Vault-13

INVESCO EXCH TRD SLF IDX FD

BULSHS 2023 HY · CUSIP 46138J858

4 institutional holders -134 vs Q3 2023
20,86820.9k shares reported held*
$489.8kreported value*
0 new 0 added 2 reduced 130 sold out net sold ≈ $288.3m (-12.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.47.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 136Q4 22: 149Q1 23: 150Q2 23: 151Q3 23: 138Q4 23: 44Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022136
Q4 2022149
Q1 2023150
Q2 2023151
Q3 2023138
Q4 20234

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 78 bought or addedQ4 22: 66 cut or sold outQ4 22Q1 23: 70 bought or addedQ1 23: 70 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 85 cut or sold outQ2 23Q3 23: 41 bought or addedQ3 23: 84 cut or sold outQ3 23Q4 23: 0 bought or addedQ4 23: 132 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227866
Q1 20237070
Q2 20234785
Q3 20234184
Q4 20230132

Biggest buyers

None

Biggest sellers

Mirador Capital Partners LP Sold out -1,467,301-1.5m
ENVESTNET ASSET MANAGEMENT INC Sold out -934,290-934.3k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Sold out -732,257-732.3k
JANE STREET GROUP, LLC Sold out -635,466-635.5k
LPL Financial LLC Sold out -554,771-554.8k
Cetera Advisors LLC Sold out -469,108-469.1k
Raymond James Financial Services Advisors, Inc. Sold out -381,210-381.2k
WELLS FARGO & COMPANY/MN Sold out -368,575-368.6k
Asset Dedication, LLC Sold out -320,769-320.8k
BANK OF AMERICA CORP /DE/ Sold out -305,940-305.9k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 10,00010.0k $235.1k $235.1k 0.02% Unchanged
2 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,9188.9k $209.0k $209.0k 0.00% Reduced -71.9k -71,858
3 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,7501.8k $41.1k $41.1k 0.00% Reduced -1.3k -1,347
4 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 200200 $4.7k $4.7k 0.00% Unchanged