Vault-13

INVESCO EXCH TRD SLF IDX FD BSMS

BULSHS 2028 MUNI · ETP · CUSIP 46138J486

52 institutional holders +11 vs Q3 2023
2,324,2812.3m shares reported held*
$55.3mreported value*
10 new 19 added 12 reduced 4 sold out net bought ≈ $11.3m (+472.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($19.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.81.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 23Q4 22: 29Q1 23: 34Q2 23: 42Q3 23: 41Q4 23: 5252Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202223
Q4 202229
Q1 202334
Q2 202342
Q3 202341
Q4 202352

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 20 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 27 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 30 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 27 bought or addedQ3 23: 11 cut or sold outQ3 23Q4 23: 29 bought or addedQ4 23: 16 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022208
Q1 2023276
Q2 2023309
Q3 20232711
Q4 20232916

Biggest buyers

MORGAN STANLEY Added +308,369+308.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +88,991+89.0k
WELLS FARGO & COMPANY/MN Added +47,867+47.9k
Invesco Ltd. Added +24,180+24.2k
Key Financial Inc Added +16,865+16.9k
RAYMOND JAMES & ASSOCIATES Added +16,670+16.7k
Private Advisor Group, LLC New +16,097+16.1k
Asset Dedication, LLC Added +15,756+15.8k
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC New +14,133+14.1k
NorthCrest Asset Manangement, LLC New +13,914+13.9k

Biggest sellers

JANE STREET GROUP, LLC Sold out -99,211-99.2k
Sterling Financial Group, Inc. Reduced -33,945-33.9k
DOVER ADVISORS, LLC Sold out -21,890-21.9k
Legacy Private Trust Co. Sold out -21,505-21.5k
Raymond James Financial Services Advisors, Inc. Reduced -6,946-6.9k
Farmers National Bank Reduced -5,338-5.3k
Avior Wealth Management, LLC Reduced -4,469-4.5k
Savant Capital, LLC Reduced -4,387-4.4k
CONFLUENCE INVESTMENT MANAGEMENT LLC Reduced -2,981-3.0k
Venture Visionary Partners LLC Reduced -2,898-2.9k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 409,624409.6k $9.7m $9.7m 0.00% Added +308.4k +308,369
2 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.10% of their portfolio ST. LOUIS, MO 289,275289.3k $6.9m $6.9m 0.10% Reduced -3.0k -2,981
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 176,446176.4k $4.2m $4.2m 0.00% Added +11.9k +11,923
4 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 143,565143.6k $3.4m $3.4m 0.01% Added +89.0k +88,991
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 135,020135.0k $3.2m $3.2m 0.00% Added +24.2k +24,180
6 CGN Advisors LLC 0.31% of their portfolio MANHATTAN, KS 93,55093.5k $2.2m $2.2m 0.31% Added +4.1k +4,126
7 Sterling Financial Group, Inc. 1.28% of their portfolio PASADENA, CA 90,90290.9k $2.2m $2.2m 1.28% Reduced -33.9k -33,945
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 90,64790.6k $2.2m $2.2m 0.00% Added +47.9k +47,867
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 69,15069.2k $1.6m $1.6m 0.00% Added +13.4k +13,397
10 Key Financial Inc 0.40% of their portfolio WEST CHESTER, PA 60,85660.9k $1.4m $1.4m 0.40% Added +16.9k +16,865
11 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 53,86953.9k $1.3m $1.3m 0.02% First filing
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 51,51251.5k $1.2m $1.2m 0.00% Added +379 +379
13 Farmers National Bank 0.35% of their portfolio DANVILLE, KY 45,62345.6k $1.1m $1.1m 0.35% Reduced -5.3k -5,338
14 Asset Dedication, LLC 0.08% of their portfolio SAN FRANCISCO, CA 39,96140.0k $952.0k $952.0k 0.08% Added +15.8k +15,756
15 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 39,86639.9k $947.0k $947.0k 0.00% Added +13.3k +13,270
16 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 39,84039.8k $946.4k $946.4k 0.02% Added +5.8k +5,793
17 PRECEDENT WEALTH PARTNERS, LLC 0.46% of their portfolio HOUSTON, TX 38,30138.3k $909.8k $909.8k 0.46% First filing
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 33,22233.2k $789.2k $789.2k 0.00% Reduced -985 -985
19 Hobbs Group Advisors, LLC 0.32% of their portfolio COLUMBIA, SC 30,65330.7k $728.2k $728.2k 0.32% First filing
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 30,12730.1k $715.7k $715.7k 0.00% Added +16.7k +16,670
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 29,62129.6k $703.6k $703.6k 0.00% Added +6.5k +6,508
22 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 28,46328.5k $676.1k $676.1k 0.01% Reduced -4.4k -4,387
23 Venture Visionary Partners LLC 0.03% of their portfolio Sylvania, OH 25,24225.2k $599.6k $599.6k 0.03% Reduced -2.9k -2,898
24 Royal Harbor Partners, LLC 0.22% of their portfolio HOUSTON, TX 19,80419.8k $470.4k $470.4k 0.22% Unchanged
25 Horizons Wealth Management 0.29% of their portfolio ASHEVILLE, NC 18,91918.9k $449.4k $449.4k 0.29% Added +1.2k +1,196
26 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 16,09716.1k $382.4k $382.4k 0.00% New
27 Cooksen Wealth, LLC 0.41% of their portfolio THE WOODLANDS, TX 15,04815.0k $357.5k $357.5k 0.41% First filing
28 Addison Advisors LLC 0.14% of their portfolio MIDDLEBURY, VT 14,81514.8k $351.9k $351.9k 0.14% Reduced -2.1k -2,080
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,47014.5k $343.7k $343.7k 0.00% Reduced -102 -102
30 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.01% of their portfolio NORFOLK, VA 14,13314.1k $335.7k $335.7k 0.01% New
31 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 13,91413.9k $330.5k $330.5k 0.01% New
32 MONECO ADVISORS, LLC 0.06% of their portfolio FAIRFIELD, CT 12,92812.9k $307.1k $307.1k 0.06% New
33 Clark Asset Management, LLC 0.11% of their portfolio STRATHAM, NH 12,58812.6k $299.0k $299.0k 0.11% Added +2.8k +2,769
34 FF Advisors,LLC 0.24% of their portfolio MANHATTAN BEACH, CA 12,19512.2k $289.7k $289.7k 0.24% First filing
35 Koss-Olinger Consulting, LLC 0.03% of their portfolio GAINESVILLE, FL 11,69811.7k $278.0k $278.0k 0.03% Unchanged
36 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 11,44711.4k $271.9k $271.9k 0.00% Added +253 +253
37 Bill Few Associates, Inc. 0.12% of their portfolio SEWICKLEY, PA 11,14711.1k $264.8k $264.8k 0.12% New
38 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 10,67110.7k $253.5k $253.5k 0.00% New
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,8029.8k $232.8k $232.8k 0.00% Reduced -1.7k -1,675
40 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,7859.8k $232.0k $232.0k 0.00% New
41 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,6568.7k $205.6k $205.6k 0.00% Reduced -6.9k -6,946
42 VALICENTI ADVISORY SERVICES INC 0.06% of their portfolio ELMIRA, NY 8,4258.4k $200.0k $200.0k 0.06% New
43 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 8,2288.2k $195.5k $195.5k 0.01% Reduced -4.5k -4,469
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,9858.0k $190.0k $190.0k 0.00% Reduced -618 -618
45 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 7,1877.2k $171.0k $171.0k 0.00% Added +107 +107
46 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 5,2165.2k $123.9k $123.9k 0.00% Added +2.2k +2,215
47 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,0325.0k $119.5k $119.5k 0.00% New
48 Davis Capital Management 0.04% of their portfolio JACKSONVILLE, FL 1,8101.8k $43.0k $43.0k 0.04% First filing
49 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,3121.3k $31.2k $31.2k 0.00% Unchanged
50 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 850850 $20.2k $20.2k 0.00% Unchanged
51 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 837837 $19.9k $19.9k 0.00% New
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged