Vault-13

INVESCO EXCH TRADED FD TR II TAN

SOLAR ETF · ETP · CUSIP 46138G706

318 institutional holders -22 vs Q4 2022
12,468,27212.5m shares reported held*
$965.5mreported value*
28 new 71 added 117 reduced 48 sold out net bought ≈ $116.3m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $77.44. Options: 15 managers hold calls ($138.5m notional), 11 hold puts ($92.5m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 319Q4 22: 340Q1 23: 318318Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022319
Q4 2022340
Q1 2023318

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 118 bought or addedQ4 22: 147 cut or sold outQ4 22Q1 23: 99 bought or addedQ1 23: 165 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022118147
Q1 202399165

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $138.0mQ3 22 puts: $98.1mQ3 22P/C 0.71Q4 22 calls: $152.9mQ4 22 puts: $95.1mQ4 22P/C 0.62Q1 23 calls: $138.5mQ1 23 puts: $92.5mQ1 23P/C 0.67
Numbers
QuarterCallsPutsP/C
Q3 2022$138.0m$98.1m0.71
Q4 2022$152.9m$95.1m0.62
Q1 2023$138.5m$92.5m0.67

Biggest buyers

JANE STREET GROUP, LLC Added +2,487,549+2.5m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +119,328+119.3k
LPL Financial LLC Added +75,452+75.5k
GOLDMAN SACHS GROUP INC Added +69,349+69.3k
OLD MISSION CAPITAL LLC Added +66,349+66.3k
JPMORGAN CHASE & CO Added +52,757+52.8k
BANK OF MONTREAL /CAN/ Added +45,272+45.3k
BNP PARIBAS FINANCIAL MARKETS Added +42,368+42.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +13,356+13.4k
Canton Hathaway, LLC Added +13,354+13.4k

Biggest sellers

Balyasny Asset Management L.P. Reduced -138,087-138.1k
ExodusPoint Capital Management, LP Sold out -132,000-132.0k
NATIONAL BANK OF CANADA /FI/ Reduced -120,045-120.0k
CITADEL ADVISORS LLC Reduced -79,097-79.1k
Qube Research & Technologies Ltd Reduced -74,807-74.8k
SIMPLEX TRADING, LLC Reduced -74,392-74.4k
Point72 Asset Management, L.P. Reduced -69,400-69.4k
MORGAN STANLEY Reduced -60,458-60.5k
BANK OF AMERICA CORP /DE/ Reduced -49,942-49.9k
AE Wealth Management LLC Reduced -49,428-49.4k

Biggest calls

CITADEL ADVISORS LLC Added $46.1m593.8k shares
UBS Group AG New $20.0m257.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $19.6m253.0k shares
MILLENNIUM MANAGEMENT LLC New $15.0m192.8k shares
PEAK6 Investments LLC Reduced $11.0m141.7k shares
JANE STREET GROUP, LLC Added $10.2m130.8k shares
IMC-Chicago, LLC Reduced $6.0m76.8k shares
BARCLAYS PLC Reduced $4.9m62.5k shares
BNP PARIBAS FINANCIAL MARKETS New $3.9m500 shares
Parallax Volatility Advisers, L.P. Reduced $1.5m19.4k shares

Biggest puts

CITADEL ADVISORS LLC Added $32.6m420.1k shares
KINGDON CAPITAL MANAGEMENT, L.L.C. New $15.5m200.0k shares
UBS Group AG New $10.7m138.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.7m124.7k shares
MILLENNIUM MANAGEMENT LLC New $8.9m115.0k shares
PEAK6 Investments LLC Reduced $6.7m86.3k shares
BNP PARIBAS FINANCIAL MARKETS Added $3.9m500 shares
BARCLAYS PLC Reduced $2.0m26.0k shares
Parallax Volatility Advisers, L.P. Reduced $1.7m21.7k shares
Walleye Trading LLC Reduced $675.4k8.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.42% of their portfolio NEW YORK, NY 3,149,3233.1m $244.5m $244.5m 0.42% Added +2.5m +2,487,549
2 Clal Insurance Enterprises Holdings Ltd 2.30% of their portfolio Tel-aviv, L3 1,980,0002.0m $153.7m $153.7m 2.30% Unchanged
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 715,527715.5k $55.5m $55.5m 0.01% Reduced -49.9k -49,942
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 654,510654.5k $50.8m $50.8m 0.01% Reduced -60.5k -60,458
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 391,629391.6k $30.4m $30.4m 0.02% Added +75.5k +75,452
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 186,853186.9k $14.5m $14.5m 0.02% Added +119.3k +119,328
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 184,234184.2k $14.3m $14.3m 0.00% Added +2.4k +2,419
8 MEITAV INVESTMENT HOUSE LTD 0.22% of their portfolio BENE-BERAQ, L3 177,365177.4k $12.9m $12.9m 0.22% Reduced -487 -487
9 Main Management ETF Advisors, LLC 1.14% of their portfolio SAN FRANCISCO, CA 172,460172.5k $13.4m $13.4m 1.14% Reduced -15.5k -15,520
10 OLD MISSION CAPITAL LLC 0.38% of their portfolio CHICAGO, IL 160,877160.9k $12.5m $12.5m 0.38% Added +66.3k +66,349
11 Carnegie Investment Counsel 0.49% of their portfolio PEPPER PIKE, OH 159,088159.1k $12.3m $12.3m 0.49% Reduced -3.4k -3,426
12 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 158,475158.5k $12.3m $12.3m 0.01% Reduced -28.0k -27,985
13 Paragon Wealth Strategies, LLC 6.99% of their portfolio JACKSONVILLE, FL 147,841147.8k $11.5m $11.5m 6.99% Added +3.6k +3,605
14 Gerber Kawasaki Wealth & Investment Management 0.82% of their portfolio SANTA MONICA, CA 133,907133.9k $10.4m $10.4m 0.82% Added +206 +206
15 AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 3.65% of their portfolio TEL AVIV, L3 133,007133.0k $9.6m $9.6m 3.65% Unchanged
16 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 132,478132.5k $10.3m $10.3m 0.02% Added +13.4k +13,356
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 122,316122.3k $9.5m $9.5m 0.00% Reduced -28.7k -28,656
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 121,195121.2k $9.4m $9.4m 0.00% Reduced -37.7k -37,734
19 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 112,389112.4k $8.7m $8.7m 0.00% Added +69.3k +69,349
20 BLAIR WILLIAM & CO/IL 0.03% of their portfolio CHICAGO, IL 106,047106.0k $8.2m $8.2m 0.03% Added +1.4k +1,366
21 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 0.64% of their portfolio Tel Aviv, L3 103,978104.0k $7.9m $7.9m 0.64% Unchanged
22 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 98,49298.5k $7.6m $7.6m 0.07% Reduced -14.0k -13,989
23 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 94,53194.5k $7.3m $7.3m 0.01% Added +9.6k +9,598
24 OPPENHEIMER ASSET MANAGEMENT INC. 0.11% of their portfolio NEW YORK, NY 88,43288.4k $6.9m $6.9m 0.11% Reduced -398 -398
25 Money Design Co.,Ltd. 0.40% of their portfolio TOKYO, M0 87,39087.4k $6.8m $6.8m 0.40% Added +537 +537
26 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 85,96586.0k $6.7m $6.7m 0.01% Reduced -79.1k -79,097
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 75,40575.4k $5.9m $5.9m 0.00% Added +52.8k +52,757
28 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 75,37475.4k $5.9m $5.9m 0.01% Reduced -16.8k -16,828
29 BARINGS LLC 0.20% of their portfolio CHARLOTTE, NC 75,34875.3k $5.8m $5.8m 0.20% Reduced -41.8k -41,751
30 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 74,58774.6k $5.8m $5.8m 0.02% Added +1.5k +1,527
31 CORBYN INVESTMENT MANAGEMENT INC/MD 2.27% of their portfolio Lutherville, MD 73,04973.0k $5.7m $5.7m 2.27% Reduced -388 -388
32 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 67,05467.1k $5.2m $5.2m 0.02% Reduced -69.4k -69,400
33 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 65,00665.0k $5.0m $5.0m 0.01% Added +42.4k +42,368
34 Riggs Asset Managment Co. Inc. 1.94% of their portfolio DALLAS, PA 64,46064.5k $5.0m $5.0m 1.94% Added +3.1k +3,121
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 62,06662.1k $4.8m $4.8m 0.00% Reduced -32.4k -32,441
36 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 61,09761.1k $4.7m $4.7m 0.00% Reduced -442 -442
37 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 56,04456.0k $4.4m $4.4m 0.00% Added +45.3k +45,272
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 53,91853.9k $4.2m $4.2m 0.01% Reduced -1.3k -1,305
39 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 51,71051.7k $4.0m $4.0m 0.01% Reduced -120.0k -120,045
40 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 0.87% of their portfolio Tel Aviv, L3 50,24750.2k $3.8m $3.8m 0.87% Unchanged
41 HRT FINANCIAL LP 0.05% of their portfolio NEW YORK, NY 49,20749.2k $3.8m $3.8m 0.05% Reduced -41.0k -40,978
42 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 48,63048.6k $3.8m $3.8m 0.01% Reduced -2.0k -1,959
43 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 46,39246.4k $3.6m $3.6m 0.03% Added +3.4k +3,370
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 44,75944.8k $3.5m $3.5m 0.00% Reduced -2.0k -2,050
45 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 39,53939.5k $3.1m $3.1m 0.00% Added +1.4k +1,416
46 Mutual Advisors, LLC 0.13% of their portfolio OMAHA, NE 39,23839.2k $3.0m $3.0m 0.13% Added +307 +307
47 Greenwich Wealth Management LLC 0.32% of their portfolio GREENWICH, CT 37,51537.5k $2.9m $2.9m 0.32% Unchanged
48 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.25% of their portfolio KNOXVILLE, TN 37,08237.1k $2.9m $2.9m 0.25% Unchanged
49 TRUST CO OF VERMONT 0.19% of their portfolio BRATTLEBORO, VT 35,59235.6k $2.8m $2.8m 0.19% Added +898 +898
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 35,39235.4k $2.7m $2.7m 0.00% Added +619 +619
51 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 32,78932.8k $2.5m $2.5m 0.01% Reduced -12.2k -12,173
52 PFG Investments, LLC 0.51% of their portfolio WOODBURY, NY 32,08732.1k $2.5m $2.5m 0.51% First filing
53 PEAK6 Investments LLC 0.15% of their portfolio CHICAGO, IL 31,20831.2k $2.4m $2.4m 0.15% Reduced -16.4k -16,369
54 Truepoint, Inc. 0.08% of their portfolio CINCINNATI, OH 29,50029.5k $2.3m $2.3m 0.08% Unchanged
55 CABOT WEALTH MANAGEMENT INC 0.33% of their portfolio BEVERLY, MA 27,05327.1k $2.1m $2.1m 0.33% Reduced -2.5k -2,522
56 Canton Hathaway, LLC 0.71% of their portfolio PROVIDENCE, RI 26,92526.9k $2.1m $2.1m 0.71% Added +13.4k +13,354
57 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 25,55425.6k $2.0m $2.0m 0.02% Added +1.6k +1,637
58 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 25,23725.2k $2.0m $2.0m 0.00% Reduced -29.2k -29,234
59 SEAVIEW INVESTMENT MANAGERS LLC 0.67% of their portfolio MIAMI, FL 25,05325.1k $1.9m $1.9m 0.67% Reduced -1.8k -1,789
60 Beacon Bank & Trust 0.58% of their portfolio Boston, MA 25,02925.0k $1.9m $1.9m 0.58% Added +3.2k +3,221
61 MBB PUBLIC MARKETS I LLC 0.11% of their portfolio CHICAGO, IL 25,00025.0k $1.9m $1.9m 0.11% Unchanged
62 CX Institutional 0.10% of their portfolio AUBURN, IN 24,09424.1k $1.9m $1.9m 0.10% Reduced -3.8k -3,789
63 Bard Financial Services, Inc. 0.14% of their portfolio BRANFORD, CT 23,05023.1k $1.8m $1.8m 0.14% Added +750 +750
64 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 22,82122.8k $1.8m $1.8m 0.00% Reduced -22.2k -22,192
65 Ledyard National Bank 0.20% of their portfolio HANOVER, NH 22,77622.8k $1.8m $1.8m 0.20% Reduced -3.4k -3,408
66 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 22,00022.0k $1.7m $1.7m 0.01% Reduced -2.4k -2,360
67 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,90021.9k $1.7m $1.7m 0.00% Reduced -2.3k -2,345
68 Vontobel Holding Ltd. 0.02% of their portfolio ZURICH, V8 21,81721.8k $1.7m $1.7m 0.02% Reduced -1.4k -1,400
69 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 21,33721.3k $1.7m $1.7m 0.04% Reduced -634 -634
70 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 20,52620.5k $1.6m $1.6m 0.02% Reduced -13.0k -12,998
71 Great Diamond Partners, LLC 0.43% of their portfolio Portland, ME 19,05619.1k $1.5m $1.5m 0.43% Added +2.2k +2,171
72 Flaharty Asset Management, LLC 0.26% of their portfolio CLEARWATER, FL 19,01919.0k $1.5m $1.5m 0.26% Reduced -1.7k -1,682
73 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 18,02218.0k $1.4m $1.4m 0.01% Added +783 +783
74 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 18,00418.0k $1.4m $1.4m 0.01% Reduced -10.1k -10,135
75 SIMPLEX TRADING, LLC 0.06% of their portfolio CHICAGO, IL 17,45317.5k $1.4m $1.4m 0.06% Reduced -74.4k -74,392
76 FAGAN ASSOCIATES, INC. 0.33% of their portfolio TROY, NY 17,29117.3k $1.3m $1.3m 0.33% Reduced -225 -225
77 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,85416.9k $1.3m $1.3m 0.00% Added +1.2k +1,219
78 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 16,55216.6k $1.3m $1.3m 0.01% Added +1.5k +1,480
79 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 16,37616.4k $1.3m $1.3m 0.06% Reduced -247 -247
80 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 15,71215.7k $1.2m $1.2m 0.00% Added +97 +97
81 Atom Investors LP 0.66% of their portfolio AUSTIN, TX 15,50815.5k $1.2m $1.2m 0.66% Reduced -901 -901
82 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,43815.4k $1.2m $1.2m 0.00% Reduced -1.6k -1,650
83 Bank of New Hampshire 0.36% of their portfolio LACONIA, NH 15,27515.3k $1.2m $1.2m 0.36% Reduced -237 -237
84 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 14,79414.8k $1.1m $1.1m 0.02% Reduced -958 -958
85 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 14,72514.7k $1.1m $1.1m 0.02% Added +2.2k +2,200
86 IAM Advisory, LLC 0.38% of their portfolio EASTON, PA 13,98414.0k $1.1m $1.1m 0.38% Reduced -671 -671
87 Welch & Forbes LLC 0.02% of their portfolio Boston, MA 13,95013.9k $1.1m $1.1m 0.02% Unchanged
88 BECK CAPITAL MANAGEMENT, LLC 0.46% of their portfolio AUSTIN, TX 13,84413.8k $1.1m $1.1m 0.46% Added +676 +676
89 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 13,39313.4k $1.0m $1.0m 0.01% Added +6.8k +6,767
90 Vahanian & Associates Financial Planning Inc. 2.83% of their portfolio SARATOGA SPRINGS, NY 13,14413.1k $1.0m $1.0m 2.83% Reduced -691 -691
91 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 12,78012.8k $992.1k $992.1k 0.00% Reduced -138.1k -138,087
92 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 12,39412.4k $962.0k $962.0k 0.00% Reduced -4.3k -4,270
93 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 12,09712.1k $939.0k $939.0k 0.05% Added +331 +331
94 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 11,59111.6k $899.8k $899.8k 0.03% Reduced -1.5k -1,465
95 Verity Asset Management, Inc. 0.53% of their portfolio DURHAM, NC 11,52711.5k $894.8k $894.8k 0.53% Reduced -518 -518
96 Family Firm, Inc. 0.24% of their portfolio BETHESDA, MD 11,24411.2k $872.8k $872.8k 0.24% Added +1.5k +1,543
97 Strategic Wealth Investment Group, LLC 0.16% of their portfolio LOUISVILLE, KY 11,14911.1k $865.5k $865.5k 0.16% Added +763 +763
98 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 10,92210.9k $848.0k $848.0k 0.03% New
99 Purus Wealth Management, LLC 0.67% of their portfolio Newport Beach, CA 10,92110.9k $847.8k $847.8k 0.67% Reduced -212 -212
100 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 10,78610.8k $837.0k $837.0k 0.02% Reduced -1.5k -1,546