Vault-13

INVESCO EXCH TRADED FD TR II PSCU

S&P SMLCP UTIL · ETP · CUSIP 46138G409

20 institutional holders +7 vs Q2 2024
145,016145.0k shares reported held*
$8.8mreported value*
7 new 5 added 4 reduced 0 sold out net bought ≈ $3.3m (+53.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $60.51. Options: 2 managers hold calls ($6.5m notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 17Q4 22: 20Q1 23: 18Q2 23: 16Q3 23: 16Q4 23: 16Q1 24: 15Q2 24: 13Q3 24: 2020Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202217
Q4 202220
Q1 202318
Q2 202316
Q3 202316
Q4 202316
Q1 202415
Q2 202413
Q3 202420

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 11 bought or addedQ4 22: 8 cut or sold outQ1 23: 6 bought or addedQ1 23: 8 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 4 cut or sold outQ3 23: 8 bought or addedQ3 23: 7 cut or sold outQ3 23Q4 23: 6 bought or addedQ4 23: 8 cut or sold outQ1 24: 4 bought or addedQ1 24: 9 cut or sold outQ1 24Q2 24: 4 bought or addedQ2 24: 7 cut or sold outQ3 24: 12 bought or addedQ3 24: 4 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022118
Q1 202368
Q2 202384
Q3 202387
Q4 202368
Q1 202449
Q2 202447
Q3 2024124

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ4 23 calls: $1.3mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $639.4kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $2.0mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $6.5mQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$1.3m$00.00
Q1 2024$639.4k$00.00
Q2 2024$2.0m$00.00
Q3 2024$6.5m$00.00

Biggest buyers

SMART Wealth LLC New +12,958+13.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +12,581+12.6k
LPL Financial LLC Added +12,406+12.4k
D.A. DAVIDSON & CO. New +9,990+10.0k
JANE STREET GROUP, LLC New +6,825+6.8k
Virtu Financial LLC New +3,301+3.3k
MORGAN STANLEY Added +1,672+1.7k
Kessler Investment Group, LLC Added +918+918
Ascentis Independent Advisors New +222+222
UBS Group AG Added +215+215

Biggest sellers

CITADEL ADVISORS LLC Reduced -4,704-4.7k
Tower Research Capital LLC (TRC) Reduced -2,439-2.4k
BARD ASSOCIATES INC Reduced -100-100
OSAIC HOLDINGS, INC. Reduced -35-35

Biggest calls

NATIONAL BANK OF CANADA /FI/ New $6.5m1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BARD ASSOCIATES INC 1.04% of their portfolio CHICAGO, IL 50,46850.5k $3.1m $3.1m 1.04% Reduced -100 -100
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 20,88120.9k $1.3m $1.3m 0.00% Added +12.4k +12,406
3 SMART Wealth LLC 0.31% of their portfolio Omaha, NE 12,95813.0k $784.1k $784.1k 0.31% New
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,58112.6k $761.3k $761.3k 0.00% New
5 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 9,99010.0k $604.5k $604.5k 0.00% New
6 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 8,5888.6k $519.7k $519.7k 0.01% Reduced -2.4k -2,439
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,2958.3k $501.9k $501.9k 0.00% Added +1.7k +1,672
8 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 6,8256.8k $413.0k $413.0k 0.00% New
9 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,0585.1k $306.1k $306.1k 0.00% Reduced -4.7k -4,704
10 Virtu Financial LLC 0.01% of their portfolio New York, NY 3,3013.3k $200.0k $200.0k 0.01% New
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,1282.1k $128.8k $128.8k 0.00% Added +215 +215
12 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,0362.0k $123.2k $123.2k 0.00% Added +4 +4
13 Kessler Investment Group, LLC 0.04% of their portfolio COLUMBUS, IN 1,1351.1k $68.7k $68.7k 0.04% Added +918 +918
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 301301 $18.2k $18.2k 0.00% Unchanged
15 Ascentis Independent Advisors 0.00% of their portfolio DALLAS, TX 222222 $13.4k $13.4k 0.00% New
16 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 200200 $12.1k $12.1k 0.00% Unchanged
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3535 $2.1k $2.1k 0.00% Reduced -35 -35
18 Front Row Advisors LLC 0.00% of their portfolio TIBURON, CA 1010 $605 $605 0.00% Unchanged
19 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 44 $243 $243 0.00% New
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged