Vault-13

INVESCO EXCH TRADED FD TR II BKLN

SR LN ETF · ETP · CUSIP 46138G508

506 institutional holders +24 vs Q4 2023
364,946,034364.9m shares reported held*
$7.7bnreported value*
69 new 207 added 148 reduced 49 sold out net bought ≈ $1.2bn (+57.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($999.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.15. Options: 5 managers hold calls ($7.4m notional), 6 hold puts ($6.1m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 385Q4 22: 432Q1 23: 420Q2 23: 417Q3 23: 450Q4 23: 482Q1 24: 506506Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022385
Q4 2022432
Q1 2023420
Q2 2023417
Q3 2023450
Q4 2023482
Q1 2024506

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 195 bought or addedQ4 22: 204 cut or sold outQ4 22Q1 23: 186 bought or addedQ1 23: 244 cut or sold outQ1 23Q2 23: 190 bought or addedQ2 23: 211 cut or sold outQ2 23Q3 23: 226 bought or addedQ3 23: 173 cut or sold outQ3 23Q4 23: 220 bought or addedQ4 23: 226 cut or sold outQ4 23Q1 24: 276 bought or addedQ1 24: 197 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022195204
Q1 2023186244
Q2 2023190211
Q3 2023226173
Q4 2023220226
Q1 2024276197

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ2 23 calls: $300.9kQ2 23 puts: $73.8mQ2 23P/C 245.27Q3 23 calls: $21.7mQ3 23 puts: $346.2mQ3 23P/C 15.92Q4 23 calls: $48.5mQ4 23 puts: $212.7mQ4 23P/C 4.39Q1 24 calls: $7.4mQ1 24 puts: $6.1mQ1 24P/C 0.82
Numbers
QuarterCallsPutsP/C
Q2 2023$300.9k$73.8m245.27
Q3 2023$21.7m$346.2m15.92
Q4 2023$48.5m$212.7m4.39
Q1 2024$7.4m$6.1m0.82

Biggest buyers

MORGAN STANLEY Added +19,931,872+19.9m
JPMORGAN CHASE & CO Added +16,481,370+16.5m
GOLDMAN SACHS GROUP INC Added +4,602,094+4.6m
Nuveen Asset Management, LLC Added +3,552,346+3.6m
BANK OF AMERICA CORP /DE/ Added +3,530,286+3.5m
BNP PARIBAS FINANCIAL MARKETS Added +2,544,358+2.5m
CITIGROUP INC Added +2,366,928+2.4m
III Capital Management Added +2,362,000+2.4m
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO New +2,126,603+2.1m
Forge First Asset Management Inc. New +2,092,400+2.1m

Biggest sellers

LORD, ABBETT & CO. LLC Sold out -6,868,236-6.9m
Counterpoint Mutual Funds LLC Reduced -4,274,232-4.3m
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -4,144,094-4.1m
JANE STREET GROUP, LLC Reduced -3,799,297-3.8m
BlackRock Inc. Reduced -2,079,899-2.1m
Investment Management Corp of Ontario Reduced -1,514,007-1.5m
New York Life Investment Management LLC Reduced -1,257,488-1.3m
MOORE CAPITAL MANAGEMENT, LP Sold out -1,225,000-1.2m
SHENKMAN CAPITAL MANAGEMENT INC Sold out -1,156,300-1.2m
Connectus Wealth, LLC Sold out -1,076,559-1.1m

Biggest calls

BNP PARIBAS FINANCIAL MARKETS Reduced $4.9m2.3k shares
Centiva Capital, LP Reduced $2.1m97.8k shares
GTS SECURITIES LLC Reduced $499.1k23.6k shares
CITADEL ADVISORS LLC Reduced $2.1k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

WOLVERINE TRADING, LLC New $2.2m104.9k shares
Centiva Capital, LP Reduced $2.1m100.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $750.8k35.5k shares
GTS SECURITIES LLC Reduced $564.7k26.7k shares
CITADEL ADVISORS LLC Reduced $439.9k20.8k shares
Cutler Group LLC / CA Reduced $03.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 57,547,52457.5m $1.2bn $1.2bn 0.05% Added +16.5m +16,481,370
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 33,150,90033.2m $701.1m $701.1m 0.02% Added +19.9m +19,931,872
3 BlackRock Inc. 0.01% of their portfolio New York, NY 17,110,81917.1m $361.9m $361.9m 0.01% Reduced -2.1m -2,079,899
4 Investment Management Corp of Ontario 8.92% of their portfolio Toronto, Z4 14,181,91814.2m $299.9m $299.9m 8.92% Reduced -1.5m -1,514,007
5 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 11,242,62011.2m $237.8m $237.8m 0.05% Added +4.6m +4,602,094
6 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 9,705,3119.7m $205.3m $205.3m 0.02% Added +3.5m +3,530,286
7 GRIMES & Co WEALTH MANAGEMENT, LLC 5.74% of their portfolio WESTBOROUGH, MA 8,820,8978.8m $186.6m $186.6m 5.74% Added +255.2k +255,155
8 STATE OF WISCONSIN INVESTMENT BOARD 0.43% of their portfolio MADISON, WI 7,650,1457.7m $161.8m $161.8m 0.43% Unchanged
9 BNP PARIBAS 5.77% of their portfolio NEW YORK, NY 5,849,3015.8m $123.7m $123.7m 5.77% First filing
10 Nuveen Asset Management, LLC 0.04% of their portfolio CHICAGO, IL 5,661,2555.7m $119.7m $119.7m 0.04% Added +3.6m +3,552,346
11 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 5,315,7395.3m $112.4m $112.4m 0.02% Reduced -257.8k -257,751
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.10% of their portfolio Toronto, A6 4,996,5585.0m $105.7m $105.7m 0.10% Added +264.4k +264,432
13 BNP PARIBAS FINANCIAL MARKETS 0.13% of their portfolio PARIS, I0 4,936,1764.9m $104.4m $104.4m 0.13% Added +2.5m +2,544,358
14 Counterpoint Mutual Funds LLC 23.73% of their portfolio San Diego, CA 4,576,2324.6m $96.8m $96.8m 23.73% Reduced -4.3m -4,274,232
15 New York Life Investment Management LLC 0.93% of their portfolio New York, NY 4,414,4404.4m $93.4m $93.4m 0.93% Reduced -1.3m -1,257,488
16 CARRONADE CAPITAL MANAGEMENT, LP 30.82% of their portfolio DARIEN, CT 4,279,6084.3m $90.5m $90.5m 30.82% Added +1.4m +1,400,000
17 III Capital Management 4.84% of their portfolio BOCA RATON, FL 4,029,0004.0m $85.2m $85.2m 4.84% Added +2.4m +2,362,000
18 Charles Schwab Investment Advisory, Inc. 0.11% of their portfolio SAN FRANCISCO, CA 3,951,5654.0m $83.6m $83.6m 0.11% Added +33.6k +33,614
19 MARINER INVESTMENT GROUP LLC 25.83% of their portfolio NEW YORK, NY 3,900,0003.9m $82.5m $82.5m 25.83% Added +1.8m +1,799,600
20 Ensign Peak Advisors, Inc 0.14% of their portfolio SALT LAKE CITY, UT 3,750,0003.8m $79.3m $79.3m 0.14% Unchanged
21 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 3,723,4213.7m $78.8m $78.8m 0.03% Added +451.3k +451,337
22 Aristotle Pacific Capital, LLC 26.46% of their portfolio NEWPORT BEACH, CA 3,395,3393.4m $71.8m $71.8m 26.46% Added +807.2k +807,215
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 3,281,9293.3m $69.4m $69.4m 0.02% Added +64.7k +64,669
24 Bain Capital Credit, LP 13.18% of their portfolio Boston, MA 3,236,1023.2m $68.4m $68.4m 13.18% Reduced -872.2k -872,226
25 RENAISSANCE TECHNOLOGIES LLC 0.11% of their portfolio NEW YORK, NY 3,201,3003.2m $67.7m $67.7m 0.11% Reduced -457.5k -457,500
26 Ocean Park Asset Management, LLC 3.16% of their portfolio SANTA MONICA, CA 3,170,1363.2m $67.0m $67.0m 3.16% Added +1.4m +1,419,741
27 SUMITOMO LIFE INSURANCE CO 1.65% of their portfolio TOKYO, M0 3,011,2163.0m $63.7m $63.7m 1.65% Added +55.5k +55,491
28 Advisory Alpha, LLC 2.46% of their portfolio HOLLAND, MI 2,831,5702.8m $59.9m $59.9m 2.46% Added +1.1m +1,061,900
29 Diversify Advisory Services, LLC 3.46% of their portfolio SANDY, UT 2,776,5952.8m $58.7m $58.7m 3.46% First filing
30 SEI INVESTMENTS CO 0.09% of their portfolio OAKS, PA 2,763,5322.8m $58.4m $58.4m 0.09% Reduced -138.9k -138,871
31 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,630,0022.6m $55.6m $55.6m 0.02% Reduced -73.4k -73,386
32 NATIONAL BANK OF CANADA /FI/ 0.10% of their portfolio MONTREAL, A8 2,601,6772.6m $55.1m $55.1m 0.10% Added +1.6m +1,577,238
33 PRUDENTIAL PLC 0.44% of their portfolio LONDON, X0 2,505,4462.5m $53.0m $53.0m 0.44% Added +106.5k +106,520
34 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,464,6202.5m $52.1m $52.1m 0.03% Added +551.1k +551,065
35 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 2,367,2412.4m $50.1m $50.1m 0.05% Added +2.4m +2,366,928
36 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 2,320,7702.3m $49.1m $49.1m 0.01% Added +1.4m +1,405,100
37 Man Group plc 0.13% of their portfolio LONDON, X0 2,293,8142.3m $48.5m $48.5m 0.13% Added +547.9k +547,895
38 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.18% of their portfolio COLUMBUS, OH 2,126,6032.1m $45.0m $45.0m 0.18% New
39 Empowered Funds, LLC 0.41% of their portfolio NEWTOWN SQUARE, PA 2,123,1422.1m $44.9m $44.9m 0.41% Added +1.1m +1,050,445
40 Kensington Asset Management, LLC 2.22% of their portfolio AUSTIN, TX 2,103,3002.1m $44.5m $44.5m 2.22% Added +200.0k +200,000
41 MARSHALL WACE, LLP 0.07% of their portfolio LONDON, X0 2,100,7002.1m $44.4m $44.4m 0.07% Added +900.8k +900,800
42 Forge First Asset Management Inc. 13.97% of their portfolio TORONTO, Z4 2,092,4002.1m $44.2m $44.2m 13.97% New
43 TORONTO DOMINION BANK 0.06% of their portfolio TORONTO, ONTARIO, A6 1,800,0001.8m $38.1m $38.1m 0.06% New
44 Mariner, LLC 0.07% of their portfolio Overland Park, KS 1,640,8731.6m $34.7m $34.7m 0.07% Added +319.5k +319,474
45 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,606,7691.6m $34.0m $34.0m 0.01% Reduced -1.4k -1,372
46 Atria Investments, Inc 0.46% of their portfolio Charlotte, NC 1,587,4971.6m $33.6m $33.6m 0.46% Added +309.2k +309,166
47 Hikari Tsushin, Inc. 2.67% of their portfolio TOKYO, M0 1,585,3721.6m $33.5m $33.5m 2.67% Added +679.9k +679,886
48 Angeles Investment Advisors, LLC 1.73% of their portfolio SANTA MONICA, CA 1,537,3901.5m $32.5m $32.5m 1.73% Unchanged
49 Endurance Services Ltd 6.28% of their portfolio PURCHASE, NY 1,536,0001.5m $32.5m $32.5m 6.28% Unchanged
50 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.01% of their portfolio Boston, MA 1,500,0001.5m $31.7m $31.7m 0.01% New
51 Walleye Capital LLC 0.35% of their portfolio NEW YORK, NY 1,500,0001.5m $31.7m $31.7m 0.35% New
52 RFG Holdings, Inc. 12.77% of their portfolio Argyle, TX 1,433,5831.4m $30.3m $30.3m 12.77% Added +110.2k +110,205
53 Almanack Investment Partners, LLC. 4.70% of their portfolio WAYNE, PA 1,304,5951.3m $27.6m $27.6m 4.70% Reduced -50.2k -50,216
54 Mason & Associates Inc 7.31% of their portfolio LOS ANGELES, CA 1,295,4171.3m $27.4m $27.4m 7.31% Reduced -409.9k -409,850
55 FACTORY MUTUAL INSURANCE CO 0.29% of their portfolio WALTHAM, MA 1,200,0001.2m $25.4m $25.4m 0.29% Unchanged
56 Capula Management Ltd 0.85% of their portfolio Grand Cayman, E9 1,186,0001.2m $25.1m $25.1m 0.85% Not comparable
57 BOOTHBAY FUND MANAGEMENT, LLC 0.70% of their portfolio NEW YORK, NY 1,184,0001.2m $25.0m $25.0m 0.70% New
58 CIBC Asset Management Inc 0.08% of their portfolio TORONTO, Z4 1,147,2781.1m $24.3m $24.3m 0.08% Added +459.8k +459,757
59 Integrated Wealth Concepts LLC 0.35% of their portfolio WALTHAM, MA 1,142,4931.1m $24.2m $24.2m 0.35% Added +43.3k +43,299
60 SG Americas Securities, LLC 0.12% of their portfolio NEW YORK, NY 1,120,4861.1m $23.7m $23.7m 0.12% Reduced -507.7k -507,664
61 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 1,074,2141.1m $22.7m $22.7m 0.02% Reduced -36.8k -36,754
62 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,062,9241.1m $22.5m $22.5m 0.01% Reduced -337.3k -337,325
63 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.62% of their portfolio NORFOLK, VA 1,053,5281.1m $22.3m $22.3m 0.62% Reduced -657.5k -657,530
64 FEDERATED HERMES, INC. 0.05% of their portfolio PITTSBURGH, PA 1,004,2451.0m $21.2m $21.2m 0.05% Added +804.2k +804,245
65 IRONWOOD WEALTH MANAGEMENT, INC. 11.08% of their portfolio HURRICANE, WV 1,000,8711.0m $21.1m $21.1m 11.08% Added +32.3k +32,281
66 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 1,000,0001.0m $21.1m $21.1m 0.01% Added +500.0k +499,999
67 Rokos Capital Management LLP 0.54% of their portfolio LONDON, X0 1,000,0001.0m $21.1m $21.1m 0.54% New
68 Transform Wealth, LLC 1.93% of their portfolio GREENWOOD VILLAGE, CO 959,550959.5k $20.3m $20.3m 1.93% Added +326.0k +325,959
69 Balyasny Asset Management L.P. 0.05% of their portfolio Chicago, IL 943,129943.1k $19.9m $19.9m 0.05% Reduced -240.3k -240,319
70 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 904,881904.9k $19.1m $19.1m 0.01% Unchanged
71 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 904,664904.7k $19.1m $19.1m 0.04% Reduced -214.0k -213,971
72 Family Investment Center, Inc. 6.14% of their portfolio Saint Joseph, MO 901,715901.7k $19.1m $19.1m 6.14% Added +878.8k +878,848
73 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 887,378887.4k $18.8m $18.8m 0.02% Added +1.0k +1,032
74 Trajan Wealth LLC 1.23% of their portfolio SCOTTSDALE, AZ 856,589856.6k $18.1m $18.1m 1.23% First filing
75 GUGGENHEIM CAPITAL LLC 0.13% of their portfolio CHICAGO, IL 849,754849.8k $18.0m $18.0m 0.13% Reduced -62.6k -62,594
76 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 812,278812.3k $17.2m $17.2m 0.00% Reduced -361.6k -361,633
77 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 806,574806.6k $17.1m $17.1m 0.01% Added +370.9k +370,906
78 Concord Wealth Partners 3.02% of their portfolio ABINGDON, VA 793,071793.1k $16.8m $16.8m 3.02% Added +64.8k +64,847
79 Composition Wealth, LLC 0.41% of their portfolio LOS ANGELES, CA 776,205776.2k $16.4m $16.4m 0.41% Reduced -63.2k -63,243
80 Concord Asset Management, LLC/VA 4.14% of their portfolio ABINGDON, VA 743,907743.9k $15.7m $15.7m 4.14% Added +66.9k +66,900
81 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 741,808741.8k $15.7m $15.7m 0.05% Added +689.6k +689,626
82 FIRST MANHATTAN CO. LLC. 0.05% of their portfolio NEW YORK, NY 738,000738.0k $15.6m $15.6m 0.05% Unchanged
83 ANGELES WEALTH MANAGEMENT, LLC 1.56% of their portfolio SANTA MONICA, CA 737,784737.8k $15.6m $15.6m 1.56% Added +83.1k +83,065
84 Yeomans Consulting Group, Inc. 6.77% of their portfolio Marietta, GA 730,619730.6k $15.5m $15.5m 6.77% Reduced -8.3k -8,338
85 Hilton Capital Management, LLC 1.37% of their portfolio Garden City, NY 723,465723.5k $15.3m $15.3m 1.37% Added +692.4k +692,360
86 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 721,175721.2k $15.3m $15.3m 0.04% Added +41.5k +41,498
87 Schonfeld Strategic Advisors LLC 0.11% of their portfolio NEW YORK, NY 684,965685.0k $14.5m $14.5m 0.11% Added +113.2k +113,151
88 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 681,309681.3k $14.4m $14.4m 0.00% Reduced -32.4k -32,355
89 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 672,249672.2k $14.2m $14.2m 0.02% Added +163.9k +163,903
90 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 656,100656.1k $13.9m $13.9m 0.00% Reduced -4.1m -4,144,094
91 Wealthcare Advisory Partners LLC 0.45% of their portfolio WEST CHESTER, PA 651,243651.2k $13.8m $13.8m 0.45% Added +58.7k +58,712
92 SimpliFi, Inc. 6.24% of their portfolio SAN DIEGO, CA 644,844644.8k $13.6m $13.6m 6.24% Reduced -199.7k -199,662
93 HANTZ FINANCIAL SERVICES, INC. 0.26% of their portfolio SOUTHFIELD, MI 629,962630.0k $13.3m $13.3m 0.26% Reduced -14.5k -14,519
94 Michelson Medical Research Foundation, Inc. 7.70% of their portfolio Los Angeles, CA 600,610600.6k $12.7m $12.7m 7.70% Unchanged
95 DSC Meridian Capital LP 8.79% of their portfolio NEW YORK, NY 573,185573.2k $12.1m $12.1m 8.79% Reduced -633.5k -633,512
96 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 559,646559.6k $11.8m $11.8m 0.01% Added +90.1k +90,105
97 D.A. DAVIDSON & CO. 0.10% of their portfolio GREAT FALLS, MT 540,296540.3k $11.4m $11.4m 0.10% Added +10.5k +10,520
98 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 536,114536.1k $11.3m $11.3m 0.02% Added +31.1k +31,086
99 Granby Capital Management, LLC 5.42% of their portfolio Miami Beach, FL 525,000525.0k $11.1m $11.1m 5.42% Added +225.0k +225,000
100 RWA WEALTH PARTNERS, LLC 0.15% of their portfolio BOSTON, MA 520,070520.1k $11.0m $11.0m 0.15% Added +510.4k +510,376