Vault-13

INVESCO EXCH TRADED FD TR II BKLN

SR LN ETF · ETP · CUSIP 46138G508

482 institutional holders +32 vs Q3 2023
297,178,527297.2m shares reported held*
$6.3bnreported value*
62 new 158 added 173 reduced 53 sold out net bought ≈ $1.5bn (+72.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($49.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.12. Options: 6 managers hold calls ($48.5m notional), 10 hold puts ($212.7m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 385Q4 22: 432Q1 23: 420Q2 23: 417Q3 23: 450Q4 23: 482482Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022385
Q4 2022432
Q1 2023420
Q2 2023417
Q3 2023450
Q4 2023482

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 195 bought or addedQ4 22: 204 cut or sold outQ4 22Q1 23: 186 bought or addedQ1 23: 244 cut or sold outQ1 23Q2 23: 190 bought or addedQ2 23: 211 cut or sold outQ2 23Q3 23: 226 bought or addedQ3 23: 173 cut or sold outQ3 23Q4 23: 220 bought or addedQ4 23: 226 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022195204
Q1 2023186244
Q2 2023190211
Q3 2023226173
Q4 2023220226

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ1 23 calls: $21.1mQ1 23 puts: $347.3mQ1 23P/C 16.46Q2 23 calls: $300.9kQ2 23 puts: $73.8mQ2 23P/C 245.27Q3 23 calls: $21.7mQ3 23 puts: $346.2mQ3 23P/C 15.92Q4 23 calls: $48.5mQ4 23 puts: $212.7mQ4 23P/C 4.39
Numbers
QuarterCallsPutsP/C
Q1 2023$21.1m$347.3m16.46
Q2 2023$300.9k$73.8m245.27
Q3 2023$21.7m$346.2m15.92
Q4 2023$48.5m$212.7m4.39

Biggest buyers

JPMORGAN CHASE & CO Added +37,915,222+37.9m
MORGAN STANLEY Added +7,279,742+7.3m
STATE OF WISCONSIN INVESTMENT BOARD Added +7,087,098+7.1m
Counterpoint Mutual Funds LLC Added +6,582,117+6.6m
LORD, ABBETT & CO. LLC Added +3,482,354+3.5m
GOLDMAN SACHS GROUP INC Added +3,425,167+3.4m
JANE STREET GROUP, LLC Added +3,284,542+3.3m
RENAISSANCE TECHNOLOGIES LLC Added +3,161,100+3.2m
Ensign Peak Advisors, Inc Added +3,000,000+3.0m
CARRONADE CAPITAL MANAGEMENT, LP New +2,879,608+2.9m

Biggest sellers

Ocean Park Asset Management, LLC Reduced -6,790,566-6.8m
BNP PARIBAS FINANCIAL MARKETS Reduced -3,382,762-3.4m
State of Tennessee, Department of Treasury Sold out -3,312,300-3.3m
BlackRock Inc. Reduced -2,475,301-2.5m
Man Group plc Sold out -2,288,954-2.3m
Investment Management Corp of Ontario Reduced -2,044,801-2.0m
Angeles Investment Advisors, LLC Reduced -1,827,032-1.8m
SCS Capital Management LLC Sold out -1,662,947-1.7m
OSAIC HOLDINGS, INC. Reduced -1,386,625-1.4m
ROYAL BANK OF CANADA Reduced -1,131,599-1.1m

Biggest calls

JPMORGAN CHASE & CO New $21.2m1.0m shares
BNP PARIBAS FINANCIAL MARKETS Reduced $15.9m7.5k shares
Centiva Capital, LP New $10.6m500.0k shares
GTS SECURITIES LLC Added $544.3k25.7k shares
CITADEL ADVISORS LLC Reduced $271.1k12.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITIGROUP INC Added $95.3m4.5m shares
CITADEL ADVISORS LLC Added $52.1m2.5m shares
EMG Holdings, L.P. New $36.9m1.7m shares
Parallax Volatility Advisers, L.P. Unchanged $10.6m500.0k shares
Centiva Capital, LP Added $9.5m450.0k shares
GTS SECURITIES LLC Added $4.0m189.0k shares
BNP PARIBAS FINANCIAL MARKETS Reduced $2.5m1.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $891.7k42.1k shares
Crawford Fund Management, LLC First filing $889.6k42.0k shares
Cutler Group LLC / CA Reduced $6.0k87.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 41,066,15441.1m $869.8m $869.8m 0.04% Added +37.9m +37,915,222
2 BlackRock Inc. 0.01% of their portfolio New York, NY 19,190,71819.2m $406.5m $406.5m 0.01% Reduced -2.5m -2,475,301
3 Investment Management Corp of Ontario 8.12% of their portfolio Toronto, Z4 15,695,92515.7m $332.4m $332.4m 8.12% Reduced -2.0m -2,044,801
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 13,219,02813.2m $280.0m $280.0m 0.01% Added +7.3m +7,279,742
5 Counterpoint Mutual Funds LLC 38.48% of their portfolio San Diego, CA 8,850,4648.9m $187.5m $187.5m 38.48% Added +6.6m +6,582,117
6 GRIMES & Co WEALTH MANAGEMENT, LLC 6.01% of their portfolio WESTBOROUGH, MA 8,565,7428.6m $181.4m $181.4m 6.01% Added +448.1k +448,094
7 STATE OF WISCONSIN INVESTMENT BOARD 0.46% of their portfolio MADISON, WI 7,650,1457.7m $162.0m $162.0m 0.46% Added +7.1m +7,087,098
8 LORD, ABBETT & CO. LLC 0.26% of their portfolio JERSEY CITY, NJ 6,868,2366.9m $145.5m $145.5m 0.26% Added +3.5m +3,482,354
9 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 6,640,5266.6m $140.6m $140.6m 0.03% Added +3.4m +3,425,167
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 6,175,0256.2m $130.8m $130.8m 0.01% Added +532.7k +532,662
11 New York Life Investment Management LLC 1.23% of their portfolio New York, NY 5,671,9285.7m $120.1m $120.1m 1.23% Added +546.1k +546,062
12 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 5,573,4905.6m $118.0m $118.0m 0.02% Added +428.8k +428,774
13 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 4,800,1944.8m $101.7m $101.7m 0.01% Added +1.9m +1,912,394
14 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.06% of their portfolio Toronto, A6 4,732,1264.7m $100.2m $100.2m 0.06% Added +421.9k +421,925
15 JANE STREET GROUP, LLC 0.11% of their portfolio NEW YORK, NY 4,197,7334.2m $88.9m $88.9m 0.11% Added +3.3m +3,284,542
16 Bain Capital Credit, LP 15.07% of their portfolio Boston, MA 4,108,3284.1m $87.0m $87.0m 15.07% Added +896.6k +896,577
17 Charles Schwab Investment Advisory, Inc. 0.12% of their portfolio SAN FRANCISCO, CA 3,917,9513.9m $83.0m $83.0m 0.12% Reduced -9.0k -9,007
18 Ensign Peak Advisors, Inc 0.16% of their portfolio SALT LAKE CITY, UT 3,750,0003.8m $79.4m $79.4m 0.16% Added +3.0m +3,000,000
19 RENAISSANCE TECHNOLOGIES LLC 0.12% of their portfolio NEW YORK, NY 3,658,8003.7m $77.5m $77.5m 0.12% Added +3.2m +3,161,100
20 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 3,272,0843.3m $69.3m $69.3m 0.03% Reduced -573.6k -573,646
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 3,217,2603.2m $68.1m $68.1m 0.02% Reduced -159.3k -159,325
22 SUMITOMO LIFE INSURANCE CO 1.95% of their portfolio TOKYO, M0 2,955,7253.0m $62.6m $62.6m 1.95% Unchanged
23 SEI INVESTMENTS CO 0.10% of their portfolio OAKS, PA 2,902,4032.9m $61.5m $61.5m 0.10% Reduced -12.7k -12,681
24 CARRONADE CAPITAL MANAGEMENT, LP 23.93% of their portfolio DARIEN, CT 2,879,6082.9m $61.0m $61.0m 23.93% New
25 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,703,3882.7m $57.3m $57.3m 0.02% Reduced -913.2k -913,248
26 Aristotle Pacific Capital, LLC 22.68% of their portfolio NEWPORT BEACH, CA 2,588,1242.6m $54.8m $54.8m 22.68% Reduced -721.1k -721,150
27 PRUDENTIAL PLC 0.54% of their portfolio LONDON, X0 2,398,9262.4m $50.8m $50.8m 0.54% Added +259.9k +259,862
28 BNP PARIBAS FINANCIAL MARKETS 0.09% of their portfolio PARIS, I0 2,391,8182.4m $50.7m $50.7m 0.09% Reduced -3.4m -3,382,762
29 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 2,108,9092.1m $32.3m $32.3m 0.01% Added +479.6k +479,637
30 MARINER INVESTMENT GROUP LLC 12.08% of their portfolio NEW YORK, NY 2,100,4002.1m $44.5m $44.5m 12.08% First filing
31 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,913,5551.9m $40.5m $40.5m 0.02% Added +385.3k +385,327
32 Kensington Asset Management, LLC 2.10% of their portfolio AUSTIN, TX 1,903,3001.9m $40.3m $40.3m 2.10% New
33 Advisory Alpha, LLC 1.72% of their portfolio HOLLAND, MI 1,769,6701.8m $37.5m $37.5m 1.72% Added +62.2k +62,208
34 Ocean Park Asset Management, LLC 1.82% of their portfolio SANTA MONICA, CA 1,750,3951.8m $37.1m $37.1m 1.82% Reduced -6.8m -6,790,566
35 Man Group plc 0.11% of their portfolio LONDON, X0 1,745,9191.7m $37.0m $37.0m 0.11% New
36 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.11% of their portfolio NORFOLK, VA 1,711,0581.7m $36.2m $36.2m 1.11% Reduced -2.3k -2,319
37 Mason & Associates Inc 10.62% of their portfolio LOS ANGELES, CA 1,705,2671.7m $36.1m $36.1m 10.62% Added +954.6k +954,569
38 III Capital Management 2.04% of their portfolio BOCA RATON, FL 1,667,0001.7m $35.3m $35.3m 2.04% Added +1.2m +1,187,000
39 SG Americas Securities, LLC 0.38% of their portfolio NEW YORK, NY 1,628,1501.6m $34.5m $34.5m 0.38% New
40 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,608,1411.6m $34.1m $34.1m 0.01% Reduced -22.8k -22,791
41 Angeles Investment Advisors, LLC 1.96% of their portfolio SANTA MONICA, CA 1,537,3901.5m $32.6m $32.6m 1.96% Reduced -1.8m -1,827,032
42 Endurance Services Ltd 6.44% of their portfolio PURCHASE, NY 1,536,0001.5m $32.5m $32.5m 6.44% First filing
43 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,400,2491.4m $29.7m $29.7m 0.01% Reduced -156.3k -156,328
44 Almanack Investment Partners, LLC. 5.32% of their portfolio WAYNE, PA 1,354,8111.4m $28.7m $28.7m 5.32% Added +1.3m +1,334,002
45 RFG Holdings, Inc. 14.25% of their portfolio Argyle, TX 1,323,3781.3m $28.0m $28.0m 14.25% Added +78.8k +78,755
46 Mariner, LLC 0.07% of their portfolio Overland Park, KS 1,321,3991.3m $28.0m $28.0m 0.07% Reduced -97.2k -97,201
47 Atria Investments, Inc 0.42% of their portfolio Charlotte, NC 1,278,3311.3m $27.1m $27.1m 0.42% Reduced -242.5k -242,513
48 MOORE CAPITAL MANAGEMENT, LP 0.62% of their portfolio NEW YORK, NY 1,225,0001.2m $25.9m $25.9m 0.62% New
49 MACQUARIE GROUP LTD 0.03% of their portfolio Sydney, NSW 2000, C3 1,212,9571.2m $25.7m $25.7m 0.03% Unchanged
50 DSC Meridian Capital LP 18.63% of their portfolio NEW YORK, NY 1,206,6971.2m $25.6m $25.6m 18.63% First filing
51 FACTORY MUTUAL INSURANCE CO 0.32% of their portfolio WALTHAM, MA 1,200,0001.2m $25.4m $25.4m 0.32% Unchanged
52 MARSHALL WACE, LLP 0.05% of their portfolio LONDON, X0 1,199,9001.2m $25.4m $25.4m 0.05% New
53 Balyasny Asset Management L.P. 0.07% of their portfolio Chicago, IL 1,183,4481.2m $25.1m $25.1m 0.07% Added +129.2k +129,243
54 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,173,9111.2m $24.9m $24.9m 0.01% Reduced -1.1m -1,131,599
55 SHENKMAN CAPITAL MANAGEMENT INC 1.49% of their portfolio NEW YORK, NY 1,156,3001.2m $20.8m $20.8m 1.49% Added +256.3k +256,300
56 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 1,118,6351.1m $23.7m $23.7m 0.04% Reduced -1.4m -1,386,625
57 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 1,110,9681.1m $23.5m $23.5m 0.02% Added +48.4k +48,372
58 Integrated Wealth Concepts LLC 0.38% of their portfolio WALTHAM, MA 1,099,1941.1m $23.3m $23.3m 0.38% Reduced -144.8k -144,791
59 Connectus Wealth, LLC 0.47% of their portfolio CINCINNATI, OH 1,076,5591.1m $22.8m $22.8m 0.47% Reduced -56.5k -56,549
60 Empowered Funds, LLC 0.57% of their portfolio NEWTOWN SQUARE, PA 1,072,6971.1m $22.7m $22.7m 0.57% New
61 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 1,024,4391.0m $21.7m $21.7m 0.04% Reduced -16.6k -16,649
62 IRONWOOD WEALTH MANAGEMENT, INC. 11.23% of their portfolio HURRICANE, WV 968,590968.6k $20.5m $20.5m 11.23% Added +23.7k +23,709
63 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 915,670915.7k $19.4m $19.4m 0.00% Reduced -406.0k -406,000
64 GUGGENHEIM CAPITAL LLC 0.15% of their portfolio CHICAGO, IL 912,348912.3k $19.3m $19.3m 0.15% Reduced -85.9k -85,920
65 Hikari Tsushin, Inc. 1.76% of their portfolio TOKYO, M0 905,486905.5k $19.2m $19.2m 1.76% New
66 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 904,881904.9k $19.2m $19.2m 0.01% Added +104.0k +104,000
67 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 886,346886.3k $18.8m $18.8m 0.02% Reduced -23.1k -23,060
68 SimpliFi, Inc. 8.73% of their portfolio SAN DIEGO, CA 844,506844.5k $17.7m $17.7m 8.73% Unchanged
69 Composition Wealth, LLC 0.49% of their portfolio LOS ANGELES, CA 839,448839.4k $17.8m $17.8m 0.49% Reduced -123.6k -123,559
70 Advisors Preferred, LLC 2.91% of their portfolio ROCKVILLE, MD 828,572828.6k $17.5m $17.5m 2.91% Reduced -32.7k -32,674
71 DFPG INVESTMENTS, LLC 1.29% of their portfolio SANDY, UT 778,541778.5k $16.5m $16.5m 1.29% Added +691.0k +691,027
72 Yeomans Consulting Group, Inc. 7.79% of their portfolio Marietta, GA 738,957739.0k $15.7m $15.7m 7.79% First filing
73 FIRST MANHATTAN CO. LLC. 0.05% of their portfolio NEW YORK, NY 738,000738.0k $15.6m $15.6m 0.05% New
74 Concord Wealth Partners 3.09% of their portfolio ABINGDON, VA 728,224728.2k $15.4m $15.4m 3.09% Reduced -36.3k -36,317
75 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 713,664713.7k $15.1m $15.1m 0.00% Reduced -15.3k -15,346
76 CIBC Asset Management Inc 0.05% of their portfolio TORONTO, Z4 687,521687.5k $14.6m $14.6m 0.05% Added +235.0k +235,047
77 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 679,677679.7k $14.4m $14.4m 0.05% Added +218.2k +218,198
78 Concord Asset Management, LLC/VA 4.22% of their portfolio ABINGDON, VA 677,007677.0k $14.3m $14.3m 4.22% Added +38.2k +38,186
79 ANGELES WEALTH MANAGEMENT, LLC 1.69% of their portfolio SANTA MONICA, CA 654,719654.7k $13.9m $13.9m 1.69% Reduced -1.9k -1,874
80 HANTZ FINANCIAL SERVICES, INC. 0.30% of their portfolio SOUTHFIELD, MI 644,481644.5k $13.7m $13.7m 0.30% Reduced -338.6k -338,592
81 Transform Wealth, LLC 1.31% of their portfolio GREENWOOD VILLAGE, CO 633,591633.6k $13.4m $13.4m 1.31% Reduced -457.2k -457,214
82 Michelson Medical Research Foundation, Inc. 8.39% of their portfolio Los Angeles, CA 600,610600.6k $12.7m $12.7m 8.39% Unchanged
83 Wealthcare Advisory Partners LLC 0.50% of their portfolio WEST CHESTER, PA 592,531592.5k $12.5m $12.5m 0.50% Reduced -18.4k -18,447
84 Schonfeld Strategic Advisors LLC 0.10% of their portfolio NEW YORK, NY 571,814571.8k $12.1m $12.1m 0.10% New
85 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 544,305544.3k $11.5m $11.5m 0.03% Added +332.9k +332,933
86 D.A. DAVIDSON & CO. 0.11% of their portfolio GREAT FALLS, MT 529,776529.8k $11.2m $11.2m 0.11% Reduced -144.0k -143,983
87 Moloney Securities Asset Management, LLC 1.77% of their portfolio MANCHESTER, MO 521,194521.2k $11.0m $11.0m 1.77% Reduced -18.0k -18,023
88 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 508,346508.3k $10.8m $10.8m 0.02% Added +142.3k +142,275
89 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 505,028505.0k $10.7m $10.7m 0.02% Added +21.3k +21,253
90 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 500,001500.0k $10.6m $10.6m 0.01% Reduced -300.0k -299,999
91 Strategic Investment Advisors / MI 1.47% of their portfolio FARMINGTON HILLS, MI 480,053480.1k $10.2m $10.2m 1.47% New
92 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 469,541469.5k $9.9m $9.9m 0.01% Added +442.8k +442,753
93 TRUSTMARK BANK TRUST DEPARTMENT 0.87% of their portfolio JACKSON, MS 452,672452.7k $9.6m $9.6m 0.87% Added +301.2k +301,236
94 CIM, LLC 1.45% of their portfolio ALBANY, NY 442,598442.6k $9.3m $9.3m 1.45% Added +12.4k +12,353
95 STABLEFORD CAPITAL II LLC 3.98% of their portfolio SCOTTSDALE, AZ 438,565438.6k $9.3m $9.3m 3.98% Added +171.1k +171,106
96 STEPHENS INC /AR/ 0.16% of their portfolio LITTLE ROCK, AR 437,120437.1k $9.3m $9.3m 0.16% Reduced -9.7k -9,690
97 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 435,668435.7k $9.2m $9.2m 0.00% Reduced -362.8k -362,845
98 Amundi 0.00% of their portfolio Paris, I0 400,000400.0k $8.5m $8.5m 0.00% Unchanged
99 Fifth Third Securities, Inc. 0.87% of their portfolio Cincinnati, OH 397,708397.7k $8.4m $8.4m 0.87% Added +14.6k +14,575
100 FLOW TRADERS U.S. LLC 0.26% of their portfolio NEW YORK, NY 395,763395.8k $8.4m $8.4m 0.26% New