Vault-13

INVESCO EXCH TRADED FD TR II BKLN

SR LN ETF · ETP · CUSIP 46138G508

432 institutional holders +47 vs Q3 2022
180,862,715180.9m shares reported held*
$3.7bnreported value*
75 new 120 added 163 reduced 41 sold out net bought ≈ $433.6m (+21.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $20.54. Options: 7 managers hold calls ($13.9m notional), 23 hold puts ($534.3m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 385Q4 22: 432432Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022385
Q4 2022432

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ3 22 calls: $48.3mQ3 22 puts: $611.6mQ3 22P/C 12.68Q4 22 calls: $13.9mQ4 22 puts: $534.3mQ4 22P/C 38.31
Numbers
QuarterCallsPutsP/C
Q3 2022$48.3m$611.6m12.68
Q4 2022$13.9m$534.3m38.31

Biggest buyers

CIBC Asset Management Inc New +11,972,990+12.0m
LORD, ABBETT & CO. LLC Added +8,468,319+8.5m
Ocean Park Asset Management, LLC New +8,052,600+8.1m
Advisors Capital Management, LLC New +2,248,843+2.2m
STATE OF WISCONSIN INVESTMENT BOARD Added +2,170,172+2.2m
PRUDENTIAL PLC Added +2,061,161+2.1m
Bank of New York Mellon Corp Added +1,776,658+1.8m
BANK OF AMERICA CORP /DE/ Added +1,674,576+1.7m
Aristotle Pacific Capital, LLC New +1,472,380+1.5m
Counterpoint Mutual Funds LLC New +1,327,707+1.3m

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -4,211,976-4.2m
PATHSTONE FAMILY OFFICE, LLC Sold out -4,079,650-4.1m
D.A. DAVIDSON & CO. Reduced -3,274,860-3.3m
MORGAN STANLEY Reduced -3,149,022-3.1m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -2,446,000-2.4m
ROYAL BANK OF CANADA Reduced -1,278,092-1.3m
Invesco Ltd. Reduced -1,189,216-1.2m
SUMITOMO LIFE INSURANCE CO Reduced -1,075,951-1.1m
Baird Financial Group, Inc. Reduced -1,049,694-1.0m
BlackRock Inc. Reduced -1,048,447-1.0m

Biggest calls

JANE STREET GROUP, LLC New $9.0m439.1k shares
CITADEL ADVISORS LLC Reduced $2.4m116.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.7m83.6k shares
Paladin Advisory Group, LLC Reduced $445.1k21.7k shares
WOLVERINE TRADING, LLC New $378.0k18.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Unchanged $02.1k shares

Biggest puts

Centiva Capital, LP Reduced $130.4m6.4m shares
BANK OF AMERICA CORP /DE/ Added $75.9m3.7m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $59.2m2.9m shares
CITADEL ADVISORS LLC Added $48.3m2.4m shares
Strategic Value Partners, LLC Added $39.0m1.9m shares
CITIGROUP INC Reduced $36.0m1.8m shares
KAYNE ANDERSON CAPITAL ADVISORS LP Added $30.8m15.0k shares
BlackRock Inc. Added $24.6m1.2m shares
BANK OF MONTREAL /CAN/ New $20.8m1.0m shares
PRICE T ROWE ASSOCIATES INC /MD/ Reduced $17.1m831.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CIBC Asset Management Inc 1.04% of their portfolio TORONTO, Z4 11,972,99012.0m $245.8m $245.8m 1.04% New
2 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.14% of their portfolio Toronto, A6 10,952,20611.0m $224.8m $224.8m 0.14% Reduced -2.4m -2,446,000
3 STATE OF WISCONSIN INVESTMENT BOARD 0.61% of their portfolio MADISON, WI 9,241,1729.2m $189.7m $189.7m 0.61% Added +2.2m +2,170,172
4 LORD, ABBETT & CO. LLC 0.31% of their portfolio JERSEY CITY, NJ 8,570,8028.6m $176.0m $176.0m 0.31% Added +8.5m +8,468,319
5 Ocean Park Asset Management, LLC 10.48% of their portfolio SANTA MONICA, CA 8,052,6008.1m $165.3m $165.3m 10.48% New
6 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 7,703,0897.7m $158.1m $158.1m 0.02% Added +1.7m +1,674,576
7 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 6,956,6067.0m $142.8m $142.8m 0.02% Reduced -3.1m -3,149,022
8 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 6,805,3906.8m $139.7m $139.7m 0.04% Added +246.7k +246,661
9 BNP PARIBAS FINANCIAL MARKETS 0.27% of their portfolio PARIS, I0 5,215,8935.2m $107.1m $107.1m 0.27% Reduced -893.1k -893,127
10 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 5,129,4995.1m $105.3m $105.3m 0.02% Added +1.8m +1,776,658
11 BlackRock Inc. 0.00% of their portfolio New York, NY 4,213,3974.2m $86.5m $86.5m 0.00% Reduced -1.0m -1,048,447
12 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,908,5053.9m $80.2m $80.2m 0.02% Reduced -1.3m -1,278,092
13 Charles Schwab Investment Advisory, Inc. 0.13% of their portfolio SAN FRANCISCO, CA 3,789,5313.8m $77.8m $77.8m 0.13% Added +69.2k +69,166
14 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 3,304,4963.3m $67.8m $67.8m 0.04% Reduced -4.2m -4,211,976
15 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,923,2082.9m $60.0m $60.0m 0.02% Added +12.5k +12,538
16 SEI INVESTMENTS CO 0.13% of their portfolio OAKS, PA 2,796,4282.8m $57.4m $57.4m 0.13% Reduced -164.1k -164,067
17 PRUDENTIAL PLC 0.63% of their portfolio LONDON, X0 2,448,7412.4m $50.3m $50.3m 0.63% Added +2.1m +2,061,161
18 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,431,7962.4m $49.9m $49.9m 0.02% Reduced -992.5k -992,478
19 New York Life Investment Management LLC 0.55% of their portfolio New York, NY 2,347,2372.3m $48.2m $48.2m 0.55% Added +52.0k +52,022
20 Advisors Capital Management, LLC 1.25% of their portfolio RIDGEWOOD, NJ 2,248,8432.2m $46.2m $46.2m 1.25% New
21 Composition Wealth, LLC 1.43% of their portfolio LOS ANGELES, CA 2,035,2212.0m $41.8m $41.8m 1.43% Reduced -197.7k -197,720
22 SCS Capital Management LLC 1.13% of their portfolio BOSTON, MA 1,873,9001.9m $38.5m $38.5m 1.13% Reduced -214.7k -214,748
23 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,753,2131.8m $36.0m $36.0m 0.01% Added +140.5k +140,500
24 Polaris Wealth Advisory Group, LLC 2.68% of their portfolio SAN RAFAEL, CA 1,707,4451.7m $36.0m $36.0m 2.68% Added +151.4k +151,429
25 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 1,646,9971.6m $33.8m $33.8m 0.01% Reduced -1.2m -1,189,216
26 SUMITOMO LIFE INSURANCE CO 2.44% of their portfolio TOKYO, M0 1,610,3491.6m $33.1m $33.1m 2.44% Reduced -1.1m -1,075,951
27 Advisory Alpha, LLC 2.31% of their portfolio HOLLAND, MI 1,587,2961.6m $32.6m $32.6m 2.31% Added +295.7k +295,669
28 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 1,550,3161.6m $31.8m $31.8m 0.01% Added +264.7k +264,677
29 Aristotle Pacific Capital, LLC 49.33% of their portfolio NEWPORT BEACH, CA 1,472,3801.5m $30.2m $30.2m 49.33% New
30 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,466,0601.5m $30.1m $30.1m 0.01% Reduced -346.6k -346,595
31 Connectus Wealth, LLC 0.70% of their portfolio CINCINNATI, OH 1,435,1001.4m $29.5m $29.5m 0.70% Reduced -92.5k -92,455
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,428,8251.4m $29.3m $29.3m 0.00% Added +1.2m +1,171,023
33 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,348,2531.3m $27.7m $27.7m 0.06% Reduced -34.3k -34,316
34 Counterpoint Mutual Funds LLC 28.74% of their portfolio San Diego, CA 1,327,7071.3m $27.3m $27.3m 28.74% New
35 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 1,300,0001.3m $26.7m $26.7m 0.02% First filing
36 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,271,9561.3m $26.1m $26.1m 0.02% Reduced -486.5k -486,470
37 State of New Jersey Common Pension Fund D 0.10% of their portfolio TRENTON, NJ 1,250,0031.3m $25.7m $25.7m 0.10% New
38 GUGGENHEIM CAPITAL LLC 0.22% of their portfolio CHICAGO, IL 1,240,7151.2m $25.5m $25.5m 0.22% Reduced -55.5k -55,502
39 Integrated Wealth Concepts LLC 0.64% of their portfolio WALTHAM, MA 1,154,9251.2m $23.7m $23.7m 0.64% Reduced -194.3k -194,321
40 NATIONAL BANK OF CANADA /FI/ 0.06% of their portfolio MONTREAL, A8 1,109,0651.1m $22.8m $22.8m 0.06% Reduced -6.0k -5,997
41 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 983,000983.0k $20.2m $20.2m 0.02% Added +899.9k +899,924
42 PINEBRIDGE INVESTMENTS, L.P. 0.24% of their portfolio NEW YORK, NY 971,002971.0k $19.9m $19.9m 0.24% Reduced -200.0k -200,000
43 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 954,415954.4k $19.6m $19.6m 0.02% Reduced -38.4k -38,380
44 MACQUARIE GROUP LTD 0.02% of their portfolio Sydney, NSW 2000, C3 938,157938.2k $19.3m $19.3m 0.02% Unchanged
45 IRONWOOD WEALTH MANAGEMENT, INC. 11.57% of their portfolio HURRICANE, WV 934,465934.5k $19.8m $19.8m 11.57% New
46 HAP Trading, LLC 2.90% of their portfolio NEW YORK, NY 864,236864.2k $17.7m $17.7m 2.90% New
47 Mariner, LLC 0.05% of their portfolio Overland Park, KS 722,339722.3k $14.8m $14.8m 0.05% Reduced -179.4k -179,404
48 Wavelength Capital Management, LLC 16.63% of their portfolio WESTPORT, CT 683,660683.7k $14.0m $14.0m 16.63% Added +6.0k +6,000
49 PFS INVESTMENTS INC. 0.24% of their portfolio DULUTH, GA 632,015632.0k $13.0m $13.0m 0.24% Reduced -11.1k -11,144
50 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 611,363611.4k $12.6m $12.6m 0.02% Reduced -751.8k -751,775
51 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 608,195608.2k $12.5m $12.5m 0.03% Added +137.2k +137,182
52 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 588,344588.3k $12.1m $12.1m 0.02% Reduced -66.1k -66,079
53 HCR Wealth Advisors 2.50% of their portfolio LOS ANGELES, CA 579,932579.9k $11.9m $11.9m 2.50% Reduced -31.9k -31,862
54 ANGELES WEALTH MANAGEMENT, LLC 2.03% of their portfolio SANTA MONICA, CA 566,096566.1k $11.6m $11.6m 2.03% Added +30.2k +30,230
55 IMA Advisory Services, Inc. 3.04% of their portfolio DENVER, CO 559,626559.6k $11.5m $11.5m 3.04% Reduced -7.8k -7,826
56 Atria Investments, Inc 0.23% of their portfolio Charlotte, NC 539,494539.5k $11.1m $11.1m 0.23% Reduced -106.9k -106,947
57 BEACON INVESTMENT ADVISORY SERVICES, INC. 0.55% of their portfolio MORRISTOWN, NJ 523,170523.2k $10.7m $10.7m 0.55% Reduced -61.6k -61,576
58 D.A. DAVIDSON & CO. 0.12% of their portfolio GREAT FALLS, MT 513,250513.2k $10.5m $10.5m 0.12% Reduced -3.3m -3,274,860
59 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 504,024504.0k $10.3m $10.3m 0.05% Reduced -20.1k -20,078
60 STEPHENS INC /AR/ 0.21% of their portfolio LITTLE ROCK, AR 498,365498.4k $10.2m $10.2m 0.21% Reduced -28.0k -28,027
61 Wealthcare Advisory Partners LLC 0.48% of their portfolio WEST CHESTER, PA 486,844486.8k $10.0m $10.0m 0.48% Reduced -1.3k -1,314
62 M Holdings Securities, Inc. 1.05% of their portfolio PORTLAND, OR 486,559486.6k $10.0m $10.0m 1.05% Added +14.6k +14,647
63 Fifth Third Securities, Inc. 1.26% of their portfolio Cincinnati, OH 467,314467.3k $9.6m $9.6m 1.26% Added +3.6k +3,559
64 Virtue Capital Management, LLC 1.43% of their portfolio BRENTWOOD, TN 457,113457.1k $9.4m $9.4m 1.43% Reduced -12.6k -12,558
65 FLOW TRADERS U.S. LLC 0.46% of their portfolio NEW YORK, NY 441,363441.4k $9.1m $9.1m 0.46% Reduced -108.0k -108,042
66 BlueCrest Capital Management Ltd 1.08% of their portfolio ST HELIER, Y9 435,934435.9k $8.9m $8.9m 1.08% New
67 Industrial Alliance Investment Management Inc. 0.24% of their portfolio QUEBEC, A8 428,100428.1k $8.8m $8.8m 0.24% Unchanged
68 CW Advisors, LLC 0.22% of their portfolio BOSTON, MA 423,022423.0k $8.7m $8.7m 0.22% Reduced -66.6k -66,649
69 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 422,177422.2k $8.8m $8.8m 0.00% Added +82.2k +82,167
70 BRIGADE CAPITAL MANAGEMENT, LP 4.26% of their portfolio NEW YORK, NY 410,000410.0k $8.4m $8.4m 4.26% New
71 CIM, LLC 1.72% of their portfolio ALBANY, NY 409,871409.9k $8.7m $8.7m 1.72% Reduced -696 -696
72 Transform Wealth, LLC 0.94% of their portfolio GREENWOOD VILLAGE, CO 406,280406.3k $8.3m $8.3m 0.94% Reduced -19.6k -19,576
73 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 397,887397.9k $8.2m $8.2m 0.00% Unchanged
74 Bain Capital Credit, LP 2.88% of their portfolio Boston, MA 359,109359.1k $7.4m $7.4m 2.88% New
75 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 316,923316.9k $6.5m $6.5m 0.02% New
76 Ashton Thomas Private Wealth, LLC 0.63% of their portfolio SCOTTSDALE, AZ 308,400308.4k $6.3m $6.3m 0.63% Added +83.3k +83,270
77 Concord Wealth Partners 1.79% of their portfolio ABINGDON, VA 289,238289.2k $5.9m $5.9m 1.79% New
78 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 284,315284.3k $5.8m $5.8m 0.01% Added +253.0k +252,953
79 Amundi 0.00% of their portfolio Paris, I0 275,000275.0k $5.8m $5.8m 0.00% Added +65.0k +65,000
80 Welch & Forbes LLC 0.10% of their portfolio Boston, MA 271,449271.4k $5.6m $5.6m 0.10% Added +206.1k +206,142
81 Man Group plc 0.02% of their portfolio LONDON, X0 268,298268.3k $5.5m $5.5m 0.02% Added +209.7k +209,731
82 SAM Advisors, LLC 2.42% of their portfolio OAKHURST, CA 268,081268.1k $5.5m $5.5m 2.42% Added +22.2k +22,236
83 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 259,379259.4k $5.3m $5.3m 0.01% Unchanged
84 McAdam, LLC 0.56% of their portfolio Philadelphia, PA 258,804258.8k $5.7m $5.7m 0.56% Reduced -29.6k -29,592
85 Concord Asset Management, LLC/VA 3.51% of their portfolio ABINGDON, VA 253,183253.2k $5.2m $5.2m 3.51% New
86 COMERICA BANK 0.04% of their portfolio DALLAS, TX 253,078253.1k $5.4m $5.4m 0.04% Reduced -25.2k -25,152
87 Wambolt & Associates, LLC 1.95% of their portfolio LITTLETON, CO 247,599247.6k $5.1m $5.1m 1.95% Added +1.2k +1,185
88 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 243,315243.3k $5.0m $5.0m 0.03% New
89 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 242,043242.0k $5.0m $5.0m 0.03% Added +42.0k +41,984
90 GRIMES & Co WEALTH MANAGEMENT, LLC 0.21% of their portfolio WESTBOROUGH, MA 239,993240.0k $4.9m $4.9m 0.21% Reduced -33.1k -33,143
91 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 238,507238.5k $4.9m $4.9m 0.01% Added +208.1k +208,098
92 HANTZ FINANCIAL SERVICES, INC. 0.15% of their portfolio SOUTHFIELD, MI 236,715236.7k $4.9m $4.9m 0.15% Not comparable
93 StrategIQ Financial Group, LLC 0.55% of their portfolio MERRILLVILLE, IN 231,901231.9k $4.8m $4.8m 0.55% Reduced -18.9k -18,863
94 HORIZON FINANCIAL SERVICES, LLC 4.03% of their portfolio WINSTON SALEM, NC 227,152227.2k $4.7m $4.7m 4.03% Added +35.1k +35,116
95 Florin Court Capital LLP 6.08% of their portfolio London, X0 218,600218.6k $4.5m $4.5m 6.08% New
96 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 218,589218.6k $4.5m $4.5m 0.13% Reduced -10.7k -10,727
97 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 217,689217.7k $4.5m $4.5m 0.01% Reduced -1.0m -1,049,694
98 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 216,699216.7k $4.4m $4.4m 0.01% Reduced -63.1k -63,124
99 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 208,587208.6k $4.3m $4.3m 0.01% Added +10.5k +10,529
100 Mason & Associates Inc 1.36% of their portfolio LOS ANGELES, CA 207,931207.9k $4.3m $4.3m 1.36% Reduced -70.1k -70,058