Vault-13

INVESCO EXCH TRADED FD TR II BKLN

SR LN ETF · ETP · CUSIP 46138G508

420 institutional holders -12 vs Q4 2022
178,282,752178.3m shares reported held*
$3.7bnreported value*
59 new 127 added 173 reduced 71 sold out net sold ≈ $34.2m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $20.86. Options: 4 managers hold calls ($21.1m notional), 16 hold puts ($347.3m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 385Q4 22: 432Q1 23: 420420Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022385
Q4 2022432
Q1 2023420

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 195 bought or addedQ4 22: 204 cut or sold outQ4 22Q1 23: 186 bought or addedQ1 23: 244 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022195204
Q1 2023186244

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ3 22 calls: $48.3mQ3 22 puts: $611.6mQ3 22P/C 12.68Q4 22 calls: $13.9mQ4 22 puts: $534.3mQ4 22P/C 38.31Q1 23 calls: $21.1mQ1 23 puts: $347.3mQ1 23P/C 16.46
Numbers
QuarterCallsPutsP/C
Q3 2022$48.3m$611.6m12.68
Q4 2022$13.9m$534.3m38.31
Q1 2023$21.1m$347.3m16.46

Biggest buyers

GRIMES & Co WEALTH MANAGEMENT, LLC Added +7,401,962+7.4m
BNP PARIBAS FINANCIAL MARKETS Added +3,912,291+3.9m
State of New Jersey Common Pension Fund D Added +3,700,000+3.7m
MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income New +3,525,391+3.5m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC New +3,342,253+3.3m
NEUBERGER BERMAN GROUP LLC Added +2,139,525+2.1m
Nuveen Asset Management, LLC Added +1,954,560+2.0m
JPMORGAN CHASE & CO Added +1,442,363+1.4m
PRICE T ROWE ASSOCIATES INC /MD/ New +1,415,000+1.4m
MORGAN STANLEY Added +1,346,623+1.3m

Biggest sellers

LORD, ABBETT & CO. LLC Reduced -7,096,582-7.1m
Ocean Park Asset Management, LLC Reduced -5,104,300-5.1m
BANK OF AMERICA CORP /DE/ Reduced -4,681,219-4.7m
STATE OF WISCONSIN INVESTMENT BOARD Reduced -4,275,000-4.3m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -2,622,795-2.6m
Advisors Capital Management, LLC Sold out -2,248,843-2.2m
SCS Capital Management LLC Reduced -1,641,634-1.6m
GOLDMAN SACHS GROUP INC Reduced -1,453,234-1.5m
Aristotle Pacific Capital, LLC Reduced -1,227,040-1.2m
ENVESTNET ASSET MANAGEMENT INC Reduced -995,679-995.7k

Biggest calls

BANK OF AMERICA CORP /DE/ New $19.8m950.0k shares
CITADEL ADVISORS LLC Reduced $1.3m64.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $01.5k shares

Biggest puts

EMG Holdings, L.P. Added $88.8m4.3m shares
Diameter Capital Partners LP New $72.8m3.5m shares
BlackRock Inc. Added $51.0m2.5m shares
CITADEL ADVISORS LLC Reduced $24.8m1.2m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $22.3m1.1m shares
GOLDMAN SACHS GROUP INC New $20.8m1.0m shares
BANK OF AMERICA CORP /DE/ Reduced $19.8m950.0k shares
Pharo Management, Inc. New $19.8m950.0k shares
III Capital Management New $15.6m750.0k shares
Parallax Volatility Advisers, L.P. Reduced $5.2m250.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CIBC Asset Management Inc 0.93% of their portfolio TORONTO, Z4 11,031,40611.0m $229.5m $229.5m 0.93% Reduced -941.6k -941,584
2 BNP PARIBAS FINANCIAL MARKETS 0.41% of their portfolio PARIS, I0 9,128,1849.1m $189.9m $189.9m 0.41% Added +3.9m +3,912,291
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.10% of their portfolio Toronto, A6 8,329,4118.3m $173.3m $173.3m 0.10% Reduced -2.6m -2,622,795
4 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 8,303,2298.3m $172.7m $172.7m 0.02% Added +1.3m +1,346,623
5 GRIMES & Co WEALTH MANAGEMENT, LLC 6.51% of their portfolio WESTBOROUGH, MA 7,641,9557.6m $159.0m $159.0m 6.51% Added +7.4m +7,401,962
6 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 5,352,1565.4m $111.3m $111.3m 0.03% Reduced -1.5m -1,453,234
7 STATE OF WISCONSIN INVESTMENT BOARD 0.31% of their portfolio MADISON, WI 4,966,1725.0m $103.3m $103.3m 0.31% Reduced -4.3m -4,275,000
8 State of New Jersey Common Pension Fund D 0.37% of their portfolio TRENTON, NJ 4,950,0035.0m $103.0m $103.0m 0.37% Added +3.7m +3,700,000
9 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 4,679,6434.7m $97.3m $97.3m 0.02% Reduced -449.9k -449,856
10 BlackRock Inc. 0.00% of their portfolio New York, NY 3,998,3974.0m $83.2m $83.2m 0.00% Reduced -215.0k -215,000
11 Charles Schwab Investment Advisory, Inc. 0.13% of their portfolio SAN FRANCISCO, CA 3,916,8663.9m $81.5m $81.5m 0.13% Added +127.3k +127,335
12 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,841,0703.8m $79.9m $79.9m 0.03% Added +917.9k +917,862
13 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 54.28% of their portfolio CHICAGO, IL 3,525,3913.5m $73.3m $73.3m 54.28% New
14 Nuveen Asset Management, LLC 0.03% of their portfolio CHICAGO, IL 3,504,8763.5m $72.9m $72.9m 0.03% Added +2.0m +1,954,560
15 PRUDENTIAL PLC 0.85% of their portfolio LONDON, X0 3,492,9013.5m $72.7m $72.7m 0.85% Added +1.0m +1,044,160
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 3,342,2533.3m $69.5m $69.5m 0.02% New
17 NEUBERGER BERMAN GROUP LLC 0.06% of their portfolio NEW YORK, NY 3,093,9403.1m $64.4m $64.4m 0.06% Added +2.1m +2,139,525
18 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,021,8703.0m $62.9m $62.9m 0.01% Reduced -4.7m -4,681,219
19 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,004,5733.0m $62.5m $62.5m 0.02% Reduced -903.9k -903,932
20 Ocean Park Asset Management, LLC 5.74% of their portfolio SANTA MONICA, CA 2,948,3002.9m $61.3m $61.3m 5.74% Reduced -5.1m -5,104,300
21 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,871,1882.9m $59.7m $59.7m 0.01% Added +1.4m +1,442,363
22 SEI INVESTMENTS CO 0.11% of their portfolio OAKS, PA 2,831,0642.8m $58.9m $58.9m 0.11% Added +34.6k +34,636
23 BARCLAYS PLC 0.06% of their portfolio LONDON, X0 2,622,7122.6m $54.6m $54.6m 0.06% Added +1.3m +1,322,712
24 New York Life Investment Management LLC 0.60% of their portfolio New York, NY 2,586,8142.6m $53.8m $53.8m 0.60% Added +239.6k +239,577
25 SUMITOMO LIFE INSURANCE CO 4.30% of their portfolio TOKYO, M0 2,455,7162.5m $51.1m $51.1m 4.30% Added +845.4k +845,367
26 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,308,8172.3m $48.0m $48.0m 0.02% Reduced -995.7k -995,679
27 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,286,8132.3m $47.6m $47.6m 0.02% Reduced -145.0k -144,983
28 Polaris Wealth Advisory Group, LLC 3.17% of their portfolio SAN RAFAEL, CA 2,066,3532.1m $43.0m $43.0m 3.17% Added +358.9k +358,908
29 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 1,728,4551.7m $36.0m $36.0m 0.01% Added +81.5k +81,458
30 Composition Wealth, LLC 1.10% of their portfolio LOS ANGELES, CA 1,628,2291.6m $33.9m $33.9m 1.10% Reduced -407.0k -406,992
31 Counterpoint Mutual Funds LLC 28.52% of their portfolio San Diego, CA 1,564,4491.6m $32.5m $32.5m 28.52% Added +236.7k +236,742
32 LORD, ABBETT & CO. LLC 0.06% of their portfolio JERSEY CITY, NJ 1,474,2201.5m $30.7m $30.7m 0.06% Reduced -7.1m -7,096,582
33 Connectus Wealth, LLC 0.74% of their portfolio CINCINNATI, OH 1,440,2301.4m $30.0m $30.0m 0.74% Added +5.1k +5,130
34 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 1,415,0001.4m $29.4m $29.4m 0.00% New
35 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,394,4131.4m $29.0m $29.0m 0.01% Reduced -358.8k -358,800
36 Advisory Alpha, LLC 1.81% of their portfolio HOLLAND, MI 1,371,6071.4m $28.5m $28.5m 1.81% Reduced -215.7k -215,689
37 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,268,4041.3m $26.4m $26.4m 0.01% Reduced -197.7k -197,656
38 Integrated Wealth Concepts LLC 0.52% of their portfolio WALTHAM, MA 1,204,5841.2m $25.1m $25.1m 0.52% Added +49.7k +49,659
39 GUGGENHEIM CAPITAL LLC 0.21% of their portfolio CHICAGO, IL 1,189,7541.2m $24.7m $24.7m 0.21% Reduced -51.0k -50,961
40 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,168,3061.2m $24.3m $24.3m 0.02% Reduced -103.7k -103,650
41 NATIONAL BANK OF CANADA /FI/ 0.06% of their portfolio MONTREAL, A8 1,088,9551.1m $22.7m $22.7m 0.06% Reduced -20.1k -20,110
42 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 1,074,6821.1m $22.4m $22.4m 0.02% Added +91.7k +91,682
43 PINEBRIDGE INVESTMENTS, L.P. 0.23% of their portfolio NEW YORK, NY 971,002971.0k $20.2m $20.2m 0.23% Unchanged
44 MACQUARIE GROUP LTD 0.02% of their portfolio Sydney, NSW 2000, C3 938,157938.2k $19.5m $19.5m 0.02% Unchanged
45 IRONWOOD WEALTH MANAGEMENT, INC. 11.55% of their portfolio HURRICANE, WV 928,639928.6k $19.4m $19.4m 11.55% Reduced -5.8k -5,826
46 PFS INVESTMENTS INC. 0.31% of their portfolio DULUTH, GA 849,716849.7k $17.7m $17.7m 0.31% Added +217.7k +217,701
47 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 838,409838.4k $17.4m $17.4m 0.03% Reduced -509.8k -509,844
48 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 734,667734.7k $15.3m $15.3m 0.03% Added +718.4k +718,407
49 Wavelength Capital Management, LLC 16.66% of their portfolio WESTPORT, CT 719,660719.7k $15.0m $15.0m 16.66% Added +36.0k +36,000
50 BlueCrest Capital Management Ltd 1.41% of their portfolio ST HELIER, Y9 631,211631.2k $13.1m $13.1m 1.41% Added +195.3k +195,277
51 ANGELES WEALTH MANAGEMENT, LLC 1.95% of their portfolio SANTA MONICA, CA 628,796628.8k $13.1m $13.1m 1.95% Added +62.7k +62,700
52 Michelson Medical Research Foundation, Inc. 9.80% of their portfolio Los Angeles, CA 600,610600.6k $12.5m $12.5m 9.80% Added +508.1k +508,080
53 IMA Advisory Services, Inc. 2.97% of their portfolio DENVER, CO 553,000553.0k $11.5m $11.5m 2.97% Reduced -6.6k -6,626
54 Wealthcare Advisory Partners LLC 0.49% of their portfolio WEST CHESTER, PA 547,445547.4k $11.4m $11.4m 0.49% Added +60.6k +60,601
55 HANTZ FINANCIAL SERVICES, INC. 0.30% of their portfolio SOUTHFIELD, MI 533,577533.6k $11.1m $11.1m 0.30% Added +296.9k +296,862
56 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 533,467533.5k $11.1m $11.1m 0.02% Reduced -54.9k -54,877
57 D.A. DAVIDSON & CO. 0.12% of their portfolio GREAT FALLS, MT 530,379530.4k $11.0m $11.0m 0.12% Added +17.1k +17,129
58 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 523,400523.4k $10.9m $10.9m 0.01% Added +498.6k +498,600
59 Concord Asset Management, LLC/VA 4.26% of their portfolio ABINGDON, VA 500,705500.7k $10.4m $10.4m 4.26% Added +247.5k +247,522
60 Concord Wealth Partners 2.93% of their portfolio ABINGDON, VA 497,044497.0k $10.3m $10.3m 2.93% Added +207.8k +207,806
61 M Holdings Securities, Inc. 1.05% of their portfolio PORTLAND, OR 488,482488.5k $10.2m $10.2m 1.05% Added +1.9k +1,923
62 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 482,290482.3k $10.0m $10.0m 0.02% Reduced -125.9k -125,905
63 STEPHENS INC /AR/ 0.19% of their portfolio LITTLE ROCK, AR 478,464478.5k $10.0m $10.0m 0.19% Reduced -19.9k -19,901
64 Fifth Third Securities, Inc. 1.11% of their portfolio Cincinnati, OH 464,400464.4k $9.7m $9.7m 1.11% Reduced -2.9k -2,914
65 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 460,868460.9k $9.6m $9.6m 0.04% Reduced -43.2k -43,156
66 SimpliFi, Inc. 4.69% of their portfolio SAN DIEGO, CA 458,958459.0k $9.5m $9.5m 4.69% New
67 Industrial Alliance Investment Management Inc. 0.25% of their portfolio QUEBEC, A8 428,100428.1k $8.9m $8.9m 0.25% Unchanged
68 SHENKMAN CAPITAL MANAGEMENT INC 0.67% of their portfolio NEW YORK, NY 425,000425.0k $8.8m $8.8m 0.67% New
69 CIM, LLC 1.71% of their portfolio ALBANY, NY 415,646415.6k $8.6m $8.6m 1.71% Added +5.8k +5,775
70 Mariner, LLC 0.03% of their portfolio Overland Park, KS 414,229414.2k $8.6m $8.6m 0.03% Reduced -308.1k -308,110
71 Centiva Capital, LP 0.46% of their portfolio New York, NY 400,000400.0k $8.3m $8.3m 0.46% New
72 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 397,887397.9k $8.3m $8.3m 0.00% Unchanged
73 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 396,179396.2k $8.2m $8.2m 0.00% Reduced -26.0k -25,998
74 Man Group plc 0.03% of their portfolio LONDON, X0 396,063396.1k $8.2m $8.2m 0.03% New
75 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 378,004378.0k $7.9m $7.9m 0.01% Added +139.5k +139,497
76 Amundi 0.00% of their portfolio Paris, I0 375,000375.0k $7.8m $7.8m 0.00% Added +100.0k +100,000
77 Catalyst Capital Advisors LLC 0.23% of their portfolio San Juan, PR 354,978355.0k $7.4m $7.4m 0.23% New
78 1832 Asset Management L.P. 0.01% of their portfolio TORONTO, A6 345,500345.5k $7.2m $7.2m 0.01% New
79 Advisors Preferred, LLC 2.38% of their portfolio ROCKVILLE, MD 334,434334.4k $7.0m $7.0m 2.38% New
80 Virtue Capital Management, LLC 1.05% of their portfolio BRENTWOOD, TN 308,999309.0k $6.4m $6.4m 1.05% Reduced -148.1k -148,114
81 Merit Financial Group, LLC 0.22% of their portfolio ALPHARETTA, GA 287,584287.6k $6.0m $6.0m 0.22% Added +91.4k +91,426
82 McAdam, LLC 0.52% of their portfolio Philadelphia, PA 277,874277.9k $5.8m $5.8m 0.52% Added +19.1k +19,070
83 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 275,590275.6k $5.7m $5.7m 0.02% Added +32.3k +32,275
84 CW Advisors, LLC 0.13% of their portfolio BOSTON, MA 264,634264.6k $5.5m $5.5m 0.13% Reduced -158.4k -158,388
85 Atria Investments, Inc 0.10% of their portfolio Charlotte, NC 254,832254.8k $5.3m $5.3m 0.10% Reduced -284.7k -284,662
86 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 251,449251.4k $5.2m $5.2m 0.04% Added +9.4k +9,406
87 Wambolt & Associates, LLC 1.85% of their portfolio LITTLETON, CO 250,823250.8k $5.2m $5.2m 1.85% Added +3.2k +3,224
88 FLOW TRADERS U.S. LLC 0.21% of their portfolio NEW YORK, NY 250,651250.7k $5.2m $5.2m 0.21% Reduced -190.7k -190,712
89 Aristotle Pacific Capital, LLC 44.18% of their portfolio NEWPORT BEACH, CA 245,340245.3k $5.1m $5.1m 44.18% Reduced -1.2m -1,227,040
90 SAM Advisors, LLC 2.21% of their portfolio OAKHURST, CA 237,198237.2k $4.9m $4.9m 2.21% Reduced -30.9k -30,883
91 SCS Capital Management LLC 0.14% of their portfolio BOSTON, MA 232,266232.3k $4.8m $4.8m 0.14% Reduced -1.6m -1,641,634
92 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 230,500230.5k $7.2m $7.2m 0.01% Added +74.9k +74,926
93 Roundview Capital LLC 0.46% of their portfolio PRINCETON, NJ 210,354210.4k $4.4m $4.4m 0.46% Added +4.6k +4,614
94 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 209,451209.5k $4.4m $4.4m 0.01% Reduced -7.2k -7,248
95 Great Diamond Partners, LLC 1.25% of their portfolio Portland, ME 207,329207.3k $4.3m $4.3m 1.25% Added +4.7k +4,734
96 Mason & Associates Inc 1.30% of their portfolio LOS ANGELES, CA 204,565204.6k $4.3m $4.3m 1.30% Reduced -3.4k -3,366
97 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 204,549204.5k $4.3m $4.3m 0.04% Reduced -14.0k -14,040
98 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 198,782198.8k $4.1m $4.1m 0.01% Reduced -18.9k -18,907
99 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 195,664195.7k $4.1m $4.1m 0.00% New
100 Riggs Asset Managment Co. Inc. 1.57% of their portfolio DALLAS, PA 193,915193.9k $4.0m $4.0m 1.57% Reduced -8.5k -8,515