Vault-13

INVESCO EXCH TRADED FD TR II RWJ

S&P SMALLCAP 600 · ETP · CUSIP 46138G664

138 institutional holders +2 vs Q4 2022
5,842,4315.8m shares reported held*
$654.2mreported value*
13 new 70 added 30 reduced 10 sold out net bought ≈ $89.8m (+788.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($606.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $111.97. Options: 0 managers hold calls (— notional), 1 hold puts ($246.7k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 130Q4 22: 136Q1 23: 138138Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022130
Q4 2022136
Q1 2023138

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 76 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 83 bought or addedQ1 23: 40 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227643
Q1 20238340

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $246.7kQ1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$246.7k—

Biggest buyers

LPL Financial LLC Added +161,333+161.3k
MORGAN STANLEY Added +123,385+123.4k
Onyx Bridge Wealth Group LLC New +85,097+85.1k
AMERIPRISE FINANCIAL INC Added +77,274+77.3k
Raymond James Financial Services Advisors, Inc. Added +74,325+74.3k
BANK OF AMERICA CORP /DE/ Added +60,084+60.1k
STIFEL FINANCIAL CORP Added +45,540+45.5k
OSAIC HOLDINGS, INC. Added +37,977+38.0k
CPC Advisors, LLC Added +29,897+29.9k
JANE STREET GROUP, LLC New +28,661+28.7k

Biggest sellers

Fermata Advisors, LLC Reduced -67,576-67.6k
IFP Advisors, Inc Reduced -30,255-30.3k
Stratos Wealth Advisors, LLC Reduced -22,037-22.0k
ROYAL BANK OF CANADA Reduced -15,715-15.7k
UBS Group AG Reduced -13,783-13.8k
Jackson Wealth Management, LLC Sold out -12,916-12.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -10,392-10.4k
Masso Torrence Wealth Management Inc. Reduced -6,030-6.0k
Balboa Wealth Partners Reduced -4,028-4.0k
PARK AVENUE SECURITIES LLC Sold out -3,167-3.2k

Biggest calls

None

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $246.7k2.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 714,164714.2k $80.1m $80.1m 0.06% Added +161.3k +161,333
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 606,274606.3k $68.0m $68.0m 0.01% Added +123.4k +123,385
3 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 418,224418.2k $46.9m $46.9m 0.10% Reduced -3.0k -3,008
4 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 387,835387.8k $43.5m $43.5m 0.08% Added +74.3k +74,325
5 Fusion Family Wealth, LLC 5.57% of their portfolio WOODBURY, NY 386,306386.3k $43.3m $43.3m 5.57% Reduced -1.3k -1,326
6 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 385,256385.3k $43.2m $43.2m 0.01% Added +77.3k +77,274
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 311,062311.1k $34.9m $34.9m 0.00% Added +60.1k +60,084
8 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 264,953265.0k $29.6m $29.6m 0.06% Added +38.0k +37,977
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 206,360206.4k $23.1m $23.1m 0.01% Added +6.8k +6,844
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 191,903191.9k $21.5m $21.5m 0.01% Reduced -13.8k -13,783
11 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 124,475124.5k $14.0m $14.0m 0.13% Added +23.8k +23,770
12 Ancora Advisors LLC 0.33% of their portfolio Cleveland, OH 103,298103.3k $11.6m $11.6m 0.33% Added +1.3k +1,319
13 Mariner, LLC 0.03% of their portfolio Overland Park, KS 102,236102.2k $11.5m $11.5m 0.03% Added +20.6k +20,604
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 94,03194.0k $10.5m $10.5m 0.01% Added +5.6k +5,616
15 Hyperion Partners, LLC 9.31% of their portfolio BERWYN, PA 92,44192.4k $10.4m $10.4m 9.31% Added +2.1k +2,104
16 Onyx Bridge Wealth Group LLC 3.81% of their portfolio TARRYTOWN, NY 85,09785.1k $9.5m $9.5m 3.81% New
17 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 80,52380.5k $9.0m $9.0m 0.07% Added +8.1k +8,061
18 NEIRG Wealth Management, LLC 1.51% of their portfolio NORTH ANDOVER, MA 77,53877.5k $8.7m $8.7m 1.51% Added +8.8k +8,790
19 WFA Asset Management Corp 4.24% of their portfolio WHITEFISH BAY, WI 61,60161.6k $6.9m $6.9m 4.24% Added +25.1k +25,121
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 56,29156.3k $6.3m $6.3m 0.01% Added +45.5k +45,540
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 48,19748.2k $5.4m $5.4m 0.00% Added +15.6k +15,635
22 CPC Advisors, LLC 1.14% of their portfolio Atlanta, GA 39,20039.2k $4.4m $4.4m 1.14% Added +29.9k +29,897
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 37,52437.5k $4.2m $4.2m 0.01% Reduced -630 -630
24 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 36,86136.9k $4.1m $4.1m 0.02% Added +14.3k +14,321
25 Gladstone Institutional Advisory LLC 0.26% of their portfolio Bedminster, NJ 35,28235.3k $4.0m $4.0m 0.26% Added +2.0k +2,015
26 JAMES INVESTMENT RESEARCH, INC. 0.50% of their portfolio ALPHA, OH 33,88833.9k $3.8m $3.8m 0.50% Added +9.8k +9,814
27 Destiny Wealth Partners, LLC 0.75% of their portfolio TAVARES, FL 32,14632.1k $3.6m $3.6m 0.75% Reduced -458 -458
28 Fulcrum Equity Management 1.65% of their portfolio PLANO, TX 31,32831.3k $3.5m $3.5m 1.65% Added +14.0k +13,958
29 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 28,66128.7k $3.2m $3.2m 0.01% New
30 HARBOUR INVESTMENTS, INC. 0.17% of their portfolio MADISON, WI 28,49328.5k $3.2m $3.2m 0.17% Added +3.5k +3,525
31 ICA Group Wealth Management, LLC 0.74% of their portfolio DENVER, CO 27,70827.7k $3.1m $3.1m 0.74% Added +3.1k +3,098
32 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 26,72226.7k $2.9m $2.9m 0.04% Added +2.8k +2,828
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 26,68926.7k $3.0m $3.0m 0.00% Unchanged
34 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 26,47426.5k $3.0m $3.0m 0.06% Added +70 +70
35 OneAscent Financial Services LLC 1.20% of their portfolio BIRMINGHAM, AL 26,25226.3k $2.9m $2.9m 1.20% Added +13.9k +13,945
36 Sigma Planning Corp 0.10% of their portfolio ANN ARBOR, MI 25,67525.7k $2.9m $2.9m 0.10% Added +2.2k +2,227
37 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 24,94824.9k $2.8m $2.8m 0.00% Reduced -10.4k -10,392
38 Masso Torrence Wealth Management Inc. 2.13% of their portfolio MARLTON, NJ 23,97024.0k $2.7m $2.7m 2.13% Reduced -6.0k -6,030
39 Private Advisory Group LLC 0.54% of their portfolio REDMOND, WA 22,66822.7k $2.5m $2.5m 0.54% New
40 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 22,43922.4k $2.5m $2.5m 0.03% Added +3.1k +3,107
41 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 21,13521.1k $2.4m $2.4m 0.00% Reduced -15.7k -15,715
42 IFG Advisory, LLC 0.22% of their portfolio ATLANTA, GA 20,82220.8k $2.3m $2.3m 0.22% Added +265 +265
43 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 18,34218.3k $2.1m $2.1m 0.05% Added +1.9k +1,854
44 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 17,50017.5k $2.0m $2.0m 0.00% Reduced -2.2k -2,179
45 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 15,83915.8k $1.8m $1.8m 0.03% Added +8.9k +8,902
46 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 15,53215.5k $948.7k $948.7k 0.04% Reduced -30.3k -30,255
47 Kistler-Tiffany Companies, LLC 0.33% of their portfolio BERWYN, PA 15,28615.3k $1.7m $1.7m 0.33% Reduced -673 -673
48 VICUS CAPITAL 0.17% of their portfolio STATE COLLEGE, PA 14,00714.0k $1.6m $1.6m 0.17% Reduced -1.2k -1,224
49 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 13,64613.6k $1.5m $1.5m 0.01% Added +1.7k +1,703
50 Financial Advocates Investment Management 0.11% of their portfolio OLYMPIA, WA 13,47313.5k $1.5m $1.5m 0.11% Added +710 +710
51 Fermata Advisors, LLC 0.90% of their portfolio SONOMA, CA 13,25213.3k $1.5m $1.5m 0.90% Reduced -67.6k -67,576
52 Bridge Advisory, LLC 0.54% of their portfolio PASADENA, CA 12,48812.5k $1.4m $1.4m 0.54% Reduced -1.4k -1,367
53 BUCKINGHAM STRATEGIC WEALTH, LLC 0.02% of their portfolio CLAYTON, MO 11,97312.0k $1.3m $1.3m 0.02% Unchanged
54 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 11,38711.4k $1.3m $1.3m 0.01% Added +795 +795
55 Ausdal Financial Partners, Inc. 0.17% of their portfolio Davenport, IA 11,01311.0k $1.2m $1.2m 0.17% Added +533 +533
56 GREAT VALLEY ADVISOR GROUP, INC. 0.06% of their portfolio WILMINGTON, DE 10,82310.8k $1.2m $1.2m 0.06% Added +684 +684
57 Bowman & Co S.C. 0.85% of their portfolio Oshkosh, WI 10,28710.3k $1.2m $1.2m 0.85% Reduced -363 -363
58 Klingman & Associates, LLC 0.09% of their portfolio New York, NY 9,7039.7k $1.1m $1.1m 0.09% Unchanged
59 Legacy Capital Group California, Inc. 0.52% of their portfolio LOS GATOS, CA 9,4919.5k $1.1m $1.1m 0.52% First filing
60 WADE G W & INC 0.04% of their portfolio Wellesley, MA 9,3079.3k $1.0m $1.0m 0.04% Added +6.5k +6,474
61 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 9,1709.2k $1.0m $1.0m 0.00% Reduced -814 -814
62 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 8,9008.9k $998.1k $998.1k 0.00% New
63 WBI INVESTMENTS, LLC 0.19% of their portfolio RED BANK, NJ 8,6758.7k $972.9k $972.9k 0.19% Added +6.4k +6,366
64 Western Wealth Management, LLC 0.08% of their portfolio GOLDEN, CO 7,7597.8k $870.2k $870.2k 0.08% Added +2.6k +2,585
65 THOROUGHBRED FINANCIAL SERVICES, LLC 0.12% of their portfolio BRENTWOOD, TN 7,3987.4k $829.0k $829.0k 0.12% Added +3.2k +3,216
66 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.09% of their portfolio CEDAR RAPIDS, IA 7,2767.3k $816.0k $816.0k 0.09% Reduced -2.0k -2,025
67 SMITH, MOORE & CO. 0.10% of their portfolio CLAYTON, MO 6,4186.4k $719.8k $719.8k 0.10% Reduced -906 -906
68 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 6,0996.1k $684.0k $684.0k 0.00% Added +735 +735
69 Geneos Wealth Management Inc. 0.04% of their portfolio ENGLEWOOD, CO 5,7485.7k $644.6k $644.6k 0.04% Added +1.9k +1,876
70 PCG Wealth Advisors, LLC 0.40% of their portfolio OVERLAND PARK, KS 5,6745.7k $636.4k $636.4k 0.40% Added +880 +880
71 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 5,5695.6k $624.5k $624.5k 0.03% Added +875 +875
72 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 5,4855.5k $615.0k $615.0k 0.05% Added +3.1k +3,057
73 Vestmark Advisory Solutions, Inc. 0.03% of their portfolio Wakefield, MA 5,4105.4k $606.7k $606.7k 0.03% Added +265 +265
74 Claro Advisors Inc. 0.17% of their portfolio BOSTON, MA 5,2275.2k $586.3k $586.3k 0.17% Added +15 +15
75 ProVise Management Group, LLC 0.05% of their portfolio CLEARWATER, FL 5,0255.0k $563.6k $563.6k 0.05% Reduced -719 -719
76 PRIVATE TRUST CO NA 0.08% of their portfolio CLEVELAND, OH 4,9344.9k $553.3k $553.3k 0.08% Unchanged
77 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 4,8594.9k $545.0k $545.0k 0.01% Added +712 +712
78 Marshall Financial Group, LLC 0.19% of their portfolio Hunt Valley, MD 4,7864.8k $536.8k $536.8k 0.19% Added +14 +14
79 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 4,7064.7k $527.8k $527.8k 0.03% Unchanged
80 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 4,5684.6k $512.3k $512.3k 0.03% Reduced -145 -145
81 DENVER WEALTH MANAGEMENT, INC. 0.35% of their portfolio DENVER, CO 4,5344.5k $508.5k $508.5k 0.35% Reduced -2.4k -2,362
82 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 3,7243.7k $417.6k $417.6k 0.00% Added +818 +818
83 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 3,7193.7k $417.1k $417.1k 0.01% Added +1.0k +1,015
84 TITLEIST ASSET MANAGEMENT, LLC 0.08% of their portfolio SAN ANTONIO, TX 3,5263.5k $395.4k $395.4k 0.08% First filing
85 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 3,4273.4k $384.3k $384.3k 0.01% New
86 Hilltop Holdings Inc. 0.05% of their portfolio DALLAS, TX 3,3843.4k $379.5k $379.5k 0.05% Added +518 +518
87 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 3,2763.3k $367.4k $367.4k 0.03% Added +300 +300
88 FOUNDERS FINANCIAL SECURITIES LLC 0.05% of their portfolio TOWSON, MD 3,2433.2k $363.7k $363.7k 0.05% Reduced -231 -231
89 ASSET MANAGEMENT CORP /IL/ /ADV 0.28% of their portfolio NORTHBROOK, IL 3,1673.2k $355.2k $355.2k 0.28% Added +730 +730
90 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 3,0933.1k $347.0k $347.0k 0.01% Reduced -76 -76
91 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 3,0563.1k $342.8k $342.8k 0.02% Added +4 +4
92 S.A. Mason LLC 0.23% of their portfolio HOLLAND, MI 2,8852.9k $323.6k $323.6k 0.23% Unchanged
93 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 2,8262.8k $317.0k $317.0k 0.00% Unchanged
94 Lion Street Advisors, LLC 0.10% of their portfolio Austin, TX 2,7432.7k $307.6k $307.6k 0.10% Added +301 +301
95 Summit Wealth Partners, LLC 0.08% of their portfolio Orlando, FL 2,7052.7k $303.4k $303.4k 0.08% Unchanged
96 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 2,6172.6k $293.5k $293.5k 0.00% Unchanged
97 First Heartland Consultants, Inc. 0.04% of their portfolio LAKE ST. LOUIS, MO 2,5912.6k $290.6k $290.6k 0.04% Added +308 +308
98 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 2,3742.4k $266.3k $266.3k 0.01% New
99 Patriot Financial Group Insurance Agency, LLC 0.05% of their portfolio Westborough, MA 2,3182.3k $260.0k $260.0k 0.05% Added +7 +7
100 Treynor Bancshares, Inc. 0.16% of their portfolio TREYNOR, IA 2,3052.3k $258.6k $258.6k 0.16% Added +10 +10