Vault-13

INVESCO EXCH TRADED FD TR II PCY

EMRNG MKT SVRG · ETP · CUSIP 46138E784

204 institutional holders +8 vs Q3 2023
54,066,03754.1m shares reported held*
$1.1bnreported value*
38 new 37 added 86 reduced 35 sold out net sold ≈ $25.2m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($682.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $20.61. Options: 0 managers hold calls (— notional), 1 hold puts ($8.2k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 197Q4 22: 206Q1 23: 200Q2 23: 201Q3 23: 196Q4 23: 204204Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022197
Q4 2022206
Q1 2023200
Q2 2023201
Q3 2023196
Q4 2023204

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 84 bought or addedQ4 22: 111 cut or sold outQ4 22Q1 23: 94 bought or addedQ1 23: 101 cut or sold outQ1 23Q2 23: 90 bought or addedQ2 23: 93 cut or sold outQ2 23Q3 23: 69 bought or addedQ3 23: 108 cut or sold outQ3 23Q4 23: 75 bought or addedQ4 23: 121 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202284111
Q1 202394101
Q2 20239093
Q3 202369108
Q4 202375121

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 23 calls: $512.1kQ1 23 puts: $5.8kQ1 23P/C 0.01Q2 23 calls: $144.2kQ2 23 puts: $3.9kQ2 23P/C 0.03Q3 23 calls: $233.9kQ3 23 puts: $20.1kQ3 23P/C 0.09Q4 23 calls: $0Q4 23 puts: $8.2kQ4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$512.1k$5.8k0.01
Q2 2023$144.2k$3.9k0.03
Q3 2023$233.9k$20.1k0.09
Q4 2023$0$8.2k—

Biggest buyers

SYON CAPITAL LLC New +3,497,488+3.5m
Invesco Ltd. Added +1,092,028+1.1m
LPL Financial LLC Added +745,007+745.0k
Financial & Tax Architects, LLC New +662,146+662.1k
Cambria Investment Management, L.P. New +514,361+514.4k
MORGAN STANLEY Added +486,651+486.7k
Synergy Asset Management, LLC New +466,819+466.8k
EVERGREEN CAPITAL MANAGEMENT LLC New +300,155+300.2k
JPMORGAN CHASE & CO Added +120,232+120.2k
CENTAURUS FINANCIAL, INC. New +62,967+63.0k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -5,614,890-5.6m
JANE STREET GROUP, LLC Sold out -1,745,509-1.7m
Private Ocean, LLC Reduced -523,074-523.1k
GOLDMAN SACHS GROUP INC Reduced -318,269-318.3k
Hilltop Holdings Inc. Reduced -147,743-147.7k
Global Retirement Partners, LLC Reduced -110,483-110.5k
OSAIC HOLDINGS, INC. Reduced -107,087-107.1k
BANK OF MONTREAL /CAN/ Sold out -69,200-69.2k
EisnerAmper Wealth Management Corporate Benefits, LLC Reduced -69,160-69.2k
Probity Advisors, Inc. Reduced -59,648-59.6k

Biggest calls

None

Biggest puts

CITADEL ADVISORS LLC Reduced $8.2k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Invesco Ltd. 13G · institution -2.4 pts · filed 2026-08-13 5.1% -2.4 pts 3.3m≈ $70.9m 2026-08-13

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 27,463,23027.5m $566.3m $566.3m 0.06% Reduced -5.6m -5,614,890
2 UBS Group AG 0.03% of their portfolio ZURICH, V8 3,513,6873.5m $72.5m $72.5m 0.03% Reduced -39.2k -39,195
3 SYON CAPITAL LLC 3.04% of their portfolio SAN FRANCISCO, CA 3,497,4883.5m $72.1m $72.1m 3.04% New
4 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 2,975,4443.0m $61.4m $61.4m 0.01% Added +1.1m +1,092,028
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,933,9301.9m $39.9m $39.9m 0.01% Reduced -24.1k -24,081
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,343,6241.3m $27.7m $27.7m 0.00% Added +486.7k +486,651
7 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,274,6531.3m $26.3m $26.3m 0.02% Added +745.0k +745,007
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 951,436951.4k $19.6m $19.6m 0.06% Added +8.4k +8,431
9 Financial & Tax Architects, LLC 4.04% of their portfolio ST LOUIS, MO 662,146662.1k $13.7m $13.7m 4.04% New
10 Cambria Investment Management, L.P. 0.74% of their portfolio Manhattan Beach, CA 514,361514.4k $10.6m $10.6m 0.74% New
11 Hilltop Holdings Inc. 1.13% of their portfolio DALLAS, TX 482,041482.0k $9.9m $9.9m 1.13% Reduced -147.7k -147,743
12 Synergy Asset Management, LLC 1.72% of their portfolio VANCOUVER, WA 466,819466.8k $9.6m $9.6m 1.72% New
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 427,641427.6k $8.8m $8.8m 0.00% Reduced -20.5k -20,546
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 405,734405.7k $8.4m $8.4m 0.00% Reduced -49.9k -49,891
15 Vontobel Holding Ltd. 0.07% of their portfolio ZURICH, V8 401,928401.9k $8.3m $8.3m 0.07% Reduced -8.3k -8,272
16 Wealthfront Advisers LLC 0.03% of their portfolio Palo Alto, CA 337,882337.9k $7.0m $7.0m 0.03% Reduced -50.4k -50,382
17 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 335,420335.4k $6.9m $6.9m 0.00% Added +7.3k +7,283
18 StrategIQ Financial Group, LLC 0.73% of their portfolio MERRILLVILLE, IN 311,439311.4k $6.4m $6.4m 0.73% Added +649 +649
19 EVERGREEN CAPITAL MANAGEMENT LLC 0.25% of their portfolio Bellevue, WA 300,155300.2k $6.2m $6.2m 0.25% New
20 Trilogy Capital Inc. 0.38% of their portfolio IRVINE, CA 299,010299.0k $6.2m $6.2m 0.38% Reduced -19.8k -19,843
21 Private Ocean, LLC 0.60% of their portfolio SAN RAFAEL, CA 295,298295.3k $6.1m $6.1m 0.60% Reduced -523.1k -523,074
22 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 294,990295.0k $6.1m $6.1m 0.02% Reduced -28.5k -28,501
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 266,316266.3k $5.5m $5.5m 0.00% Added +120.2k +120,232
24 Probity Advisors, Inc. 1.17% of their portfolio DALLAS, TX 259,820259.8k $5.4m $5.4m 1.17% Reduced -59.6k -59,648
25 Towercrest Capital Management 0.95% of their portfolio NEWTOWN, PA 256,807256.8k $5.3m $5.3m 0.95% Added +27.1k +27,061
26 Betterment LLC 0.01% of their portfolio NEW YORK, NY 252,577252.6k $5.2m $5.2m 0.01% Reduced -17.8k -17,761
27 Alliance Wealth Management Group 1.51% of their portfolio FLEMINGTON, NJ 235,049235.0k $4.8m $4.8m 1.51% First filing
28 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 223,628223.6k $4.6m $4.6m 0.01% Reduced -29.7k -29,673
29 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 166,946166.9k $3.4m $3.4m 0.00% Added +22.9k +22,917
30 SigFig Wealth Management, LLC 0.10% of their portfolio SAN FRANCISCO, CA 156,812156.8k $2.7m $2.7m 0.10% Added +5.1k +5,062
31 Coppell Advisory Solutions LLC 0.64% of their portfolio COPPELL, TX 154,686154.7k $3.2m $3.2m 0.64% Reduced -12.1k -12,132
32 Versant Capital Management, Inc 0.82% of their portfolio PHOENIX, AZ 133,120133.1k $2.7m $2.7m 0.82% Added +90 +90
33 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 127,271127.3k $2.5m $2.5m 0.01% Reduced -25.2k -25,227
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 122,024122.0k $2.5m $2.5m 0.00% Added +14.3k +14,287
35 Omega Financial Group, LLC 1.06% of their portfolio Santa Barbara, CA 119,867119.9k $2.5m $2.5m 1.06% Reduced -14.6k -14,566
36 Windham Capital Management, LLC 0.85% of their portfolio BOSTON, MA 111,959112.0k $2.3m $2.3m 0.85% Added +4.8k +4,813
37 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 109,820109.8k $2.3m $2.3m 0.01% Reduced -8.8k -8,843
38 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 108,136108.1k $2.2m $2.2m 0.00% Reduced -1.9k -1,943
39 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.81% of their portfolio FLINT, MI 105,581105.6k $2.2m $2.2m 0.81% Reduced -34.6k -34,644
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 101,979102.0k $2.1m $2.1m 0.00% Reduced -2.9k -2,943
41 Perigon Wealth Management, LLC 0.06% of their portfolio SAN FRANCISCO, CA 95,36995.4k $2.0m $2.0m 0.06% Added +5.5k +5,507
42 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 90,80490.8k $1.9m $1.9m 0.02% Reduced -7.4k -7,435
43 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 89,29689.3k $1.8m $1.8m 0.00% Reduced -107.1k -107,087
44 FIFTH THIRD BANCORP 0.01% of their portfolio CINCINNATI, OH 88,67988.7k $1.8m $1.8m 0.01% Reduced -39.5k -39,478
45 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 79,26579.3k $1.6m $1.6m 0.00% Reduced -680 -680
46 EisnerAmper Wealth Management Corporate Benefits, LLC 0.58% of their portfolio ISELIN, NJ 77,49877.5k $1.6m $1.6m 0.58% Reduced -69.2k -69,160
47 RFG Advisory, LLC 0.06% of their portfolio BIRMINGHAM, AL 70,84570.8k $1.5m $1.5m 0.06% Added +15.0k +15,012
48 Red Wave Investments LLC 0.57% of their portfolio DILLSBURG, PA 70,42670.4k $1.5m $1.5m 0.57% Reduced -2.7k -2,676
49 Sharper & Granite LLC 0.74% of their portfolio EL SEGUNDO, CA 68,89568.9k $1.4m $1.4m 0.74% Reduced -8.2k -8,250
50 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 66,49566.5k $1.4m $1.4m 0.00% Reduced -171 -171
51 ARBOR CAPITAL MANAGEMENT INC /ADV 0.99% of their portfolio ANCHORAGE, AK 65,37665.4k $1.3m $1.3m 0.99% Reduced -1.8k -1,774
52 MISSION WEALTH MANAGEMENT, LP 0.04% of their portfolio Santa Barbara, CA 65,25365.3k $1.3m $1.3m 0.04% Reduced -5.1k -5,119
53 CENTAURUS FINANCIAL, INC. 0.10% of their portfolio ANAHEIM, CA 62,96763.0k $1.3m $1.3m 0.10% New
54 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 62,20062.2k $1.3m $1.3m 0.00% New
55 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 61,33561.3k $1.3m $1.3m 0.01% Added +6.3k +6,251
56 Robinswood Financial LLC 0.51% of their portfolio KIRKLAND, WA 57,68857.7k $1.2m $1.2m 0.51% Reduced -4.5k -4,456
57 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 56,52556.5k $1.2m $1.2m 0.04% New
58 Worth Asset Management, LLC 0.80% of their portfolio DALLAS, TX 54,16654.2k $1.1m $1.1m 0.80% New
59 Crabel Capital Management, LLC 0.41% of their portfolio MILWAUKEE, WI 42,32242.3k $873.0k $873.0k 0.41% New
60 Family Asset Management, LLC 0.56% of their portfolio CHARLESTON, SC 40,68040.7k $838.8k $838.8k 0.56% New
61 Annex Advisory Services, LLC 0.03% of their portfolio BROOKFIELD, WI 36,83236.8k $759.5k $759.5k 0.03% Reduced -4.0k -4,021
62 Legacy Wealth Asset Management, LLC 0.24% of their portfolio WOODBURY, MN 34,83534.8k $718.3k $718.3k 0.24% Added +57 +57
63 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 33,52433.5k $691.0k $691.0k 0.00% Reduced -21.8k -21,802
64 1900 WEALTH MANAGEMENT LLC 0.06% of their portfolio SAN ANTONIO, TX 33,31933.3k $687.0k $687.0k 0.06% Reduced -949 -949
65 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 33,11133.1k $682.7k $682.7k 0.02% Added +1.4k +1,437
66 Great Waters Wealth Management 0.11% of their portfolio SHOREVIEW, MN 31,66931.7k $640.7k $640.7k 0.11% Reduced -5.9k -5,878
67 DOHJ, LLC 0.19% of their portfolio SEATTLE, WA 30,94430.9k $638.1k $638.1k 0.19% New
68 Sound Stewardship, LLC 0.41% of their portfolio Overland Park, KS 30,32430.3k $625.3k $625.3k 0.41% Reduced -3.0k -3,046
69 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 29,98630.0k $618.3k $618.3k 0.01% Reduced -761 -761
70 Mariner, LLC 0.00% of their portfolio Overland Park, KS 29,34029.3k $605.0k $605.0k 0.00% Added +1.3k +1,324
71 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 29,32029.3k $605.0k $605.0k 0.03% Unchanged
72 Blue Fin Capital, Inc. 0.15% of their portfolio Warren, RI 28,85328.9k $594.9k $594.9k 0.15% New
73 Sage Advisory Services, Ltd.Co. 0.16% of their portfolio AUSTIN, TX 28,70528.7k $592.0k $592.0k 0.16% Unchanged
74 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 28,28628.3k $583.3k $583.3k 0.02% Reduced -16.4k -16,436
75 WBH ADVISORY INC 0.06% of their portfolio BALTIMORE, MD 27,36527.4k $564.3k $564.3k 0.06% New
76 Endowment Wealth Management, Inc. 0.47% of their portfolio APPLETON, WI 27,20827.2k $561.0k $561.0k 0.47% Added +449 +449
77 Tidemark, LLC 0.34% of their portfolio SAN DIEGO, CA 26,29626.3k $542.2k $542.2k 0.34% First filing
78 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 25,74225.7k $530.8k $530.8k 0.00% Reduced -424 -424
79 SeaCrest Wealth Management, LLC 0.06% of their portfolio PURCHASE, NY 25,34325.3k $506.4k $506.4k 0.06% Reduced -788 -788
80 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 25,19525.2k $519.5k $519.5k 0.00% Reduced -2.3k -2,279
81 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,92523.9k $493.3k $493.3k 0.00% Added +16.6k +16,632
82 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 22,54622.5k $464.9k $464.9k 0.00% Reduced -900 -900
83 Simplicity Wealth,LLC 0.18% of their portfolio SUMMIT, NJ 22,01522.0k $454.0k $454.0k 0.18% New
84 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 17,62417.6k $363.4k $363.4k 0.00% Reduced -318.3k -318,269
85 ROCKLAND TRUST CO 0.02% of their portfolio HANOVER, MA 17,15117.2k $353.7k $353.7k 0.02% Unchanged
86 OneAscent Financial Services LLC 0.04% of their portfolio BIRMINGHAM, AL 17,12317.1k $353.0k $353.0k 0.04% Reduced -679 -679
87 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 16,88816.9k $348.2k $348.2k 0.01% Reduced -3.6k -3,647
88 Friedenthal Financial 0.22% of their portfolio MARLTON, NJ 16,70516.7k $344.5k $344.5k 0.22% Added +121 +121
89 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 16,66516.7k $343.6k $343.6k 0.03% New
90 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 16,57316.6k $331.1k $331.1k 0.01% Added +1.4k +1,437
91 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,39316.4k $338.0k $338.0k 0.00% Reduced -1.3k -1,333
92 DUNCKER STREETT & CO INC 0.07% of their portfolio St. Louis, MO 16,34816.3k $337.1k $337.1k 0.07% Unchanged
93 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 16,06016.1k $331.2k $331.2k 0.02% Reduced -9.8k -9,835
94 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 15,74915.7k $324.7k $324.7k 0.00% Added +956 +956
95 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,14115.1k $312.2k $312.2k 0.00% Added +133 +133
96 Bank Julius Baer & Co. Ltd, Zurich 0.00% of their portfolio ZURICH, V8 15,01315.0k $309.6k $309.6k 0.00% Reduced -21.4k -21,441
97 COMERICA BANK 0.00% of their portfolio DALLAS, TX 14,75114.8k $304.2k $304.2k 0.00% Reduced -3.7k -3,660
98 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 14,63014.6k $301.7k $301.7k 0.01% Reduced -6.3k -6,297
99 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 13,64013.6k $281.3k $281.3k 0.00% New
100 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 13,07213.1k $269.5k $269.5k 0.01% Added +590 +590