Vault-13

INVESCO EXCH TRD SLF IDX FD IUS

RAFI STRATGIC US · ETP · CUSIP 46138J742

47 institutional holders +9 vs Q2 2023
2,677,9182.7m shares reported held*
$106.7mreported value*
13 new 18 added 12 reduced 4 sold out net bought ≈ $7.1m (+179.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.84.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 22Q4 22: 31Q1 23: 37Q2 23: 38Q3 23: 4747Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202222
Q4 202231
Q1 202337
Q2 202338
Q3 202347

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 20 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 18 cut or sold outQ2 23Q3 23: 31 bought or addedQ3 23: 16 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222011
Q1 20232412
Q2 20232418
Q3 20233116

Biggest buyers

LPL Financial LLC Added +165,342+165.3k
Raymond James Financial Services Advisors, Inc. Added +113,439+113.4k
AE Wealth Management LLC New +55,105+55.1k
Geneos Wealth Management Inc. Added +40,102+40.1k
Kestra Advisory Services, LLC New +32,708+32.7k
Prosperity Wealth Management, Inc. Added +23,741+23.7k
OSAIC HOLDINGS, INC. Added +21,796+21.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +20,533+20.5k
GOLDMAN SACHS GROUP INC New +14,603+14.6k
Sigma Planning Corp New +14,297+14.3k

Biggest sellers

McIlrath & Eck, LLC Reduced -335,363-335.4k
RAYMOND JAMES & ASSOCIATES Reduced -46,369-46.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -10,699-10.7k
MML INVESTORS SERVICES, LLC Reduced -10,533-10.5k
UBS Group AG Sold out -3,879-3.9k
Aveo Capital Partners, LLC Reduced -3,279-3.3k
CENTAURUS FINANCIAL, INC. Sold out -2,470-2.5k
Capital Asset Advisory Services LLC Reduced -720-720
Cambridge Investment Research Advisors, Inc. Reduced -526-526
WealthPLAN Partners, LLC Sold out -283-283

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 537,992538.0k $21.4m $21.4m 0.02% Added +165.3k +165,342
2 Merit Financial Group, LLC 0.62% of their portfolio ALPHARETTA, GA 476,811476.8k $19.0m $19.0m 0.62% Added +9.3k +9,337
3 Aveo Capital Partners, LLC 1.95% of their portfolio ENGLEWOOD, CO 371,838371.8k $14.8m $14.8m 1.95% Reduced -3.3k -3,279
4 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 211,553211.6k $8.4m $8.4m 0.01% Added +21.8k +21,796
5 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 120,039120.0k $4.8m $4.8m 0.01% Added +113.4k +113,439
6 Kingsview Wealth Management, LLC 0.17% of their portfolio GRANTS PASS, OR 117,122117.1k $4.7m $4.7m 0.17% Added +4.3k +4,308
7 McIlrath & Eck, LLC 0.72% of their portfolio ARLINGTON, WA 89,87789.9k $3.6m $3.6m 0.72% Reduced -335.4k -335,363
8 Prosperity Wealth Management, Inc. 2.07% of their portfolio San Ramon, CA 80,21880.2k $3.2m $3.2m 2.07% Added +23.7k +23,741
9 PFG Advisors 0.29% of their portfolio Phoenix, AZ 80,20080.2k $3.2m $3.2m 0.29% Added +2.0k +2,002
10 Truadvice, LLC 1.22% of their portfolio SARASOTA, FL 77,80677.8k $3.1m $3.1m 1.22% Added +11.9k +11,858
11 Geneos Wealth Management Inc. 0.16% of their portfolio ENGLEWOOD, CO 76,71376.7k $3.1m $3.1m 0.16% Added +40.1k +40,102
12 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 55,10555.1k $2.2m $2.2m 0.01% New
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 43,76843.8k $1.7m $1.7m 0.00% Reduced -46.4k -46,369
14 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 39,43939.4k $1.6m $1.6m 0.01% Reduced -526 -526
15 RVW Wealth, LLC 0.16% of their portfolio LOS ANGELES, CA 33,06633.1k $1.3m $1.3m 0.16% Reduced -191 -191
16 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 32,70832.7k $1.3m $1.3m 0.01% New
17 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 27,43027.4k $1.1m $1.1m 0.02% Reduced -169 -169
18 CoreCap Advisors, LLC 0.07% of their portfolio SOUTHFIELD, MI 24,36224.4k $970.3k $970.3k 0.07% Added +4.1k +4,137
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,53320.5k $817.8k $817.8k 0.00% New
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,53619.5k $778.1k $778.1k 0.00% Added +9.7k +9,698
21 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 14,60314.6k $581.6k $581.6k 0.00% New
22 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 14,29714.3k $569.5k $569.5k 0.02% New
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,03414.0k $559.0k $559.0k 0.00% Added +5.3k +5,265
24 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 12,80712.8k $510.1k $510.1k 0.02% New
25 Capital Asset Advisory Services LLC 0.03% of their portfolio Williamston, MI 12,54612.5k $504.9k $504.9k 0.03% Reduced -720 -720
26 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 11,18611.2k $445.5k $445.5k 0.01% Added +4.0k +4,031
27 Intrua Financial, LLC 0.08% of their portfolio Houston, TX 11,17511.2k $445.1k $445.1k 0.08% Added +539 +539
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,0008.0k $318.6k $318.6k 0.00% New
29 Advisors Preferred, LLC 0.09% of their portfolio ROCKVILLE, MD 6,8636.9k $272.3k $272.3k 0.09% Added +3.8k +3,770
30 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,6745.7k $226.0k $226.0k 0.00% Reduced -10.5k -10,533
31 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 5,5365.5k $220.5k $220.5k 0.02% New
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 5,4725.5k $217.9k $217.9k 0.00% Reduced -10.7k -10,699
33 WMG Financial Advisors, LLC 0.18% of their portfolio Knoxville, TN 5,2605.3k $209.5k $209.5k 0.18% Unchanged
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,9004.9k $195.2k $195.2k 0.00% Added +4.6k +4,620
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,5453.5k $141.0k $141.0k 0.00% New
36 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,6491.6k $64.7k $64.7k 0.00% Added +646 +646
37 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 1,3241.3k $53.7k $53.7k 0.01% Unchanged
38 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 940940 $37.4k $37.4k 0.00% New
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 729729 $29.0k $29.0k 0.00% New
40 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 552552 $22.0k $22.0k 0.00% Unchanged
41 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 279279 $11.1k $11.1k 0.00% Added +276 +276
42 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 185185 $7.4k $7.4k 0.00% Reduced -146 -146
43 FMR LLC 0.00% of their portfolio BOSTON, MA 121121 $4.8k $4.8k 0.00% Reduced -1 -1
44 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 120120 $4.8k $4.8k 0.00% New
45 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 55 $199 $199 0.00% New
46 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $13 $13 0.00% Reduced -1 -1
47 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged