Vault-13

INVESCO EXCH TRADED FD TR II PSCU

S&P SMLCP UTIL · ETP · CUSIP 46138G409

16 institutional holders +0 vs Q2 2023
121,146121.1k shares reported held*
$6.0mreported value*
1 new 7 added 6 reduced 1 sold out net sold ≈ $399.7k (-8.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.36. Options: 2 managers hold calls ($722.3k notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 17Q4 22: 20Q1 23: 18Q2 23: 16Q3 23: 1616Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202217
Q4 202220
Q1 202318
Q2 202316
Q3 202316

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 11 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 8 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 8 bought or addedQ3 23: 7 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022118
Q1 202368
Q2 202384
Q3 202387

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $2.4mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $319.2kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $722.3kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$2.4m$00.00
Q2 2023$319.2k$00.00
Q3 2023$722.3k$00.00

Biggest buyers

Gladstone Institutional Advisory LLC Added +2,646+2.6k
CITADEL ADVISORS LLC Added +2,499+2.5k
Avalon Trust Co New +416+416
OSAIC HOLDINGS, INC. Added +202+202
Kessler Investment Group, LLC Added +139+139
LPL Financial LLC Added +103+103
Global Retirement Partners, LLC Added +11+11
PNC Financial Services Group, Inc. Added +1+1

Biggest sellers

Tower Research Capital LLC (TRC) Reduced -4,614-4.6k
UBS Group AG Reduced -3,970-4.0k
MORGAN STANLEY Reduced -3,752-3.8k
WELLS FARGO & COMPANY/MN Reduced -1,304-1.3k
TILIA FIDUCIARY PARTNERS, INC. Sold out -196-196
BARD ASSOCIATES INC Reduced -175-175
AdvisorNet Financial, Inc Reduced -100-100

Biggest calls

JANE STREET GROUP, LLC Added $722.3k4.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BARD ASSOCIATES INC 1.05% of their portfolio CHICAGO, IL 51,55051.5k $2.5m $2.5m 1.05% Reduced -175 -175
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 20,45420.5k $1.0m $1.0m 0.00% Reduced -4.0k -3,970
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,97312.0k $591.2k $591.2k 0.00% Added +103 +103
4 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,87510.9k $537.0k $537.0k 0.00% Added +2.5k +2,499
5 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 8,9228.9k $440.6k $440.6k 0.03% Added +2.6k +2,646
6 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 7,3997.4k $365.4k $365.4k 0.01% Reduced -4.6k -4,614
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,3674.4k $215.6k $215.6k 0.00% Reduced -3.8k -3,752
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,4532.5k $121.1k $121.1k 0.00% Added +202 +202
9 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,0212.0k $97.8k $97.8k 0.00% Added +11 +11
10 Avalon Trust Co 0.00% of their portfolio SANTA FE, NM 416416 $20.5k $20.5k 0.00% New
11 Kessler Investment Group, LLC 0.01% of their portfolio COLUMBUS, IN 342342 $16.9k $16.9k 0.01% Added +139 +139
12 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 200200 $9.9k $9.9k 0.00% Reduced -100 -100
13 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 163163 $8.1k $8.1k 0.00% Added +1 +1
14 Front Row Advisors LLC 0.00% of their portfolio TIBURON, CA 1010 $494 $494 0.00% Unchanged
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $45 $45 0.00% Reduced -1.3k -1,304
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged