Vault-13

INVESCO EXCH TRADED FD TR II XSLV

S&P SMLCP LOW · ETP · CUSIP 46138G102

147 institutional holders +6 vs Q4 2022
5,994,8416.0m shares reported held*
$261.1mreported value*
17 new 39 added 65 reduced 10 sold out net sold ≈ $140.6m (-3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($832.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.54. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 139Q4 22: 141Q1 23: 147147Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022139
Q4 2022141
Q1 2023147

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 56 bought or addedQ1 23: 75 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226064
Q1 20235675

Biggest buyers

Trilogy Capital Inc. Added +419,300+419.3k
Arden Trust Co New +245,445+245.4k
MERCER GLOBAL ADVISORS INC /ADV New +88,359+88.4k
ENVESTNET ASSET MANAGEMENT INC Added +39,838+39.8k
HUNTINGTON NATIONAL BANK Added +32,845+32.8k
GREAT VALLEY ADVISOR GROUP, INC. Added +19,871+19.9k
PFS INVESTMENTS INC. Added +18,587+18.6k
ProVise Management Group, LLC Added +17,614+17.6k
TWO SIGMA SECURITIES, LLC New +15,745+15.7k
Mariner, LLC Added +8,745+8.7k

Biggest sellers

Invesco Ltd. Reduced -3,237,727-3.2m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -450,744-450.7k
Avestar Capital, LLC Reduced -160,444-160.4k
FLOW TRADERS U.S. LLC Reduced -50,180-50.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -37,500-37.5k
HBK Sorce Advisory LLC Reduced -37,398-37.4k
Cambridge Investment Research Advisors, Inc. Reduced -37,346-37.3k
GOLDMAN SACHS GROUP INC Reduced -30,944-30.9k
CITADEL ADVISORS LLC Reduced -28,311-28.3k
WBI INVESTMENTS, LLC Reduced -25,446-25.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Trilogy Capital Inc. 1.32% of their portfolio IRVINE, CA 437,357437.4k $18.5m $18.5m 1.32% Added +419.3k +419,300
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 404,988405.0k $17.2m $17.2m 0.01% Reduced -15.2k -15,210
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 312,534312.5k $13.2m $13.2m 0.01% Reduced -16.1k -16,130
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 297,388297.4k $12.6m $12.6m 0.01% Added +39.8k +39,838
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 292,447292.4k $12.4m $12.4m 0.00% Reduced -2.7k -2,727
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.14% of their portfolio PLYMOUTH, MN 286,386286.4k $12.1m $12.1m 0.14% Reduced -450.7k -450,744
7 Brookstone Capital Management 0.23% of their portfolio WHEATON, IL 284,390284.4k $11.9m $11.9m 0.23% Added +7.8k +7,837
8 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 263,382263.4k $11.2m $11.2m 0.02% Reduced -37.5k -37,500
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 258,162258.2k $10.9m $10.9m 0.01% Reduced -3.7k -3,723
10 Arden Trust Co 1.88% of their portfolio WILMINGTON, DE 245,445245.4k $10.4m $10.4m 1.88% New
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 198,034198.0k $8.4m $8.4m 0.00% Reduced -7.8k -7,758
12 Armbruster Capital Management, Inc. 1.94% of their portfolio PITTSFORD, NY 178,874178.9k $7.6m $7.6m 1.94% Added +3.8k +3,774
13 HUNTINGTON NATIONAL BANK 0.07% of their portfolio COLUMBUS, OH 174,587174.6k $7.4m $7.4m 0.07% Added +32.8k +32,845
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 149,898149.9k $6.3m $6.3m 0.00% Reduced -2.4k -2,441
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 139,041139.0k $5.9m $5.9m 0.01% Reduced -4.6k -4,635
16 Composition Wealth, LLC 0.16% of their portfolio LOS ANGELES, CA 113,037113.0k $4.8m $4.8m 0.16% Added +1.7k +1,741
17 GREAT VALLEY ADVISOR GROUP, INC. 0.22% of their portfolio WILMINGTON, DE 112,037112.0k $4.7m $4.7m 0.22% Added +19.9k +19,871
18 Mariner, LLC 0.01% of their portfolio Overland Park, KS 107,828107.8k $4.6m $4.6m 0.01% Added +8.7k +8,745
19 PFS INVESTMENTS INC. 0.08% of their portfolio DULUTH, GA 104,132104.1k $4.3m $4.3m 0.08% Added +18.6k +18,587
20 Well Done, LLC 0.88% of their portfolio HOLLAND, MI 95,75195.8k $4.1m $4.1m 0.88% Reduced -1.1k -1,092
21 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 88,35988.4k $3.7m $3.7m 0.02% New
22 ProVise Management Group, LLC 0.28% of their portfolio CLEARWATER, FL 68,28368.3k $2.9m $2.9m 0.28% Added +17.6k +17,614
23 Sculati Wealth Management, LLC 1.32% of their portfolio Bloomfield Hills, MI 58,72958.7k $2.5m $2.5m 1.32% Added +1.2k +1,201
24 Laidlaw Wealth Management LLC 0.50% of their portfolio NEW YORK CITY, NY 57,70757.7k $2.4m $2.4m 0.50% Added +309 +309
25 HARBOUR INVESTMENTS, INC. 0.12% of their portfolio MADISON, WI 53,52453.5k $2.3m $2.3m 0.12% Added +2.5k +2,525
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 51,72051.7k $2.2m $2.2m 0.00% Reduced -28.3k -28,311
27 SageView Advisory Group, LLC 0.13% of their portfolio Newport Beach, CA 47,52447.5k $2.0m $2.0m 0.13% Reduced -22.3k -22,270
28 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 46,66246.7k $2.0m $2.0m 0.03% Added +1.0k +1,034
29 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 46,17546.2k $2.0m $2.0m 0.00% Reduced -3.2m -3,237,727
30 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 45,84045.8k $1.9m $1.9m 0.00% Reduced -2.0k -1,960
31 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 44,71944.7k $1.9m $1.9m 0.00% Reduced -8 -8
32 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 44,71144.7k $1.9m $1.9m 0.02% Reduced -6.0k -6,023
33 Avestar Capital, LLC 0.36% of their portfolio New York, NY 41,55741.6k $1.8m $1.8m 0.36% Reduced -160.4k -160,444
34 BALDWIN WEALTH PARTNERS LLC/MA 0.14% of their portfolio Marion, MA 38,87238.9k $1.6m $1.6m 0.14% Added +2 +2
35 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 38,14738.1k $1.6m $1.6m 0.00% Reduced -5.3k -5,299
36 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 35,51535.5k $1.5m $1.5m 0.01% Added +5.0k +4,950
37 RDA Financial Network 0.67% of their portfolio AKRON, IA 34,71934.7k $1.5m $1.5m 0.67% Reduced -592 -592
38 HBK Sorce Advisory LLC 0.06% of their portfolio ERIE, PA 33,38233.4k $1.4m $1.4m 0.06% Reduced -37.4k -37,398
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 32,10632.1k $1.4m $1.4m 0.00% Reduced -30.9k -30,944
40 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 30,35230.4k $1.3m $1.3m 0.00% Reduced -5.3k -5,291
41 Navis Wealth Advisors, LLC 1.38% of their portfolio RYE BROOK, NY 29,79229.8k $1.3m $1.3m 1.38% Added +153 +153
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 27,76127.8k $1.2m $1.2m 0.00% Added +2.4k +2,365
43 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 23,28723.3k $986.2k $986.2k 0.01% Added +4.7k +4,669
44 Horizon Investments, LLC 0.03% of their portfolio Charlotte, NC 22,17122.2k $938.9k $938.9k 0.03% Added +3.6k +3,570
45 Aspire Wealth Management Corp 0.74% of their portfolio WALTHAM, MA 21,37521.4k $905.2k $905.2k 0.74% Reduced -1.5k -1,482
46 WBI INVESTMENTS, LLC 0.17% of their portfolio RED BANK, NJ 20,19220.2k $855.1k $855.1k 0.17% Reduced -25.4k -25,446
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 19,82319.8k $839.5k $839.5k 0.01% Reduced -5.2k -5,156
48 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,75019.8k $836.0k $836.0k 0.00% Reduced -37.3k -37,346
49 FOUNDERS FINANCIAL SECURITIES LLC 0.12% of their portfolio TOWSON, MD 19,64819.6k $832.1k $832.1k 0.12% Added +3.9k +3,947
50 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 19,45819.5k $824.1k $824.1k 0.00% Reduced -408 -408
51 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 19,27419.3k $816.0k $816.0k 0.01% Reduced -11.6k -11,643
52 Spectrum Wealth Advisory Group, LLC 1.10% of their portfolio GRANITE BAY, CA 19,22719.2k $814.3k $814.3k 1.10% Reduced -1.3k -1,258
53 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 18,99819.0k $804.6k $804.6k 0.03% Reduced -7.3k -7,312
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,76318.8k $794.6k $794.6k 0.00% Reduced -3.8k -3,776
55 CHELSEA COUNSEL CO 0.38% of their portfolio Woodland Hills, CA 18,50018.5k $783.5k $783.5k 0.38% Unchanged
56 McNaughton Wealth Management, LLC 0.52% of their portfolio SAN DIEGO, CA 18,43118.4k $780.6k $780.6k 0.52% Unchanged
57 True Link Financial Advisors, LLC 0.10% of their portfolio SAN FRANCISCO, CA 18,07918.1k $765.6k $765.6k 0.10% Unchanged
58 Grey Fox Wealth Advisors, LLC 0.43% of their portfolio ROCKLAND, DE 17,08417.1k $723.5k $723.5k 0.43% Added +7.8k +7,788
59 American Financial Advisors, LLC 0.12% of their portfolio Marietta, GA 16,75316.8k $709.5k $709.5k 0.12% Reduced -270 -270
60 Strategic Financial Concepts, LLC 0.28% of their portfolio SAN ANTONIO, TX 16,39316.4k $694.2k $694.2k 0.28% First filing
61 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 16,32016.3k $691.2k $691.2k 0.03% Added +169 +169
62 TWO SIGMA SECURITIES, LLC 0.06% of their portfolio NEW YORK, NY 15,74515.7k $666.8k $666.8k 0.06% New
63 Ausdal Financial Partners, Inc. 0.08% of their portfolio Davenport, IA 13,75313.8k $582.4k $582.4k 0.08% Added +620 +620
64 SlateStone Wealth, LLC 0.12% of their portfolio JUPITER, FL 13,74413.7k $582.0k $582.0k 0.12% Reduced -4.6k -4,569
65 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 13,64613.6k $577.9k $577.9k 0.02% Added +251 +251
66 ETFIDEA, LLC 0.25% of their portfolio SYRACUSE, NY 13,39913.4k $567.5k $567.5k 0.25% Reduced -2.4k -2,383
67 SteelPeak Wealth, LLC 0.04% of their portfolio WOODLAND HILLS, CA 12,90612.9k $546.6k $546.6k 0.04% Added +415 +415
68 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 12,66212.7k $509.7k $509.7k 0.01% Reduced -2.1k -2,142
69 9258 Wealth Management, LLC 0.10% of their portfolio BLUE ASH, OH 12,04712.0k $510.2k $510.2k 0.10% Reduced -1.6k -1,604
70 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 11,59811.6k $491.2k $491.2k 0.01% Reduced -491 -491
71 Lodestone Wealth Management LLC 0.37% of their portfolio SPOKANE, WA 11,27011.3k $477.3k $477.3k 0.37% Added +102 +102
72 NATIXIS 0.00% of their portfolio PARIS, I0 11,25811.3k $476.0k $476.0k 0.00% Reduced -45 -45
73 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,89410.9k $461.4k $461.4k 0.00% Reduced -7.7k -7,662
74 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,01610.0k $424.0k $424.0k 0.00% Reduced -140 -140
75 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 9,5069.5k $402.6k $402.6k 0.00% Reduced -5.9k -5,918
76 FineMark National Bank & Trust 0.02% of their portfolio FORT MYERS, FL 9,5069.5k $402.6k $402.6k 0.02% Reduced -197 -197
77 Avant Capital LLC 0.44% of their portfolio LAFAYETTE, LA 8,8868.9k $376.3k $376.3k 0.44% Reduced -59 -59
78 MOODY NATIONAL BANK TRUST DIVISION 0.03% of their portfolio GALVESTON, TX 8,8168.8k $373.4k $373.4k 0.03% Unchanged
79 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,5368.5k $361.5k $361.5k 0.00% Reduced -2.9k -2,921
80 Householder Group Estate & Retirement Specialist, LLC 0.13% of their portfolio SCOTTSDALE, AZ 8,2868.3k $351.0k $351.0k 0.13% New
81 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 7,9608.0k $337.1k $337.1k 0.01% New
82 Harvest Investment Services, LLC 0.25% of their portfolio Oakbrook Terrace, IL 7,6647.7k $324.6k $324.6k 0.25% Reduced -540 -540
83 Destiny Capital Corp/CO 0.26% of their portfolio DENVER, CO 7,4297.4k $314.6k $314.6k 0.26% Unchanged
84 Accel Wealth Management 0.13% of their portfolio WAVERLY, IA 7,3947.4k $313.1k $313.1k 0.13% Added +2.0k +1,976
85 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 7,1447.1k $302.5k $302.5k 0.02% Reduced -1.5k -1,539
86 High Net Worth Advisory Group LLC 0.11% of their portfolio NAPLES, FL 6,5996.6k $279.5k $279.5k 0.11% Added +3 +3
87 Eagle Strategies LLC 0.07% of their portfolio NEW YORK, NY 6,5196.5k $276.1k $276.1k 0.07% Added +52 +52
88 MONEYWISE, INC. 0.18% of their portfolio FOREST, VA 6,3926.4k $270.7k $270.7k 0.18% Added +545 +545
89 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 6,2726.3k $265.6k $265.6k 0.02% Reduced -443 -443
90 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 6,1816.2k $261.8k $261.8k 0.00% Added +350 +350
91 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 6,1526.2k $261.0k $261.0k 0.01% Reduced -50.2k -50,180
92 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 5,9485.9k $251.9k $251.9k 0.00% Reduced -10 -10
93 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 5,9005.9k $249.9k $249.9k 0.00% New
94 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 5,5725.6k $236.0k $236.0k 0.00% Reduced -31 -31
95 Legacy Trust 0.07% of their portfolio GRAND RAPIDS, MI 5,5705.6k $235.9k $235.9k 0.07% Unchanged
96 Alta Wealth Advisors LLC 0.14% of their portfolio Woburn, MA 5,3475.3k $226.4k $226.4k 0.14% Reduced -127 -127
97 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,1815.2k $219.0k $219.0k 0.00% Added +816 +816
98 Southland Equity Partners LLC 0.08% of their portfolio WILDWOOD, MO 5,0395.0k $213.4k $213.4k 0.08% Reduced -69 -69
99 Sweet Financial Partners, LLC 0.06% of their portfolio FAIRMONT, MN 5,0005.0k $211.8k $211.8k 0.06% Reduced -2.0k -2,000
100 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 4,9715.0k $210.6k $210.6k 0.01% Reduced -380 -380