 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,5001.5k $27.0k $27.0k 0.00% —
52 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 1,4881.5k $26.0k $26.0k 0.00% —
53 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 1,4131.4k $27.0k $27.0k 0.00% —
54 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 1,3571.4k $26.0k $26.0k 0.01% —
55 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,3321.3k $23.8k $23.8k 0.00% —
56 Itau Unibanco Holding S.A. 0.00% of their portfolio SAO PAULO, D5 1,1371.1k $20.0k $20.0k 0.00% —
57 Hudock, Inc. 0.01% of their portfolio Williamsport, PA 960960 $17.0k $17.0k 0.01% —
58 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 950950 $17.0k $17.0k 0.00% —
59 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 795795 $14.0k $14.0k 0.00% —
60 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 790790 $14.0k $14.0k 0.00% —
61 KARLINSKI ANDREW C 0.02% of their portfolio IRVINE, CA 610610 $11.0k $11.0k 0.02% —
62 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 595595 $11.0k $11.0k 0.00% —
63 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 546546 $10.0k $10.0k 0.00% —
64 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 400400 $7.0k $7.0k 0.00% —
65 American Portfolios Advisors 0.00% of their portfolio HOLBROOK, NY 375375 $6.7k $6.7k 0.00% —
66 Surevest, LLC 0.00% of their portfolio LOS ANGELES, CA 310310 $6.0k $6.0k 0.00% —
67 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 294294 $6.0k $6.0k 0.00% —
68 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 290290 $5.0k $5.0k 0.00% —
69 Covestor Ltd 0.00% of their portfolio LONDON, X0 196196 $4.0k $4.0k 0.00% —
70 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 150150 $3.0k $3.0k 0.00% —
71 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 133133 $2.0k $2.0k 0.00% —
72 Westside Investment Management, Inc. 0.00% of their portfolio SANTA MONICA, CA 100100 $1.0k $1.0k 0.00% —
73 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 9999 $2.0k $2.0k 0.00% —
74 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% —