Vault-13

INVESCO EXCH TRD SLF IDX FD

BULSHS 2023 HY · CUSIP 46138J858

138 institutional holders -13 vs Q2 2023
12,592,74012.6m shares reported held*
$296.0mreported value*
3 new 38 added 68 reduced 16 sold out net sold ≈ $81.4m (-3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.50.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 136Q4 22: 149Q1 23: 150Q2 23: 151Q3 23: 138138Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022136
Q4 2022149
Q1 2023150
Q2 2023151
Q3 2023138

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 66 cut or sold outQ4 22Q1 23: 70 bought or addedQ1 23: 70 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 85 cut or sold outQ2 23Q3 23: 41 bought or addedQ3 23: 84 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227866
Q1 20237070
Q2 20234785
Q3 20234184

Biggest buyers

JANE STREET GROUP, LLC Added +519,292+519.3k
OLD MISSION CAPITAL LLC Added +53,879+53.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +46,469+46.5k
OSAIC HOLDINGS, INC. Added +35,885+35.9k
MML INVESTORS SERVICES, LLC Added +31,030+31.0k
Advisory Alpha, LLC Added +29,974+30.0k
Cetera Advisor Networks LLC Added +24,867+24.9k
ENVESTNET ASSET MANAGEMENT INC Added +14,728+14.7k
CITADEL ADVISORS LLC Added +9,972+10.0k
RAYMOND JAMES & ASSOCIATES Added +8,223+8.2k

Biggest sellers

UBS Group AG Reduced -1,128,540-1.1m
MORGAN STANLEY Reduced -370,692-370.7k
WELLS FARGO & COMPANY/MN Reduced -367,750-367.8k
Janney Montgomery Scott LLC Sold out -275,606-275.6k
Mirador Capital Partners LP Reduced -219,325-219.3k
STIFEL FINANCIAL CORP Reduced -211,082-211.1k
Denver PWM, LLC Sold out -206,415-206.4k
ATWOOD & PALMER INC Reduced -147,759-147.8k
FCA CORP /TX Sold out -120,335-120.3k
Mariner, LLC Reduced -112,363-112.4k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Mirador Capital Partners LP 7.85% of their portfolio PLEASANTON, CA 1,467,3011.5m $34.5m $34.5m 7.85% Reduced -219.3k -219,325
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 934,290934.3k $22.0m $22.0m 0.01% Added +14.7k +14,728
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.11% of their portfolio IRVING, TX 732,257732.3k $17.2m $17.2m 0.11% Reduced -47.5k -47,506
4 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 635,466635.5k $14.9m $14.9m 0.02% Added +519.3k +519,292
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 554,771554.8k $13.0m $13.0m 0.01% Reduced -8.8k -8,762
6 Cetera Advisors LLC 0.17% of their portfolio DENVER, CO 469,108469.1k $11.0m $11.0m 0.17% Reduced -14.6k -14,627
7 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 381,210381.2k $9.0m $9.0m 0.02% Reduced -3.2k -3,220
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 368,575368.6k $8.7m $8.7m 0.00% Reduced -367.8k -367,750
9 Asset Dedication, LLC 0.64% of their portfolio SAN FRANCISCO, CA 320,769320.8k $7.5m $7.5m 0.64% Reduced -2.6k -2,639
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 305,940305.9k $7.2m $7.2m 0.00% Reduced -48.4k -48,373
11 Advisory Alpha, LLC 0.36% of their portfolio HOLLAND, MI 297,488297.5k $7.0m $7.0m 0.36% Added +30.0k +29,974
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 253,691253.7k $6.0m $6.0m 0.00% Reduced -370.7k -370,692
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 241,987242.0k $5.7m $5.7m 0.01% Added +35.9k +35,885
14 Ironwood Financial, llc 1.26% of their portfolio TUCSON, AZ 199,616199.6k $4.7m $4.7m 1.26% Reduced -107.7k -107,697
15 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 197,978198.0k $4.7m $4.7m 0.03% Added +31.0k +31,030
16 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 189,713189.7k $4.5m $4.5m 0.08% Reduced -17.9k -17,858
17 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 178,663178.7k $4.2m $4.2m 0.01% Reduced -10.8k -10,813
18 Oder Investment Management, LLC 4.50% of their portfolio WOODLAND HILLS, CA 176,686176.7k $4.2m $4.2m 4.50% Reduced -3.3k -3,349
19 Werba Rubin Papier Wealth Management 1.43% of their portfolio SAN JOSE, CA 170,864170.9k $4.0m $4.0m 1.43% Reduced -30.4k -30,449
20 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 164,560164.6k $3.9m $3.9m 0.05% Reduced -11.0k -11,023
21 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 162,406162.4k $3.8m $3.8m 0.02% Added +5.0k +4,996
22 Blue Barn Wealth, LLC 2.36% of their portfolio OREM, UT 152,673152.7k $3.6m $3.6m 2.36% Reduced -283 -283
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 145,359145.4k $3.4m $3.4m 0.01% Reduced -24.2k -24,165
24 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 142,533142.5k $3.4m $3.4m 0.02% Reduced -4.3k -4,350
25 S.E.E.D. Planning Group LLC 1.27% of their portfolio BINGHAMTON, NY 139,808139.8k $3.3m $3.3m 1.27% Reduced -80.4k -80,365
26 BCS Wealth Management 1.31% of their portfolio JOHNSON CITY, TN 134,255134.3k $3.2m $3.2m 1.31% Reduced -7.5k -7,501
27 WEALTHSOURCE PARTNERS, LLC 0.21% of their portfolio SAN LUIS OBISPO, CA 133,239133.2k $3.1m $3.1m 0.21% Reduced -200 -200
28 Prospera Financial Services Inc 0.12% of their portfolio Dallas, TX 133,059133.1k $3.1m $3.1m 0.12% Added +670 +670
29 Glass Jacobson Investment Advisors llc 1.26% of their portfolio OWINGS MILLS, MD 116,867116.9k $2.7m $2.7m 1.26% Reduced -22.2k -22,199
30 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 114,477114.5k $2.7m $2.7m 0.09% Added +53.9k +53,879
31 Mariner, LLC 0.01% of their portfolio Overland Park, KS 113,187113.2k $2.7m $2.7m 0.01% Reduced -112.4k -112,363
32 REBALANCE, LLC 0.25% of their portfolio PALO ALTO, CA 107,203107.2k $2.5m $2.5m 0.25% Added +207 +207
33 GILL CAPITAL PARTNERS, LLC 1.08% of their portfolio DENVER, CO 103,545103.5k $2.4m $2.4m 1.08% Reduced -99.1k -99,118
34 Retirement Solution LLC 0.73% of their portfolio REDMOND, WA 94,27194.3k $2.2m $2.2m 0.73% Reduced -5.5k -5,488
35 Wealthspire Advisors, LLC 0.04% of their portfolio NEW YORK, NY 91,77991.8k $2.2m $2.2m 0.04% Reduced -1.9k -1,929
36 Masso Torrence Wealth Management Inc. 1.62% of their portfolio MARLTON, NJ 89,55989.6k $2.1m $2.1m 1.62% Reduced -11.2k -11,152
37 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 86,60286.6k $2.0m $2.0m 0.00% Added +3.3k +3,290
38 Sound Stewardship, LLC 1.36% of their portfolio Overland Park, KS 86,10886.1k $2.0m $2.0m 1.36% Reduced -3.4k -3,428
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 81,68881.7k $1.9m $1.9m 0.00% Reduced -1.1m -1,128,540
40 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 80,77680.8k $1.9m $1.9m 0.01% Reduced -15.8k -15,767
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 78,78978.8k $1.9m $1.9m 0.00% Reduced -5.5k -5,473
42 Paradiem, LLC 0.52% of their portfolio COVINGTON, LA 73,92273.9k $1.7m $1.7m 0.52% Added +42 +42
43 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 69,89669.9k $1.6m $1.6m 0.00% Reduced -211.1k -211,082
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 67,43467.4k $1.6m $1.6m 0.00% Added +8.2k +8,223
45 Capital Analysts, LLC 0.08% of their portfolio FORT WASHINGTON, PA 63,42063.4k $1.5m $1.5m 0.08% Added +1.7k +1,665
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 63,19563.2k $1.5m $1.5m 0.00% Added +46.5k +46,469
47 Ballew Advisors, Inc 1.04% of their portfolio Jackson, MS 53,80153.8k $1.3m $1.3m 1.04% Reduced -102 -102
48 Delta Investment Management, LLC 0.35% of their portfolio SAN FRANCISCO, CA 53,12353.1k $1.2m $1.2m 0.35% Reduced -12.9k -12,921
49 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 51,83351.8k $1.2m $1.2m 0.01% Reduced -7.4k -7,382
50 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 50,65050.6k $1.2m $1.2m 0.04% Reduced -123 -123
51 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 48,66648.7k $1.1m $1.1m 0.01% Added +379 +379
52 Gradient Investments LLC 0.03% of their portfolio ARDEN HILLS, MN 43,54643.5k $1.0m $1.0m 0.03% Reduced -6.2k -6,204
53 Patton Albertson Miller Group, LLC 0.20% of their portfolio Chattanooga, TN 43,15543.2k $1.0m $1.0m 0.20% Reduced -1.2k -1,250
54 Intrua Financial, LLC 0.18% of their portfolio Houston, TX 41,44041.4k $974.0k $974.0k 0.18% Reduced -175 -175
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 41,22741.2k $969.0k $969.0k 0.00% Added +10.0k +9,972
56 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 41,08041.1k $965.6k $965.6k 0.00% Unchanged
57 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 39,59439.6k $932.5k $932.5k 0.02% Added +1 +1
58 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 39,10539.1k $919.2k $919.2k 0.01% Added +24.9k +24,867
59 Pacific Wealth Strategies Group, Inc. 0.96% of their portfolio SANTA BARBARA, CA 38,62938.6k $908.0k $908.0k 0.96% Reduced -2.5k -2,543
60 Wealthspire Retirement, LLC 0.17% of their portfolio ALISO VIEJO, CA 37,59437.6k $883.7k $883.7k 0.17% Reduced -6.6k -6,609
61 4Thought Financial Group Inc. 0.70% of their portfolio SYOSSET, NY 36,81036.8k $865.2k $865.2k 0.70% Added +421 +421
62 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 36,59436.6k $860.0k $860.0k 0.00% Reduced -6.0k -6,008
63 Flaharty Asset Management, LLC 0.14% of their portfolio CLEARWATER, FL 35,72535.7k $839.7k $839.7k 0.14% Unchanged
64 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 32,09232.1k $754.3k $754.3k 0.02% Added +5.9k +5,891
65 Horizons Wealth Management 0.54% of their portfolio ASHEVILLE, NC 31,55331.6k $741.7k $741.7k 0.54% Reduced -33.0k -33,047
66 EVEXIA WEALTH LLC 0.37% of their portfolio STEVENS POINT, WI 30,76730.8k $722.4k $722.4k 0.37% Added +2.5k +2,543
67 IRON Financial LLC 0.41% of their portfolio NORTHBROOK, IL 30,11730.1k $707.9k $707.9k 0.41% Added +46 +46
68 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 29,69129.7k $697.9k $697.9k 0.00% Reduced -81.5k -81,460
69 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 29,01029.0k $681.9k $681.9k 0.03% Reduced -995 -995
70 AlphaStar Capital Management, LLC 0.08% of their portfolio CORNELIUS, NC 27,48327.5k $646.0k $646.0k 0.08% Reduced -6.0k -6,019
71 Insight Wealth Partners, LLC 0.51% of their portfolio Plano, TX 25,69125.7k $603.9k $603.9k 0.51% Unchanged
72 MGO ONE SEVEN LLC 0.04% of their portfolio Beachwood, OH 24,54624.5k $577.0k $577.0k 0.04% Added +2.6k +2,602
73 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.02% of their portfolio Seattle, WA 24,33324.3k $572.0k $572.0k 0.02% Added +235 +235
74 WealthBridge Capital Management, LLC 0.23% of their portfolio WESTERVILLE, OH 23,68223.7k $556.6k $556.6k 0.23% Added +559 +559
75 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 22,84822.8k $537.0k $537.0k 0.00% Unchanged
76 WESPAC Advisors, LLC 0.40% of their portfolio ORINDA, CA 22,56222.6k $530.3k $530.3k 0.40% Unchanged
77 IMA Advisory Services, Inc. 0.13% of their portfolio DENVER, CO 21,99822.0k $517.1k $517.1k 0.13% Reduced -29.6k -29,603
78 Bellecapital International Ltd. 0.13% of their portfolio ZURICH, V8 21,91021.9k $515.0k $515.0k 0.13% Unchanged
79 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 20,83720.8k $489.8k $489.8k 0.01% Reduced -2.7k -2,702
80 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 20,80720.8k $489.1k $489.1k 0.00% Added +57 +57
81 WINTRUST INVESTMENTS LLC 0.05% of their portfolio CHICAGO, IL 20,40020.4k $480.0k $480.0k 0.05% Unchanged
82 SFE Investment Counsel 0.12% of their portfolio LOS ANGELES, CA 18,10018.1k $425.4k $425.4k 0.12% Reduced -28.6k -28,641
83 Alaska Permanent Capital Management, LLC 0.04% of their portfolio ANCHORAGE, AK 18,09518.1k $425.7k $425.7k 0.04% Unchanged
84 Private Advisory Group LLC 0.08% of their portfolio REDMOND, WA 17,08717.1k $401.6k $401.6k 0.08% Added +526 +526
85 Carmel Capital Partners, LLC 0.18% of their portfolio SAN DIEGO, CA 16,86116.9k $396.3k $396.3k 0.18% Reduced -200 -200
86 Wealthstar Advisors, LLC 0.17% of their portfolio Plano, TX 16,84216.8k $395.9k $395.9k 0.17% Reduced -4.6k -4,591
87 COLLECTIVE FAMILY OFFICE LLC 0.15% of their portfolio YORK, PA 16,67116.7k $391.9k $391.9k 0.15% Reduced -17.7k -17,670
88 Quad-Cities Investment Group, LLC 0.26% of their portfolio DAVENPORT, IA 16,44916.4k $386.6k $386.6k 0.26% Reduced -2.8k -2,756
89 LEAVELL INVESTMENT MANAGEMENT, INC. 0.03% of their portfolio MOBILE, AL 16,18016.2k $380.0k $380.0k 0.03% Reduced -1.4k -1,429
90 WEBSTER BANK, N. A. 0.05% of their portfolio WATERBURY, CT 15,22415.2k $357.8k $357.8k 0.05% Unchanged
91 Farther Finance Advisors, LLC 0.05% of their portfolio SAN FRANCISCO, CA 14,35414.4k $337.4k $337.4k 0.05% Reduced -20.1k -20,098
92 BANTA ASSET MANAGEMENT LP 0.42% of their portfolio NEWPORT BEACH, CA 14,30014.3k $336.1k $336.1k 0.42% Unchanged
93 Straight Path Wealth Management 0.22% of their portfolio Jenison, MI 13,69113.7k $321.8k $321.8k 0.22% Added +361 +361
94 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 13,35313.4k $314.0k $314.0k 0.00% Added +1.2k +1,153
95 FinDec Wealth Services, Inc. 0.22% of their portfolio Stockton, CA 13,00113.0k $305.6k $305.6k 0.22% Unchanged
96 Consolidated Portfolio Review Corp 0.07% of their portfolio WOODBURY, NY 12,94812.9k $304.3k $304.3k 0.07% Added +245 +245
97 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 12,82912.8k $301.5k $301.5k 0.01% Added +122 +122
98 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 11,89711.9k $279.0k $279.0k 0.00% Reduced -14.5k -14,454
99 Latitude Advisors, LLC 0.20% of their portfolio YORKVILLE, IL 11,71211.7k $275.3k $275.3k 0.20% Added +374 +374
100 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 10,00010.0k $235.1k $235.1k 0.02% Unchanged