Vault-13

INVESCO DB MULTI-SECTOR COMM DBE

ENERGY FD · ETP · CUSIP 46140H304

45 institutional holders -16 vs Q4 2022
2,431,5812.4m shares reported held*
$50.1mreported value*
4 new 11 added 18 reduced 20 sold out net sold ≈ $35.0m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.59. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 69Q4 22: 61Q1 23: 4545Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202269
Q4 202261
Q1 202345

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 24 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 15 bought or addedQ1 23: 38 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222440
Q1 20231538

Biggest buyers

Invesco Ltd. Added +137,100+137.1k
RAYMOND JAMES & ASSOCIATES Added +74,748+74.7k
JANE STREET GROUP, LLC Added +28,827+28.8k
FLOW TRADERS U.S. LLC New +15,296+15.3k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +11,792+11.8k
PICTON MAHONEY ASSET MANAGEMENT Added +9,860+9.9k
Anfield Capital Management, LLC Added +7,140+7.1k
Bridge Advisory, LLC Added +1,685+1.7k
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC Added +1,209+1.2k
Knights of Columbus Asset Advisors LLC Added +1,011+1.0k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -599,129-599.1k
Cambria Investment Management, L.P. Sold out -550,736-550.7k
IHT Wealth Management, LLC Sold out -240,241-240.2k
Dorsey Wright & Associates Sold out -155,672-155.7k
BANK OF AMERICA CORP /DE/ Reduced -67,759-67.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -55,205-55.2k
WealthShield Partners, LLC Sold out -36,327-36.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -34,145-34.1k
AMERIPRISE FINANCIAL INC Reduced -32,726-32.7k
STIFEL FINANCIAL CORP Reduced -32,674-32.7k

Biggest calls

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 1,124,5001.1m $23.1m $23.1m 0.01% Added +137.1k +137,100
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 202,238202.2k $4.2m $4.2m 0.00% Reduced -67.8k -67,759
3 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 122,283122.3k $2.5m $2.5m 0.00% Added +74.7k +74,748
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 121,670121.7k $2.5m $2.5m 0.00% Reduced -599.1k -599,129
5 Anfield Capital Management, LLC 1.06% of their portfolio IRVINE, CA 111,316111.3k $2.3m $2.3m 1.06% Added +7.1k +7,140
6 PICTON MAHONEY ASSET MANAGEMENT 0.10% of their portfolio Toronto, A6 96,38096.4k $2.0m $2.0m 0.10% Added +9.9k +9,860
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 92,24592.2k $1.9m $1.9m 0.00% Added +28.8k +28,827
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 80,47380.5k $1.7m $1.7m 0.00% Reduced -852 -852
9 Bridge Advisory, LLC 0.62% of their portfolio PASADENA, CA 78,75178.8k $1.6m $1.6m 0.62% Added +1.7k +1,685
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 69,71869.7k $1.4m $1.4m 0.00% Reduced -34.1k -34,145
11 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 58,35958.4k $1.2m $1.2m 0.01% Reduced -14.6k -14,613
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 33,37333.4k $685.6k $685.6k 0.00% Unchanged
13 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 31,53431.5k $647.8k $647.8k 0.00% Reduced -5.0k -5,004
14 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 31,14031.1k $639.8k $639.8k 0.01% Reduced -820 -820
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 25,83125.8k $530.7k $530.7k 0.00% Added +205 +205
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 19,12819.1k $393.0k $393.0k 0.00% Reduced -32.7k -32,726
17 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 15,29615.3k $314.0k $314.0k 0.01% New
18 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,96114.0k $286.8k $286.8k 0.00% Reduced -32.7k -32,674
19 American State Bank (Iowa) 0.20% of their portfolio SIOUX CENTER, IA 13,10013.1k $269.1k $269.1k 0.20% Unchanged
20 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 11,79211.8k $240.9k $240.9k 0.03% New
21 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 0.07% of their portfolio COLUMBIA, SC 10,90910.9k $224.1k $224.1k 0.07% Added +1.2k +1,209
22 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 10,82110.8k $222.3k $222.3k 0.00% Reduced -2.7k -2,716
23 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 9,6309.6k $197.0k $197.0k 0.01% Reduced -1.1k -1,100
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,5939.6k $197.1k $197.1k 0.00% Reduced -20.7k -20,733
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,1286.1k $125.9k $125.9k 0.00% Added +318 +318
26 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 5,3515.4k $109.9k $109.9k 0.00% Unchanged
27 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,3355.3k $109.6k $109.6k 0.00% Reduced -614 -614
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,3205.3k $109.0k $109.0k 0.00% Added +313 +313
29 EPG Wealth Management LLC 0.03% of their portfolio ATLANTA, GA 3,8723.9k $79.5k $79.5k 0.03% Unchanged
30 Knights of Columbus Asset Advisors LLC 0.01% of their portfolio NEW HAVEN, CT 2,8072.8k $57.7k $57.7k 0.01% Added +1.0k +1,011
31 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 2,6112.6k $53.6k $53.6k 0.00% Reduced -2.7k -2,732
32 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,4502.5k $50.3k $50.3k 0.00% Reduced -179 -179
33 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,1032.1k $43.2k $43.2k 0.00% Reduced -612 -612
34 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,1002.1k $43.1k $43.1k 0.00% Reduced -10.2k -10,211
35 NewSquare Capital LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 1,4521.5k $29.8k $29.8k 0.00% Unchanged
36 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 1,0531.1k $21.6k $21.6k 0.00% Reduced -179 -179
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,0001.0k $21.0k $21.0k 0.00% Unchanged
38 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 450450 $9.0k $9.0k 0.00% Unchanged
39 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 373373 $7.7k $7.7k 0.00% Unchanged
40 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 200200 $4.1k $4.1k 0.00% Unchanged
41 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 125125 $2.6k $2.6k 0.00% Unchanged
42 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 101101 $2.0k $2.0k 0.00% New
43 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5050 $928 $928 0.00% Unchanged
44 Retirement Group, LLC 0.00% of their portfolio SAN DIEGO, CA 1010 $0 $0 0.00% New
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged