Vault-13

INVESCO EXCH TRADED FD TR II FDIQ

KBW REGL BKG · ETP · CUSIP 46138E578

35 institutional holders -4 vs Q4 2023
256,133256.1k shares reported held*
$13.0mreported value*
6 new 6 added 11 reduced 9 sold out net sold ≈ $5.3m (-104.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.93.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 35Q4 22: 41Q1 23: 34Q2 23: 32Q3 23: 32Q4 23: 39Q1 24: 3535Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202235
Q4 202241
Q1 202334
Q2 202332
Q3 202332
Q4 202339
Q1 202435

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 23 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 24 cut or sold outQ1 23Q2 23: 16 bought or addedQ2 23: 19 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 14 cut or sold outQ3 23Q4 23: 19 bought or addedQ4 23: 15 cut or sold outQ4 23Q1 24: 12 bought or addedQ1 24: 20 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222317
Q1 20231324
Q2 20231619
Q3 20231114
Q4 20231915
Q1 20241220

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 23 calls: $125.8kQ2 23 puts: $182.2kQ2 23P/C 1.45Q3 23 calls: $0Q3 23 puts: $4.0mQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $5.0mQ4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$125.8k$182.2k1.45
Q3 2023$0$4.0m—
Q4 2023$0$5.0m—
Q1 2024$0$0—

Biggest buyers

Raymond James Financial Services Advisors, Inc. New +12,679+12.7k
JANE STREET GROUP, LLC New +11,158+11.2k
Argent Trust Co New +4,575+4.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +4,456+4.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +2,118+2.1k
Realta Investment Advisors New +805+805
Marble Harbor Investment Counsel, LLC Added +700+700
BANK OF MONTREAL /CAN/ New +400+400
IFP Advisors, Inc Added +375+375
UBS Group AG Added +153+153

Biggest sellers

Synergy Asset Management, LLC Sold out -55,747-55.7k
Private Advisor Group, LLC Reduced -38,861-38.9k
BANK OF AMERICA CORP /DE/ Reduced -14,257-14.3k
MORGAN STANLEY Reduced -6,379-6.4k
BSW Wealth Partners Sold out -4,297-4.3k
GOLDMAN SACHS GROUP INC Sold out -4,236-4.2k
Bordeaux Wealth Advisors LLC Sold out -4,235-4.2k
CITADEL ADVISORS LLC Sold out -4,230-4.2k
Cambridge Investment Research Advisors, Inc. Sold out -3,668-3.7k
Redmond Asset Management, LLC Reduced -1,295-1.3k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 48,80148.8k $2.5m $2.5m 0.00% Reduced -6.4k -6,379
2 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 30,33030.3k $1.5m $1.5m 0.00% Unchanged
3 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 27,19627.2k $1.4m $1.4m 0.00% Reduced -138 -138
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 24,60424.6k $1.3m $1.3m 0.00% Reduced -941 -941
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 12,80312.8k $652.1k $652.1k 0.00% Reduced -14.3k -14,257
6 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 12,67912.7k $645.8k $645.8k 0.00% New
7 Accredited Investors Inc. 0.04% of their portfolio EDINA, MN 11,87211.9k $604.6k $604.6k 0.04% Unchanged
8 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,15811.2k $568.3k $568.3k 0.00% New
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 10,23610.2k $521.3k $521.3k 0.00% Added +153 +153
10 Family Manage LLC 0.08% of their portfolio NEW YORK, NY 8,3428.3k $424.9k $424.9k 0.08% Unchanged
11 MERITAGE PORTFOLIO MANAGEMENT 0.03% of their portfolio OVERLAND PARK, KS 8,2908.3k $422.0k $422.0k 0.03% Reduced -479 -479
12 Marble Harbor Investment Counsel, LLC 0.04% of their portfolio BOSTON, MA 7,2707.3k $370.3k $370.3k 0.04% Added +700 +700
13 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 6,5006.5k $331.2k $331.2k 0.00% Added +37 +37
14 SOL Capital Management CO 0.04% of their portfolio ROCKVILLE, MD 6,0256.0k $307.0k $307.0k 0.04% Unchanged
15 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,7234.7k $240.5k $240.5k 0.00% Reduced -644 -644
16 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 4,5754.6k $233.0k $233.0k 0.01% New
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 4,4564.5k $226.9k $226.9k 0.00% New
18 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 4,2574.3k $216.8k $216.8k 0.00% Reduced -38.9k -38,861
19 Redmond Asset Management, LLC 0.07% of their portfolio HENRICO, VA 4,1564.2k $211.7k $211.7k 0.07% Reduced -1.3k -1,295
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,3182.3k $118.1k $118.1k 0.00% Added +2.1k +2,118
21 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 1,4501.4k $73.8k $73.8k 0.00% Reduced -693 -693
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 880880 $45.0k $45.0k 0.00% Reduced -557 -557
23 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 805805 $41.0k $41.0k 0.01% New
24 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 796796 $40.5k $40.5k 0.00% Added +375 +375
25 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 400400 $20.4k $20.4k 0.00% Unchanged
26 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 400400 $20.4k $20.4k 0.00% New
27 IAG Wealth Partners, LLC 0.00% of their portfolio WAUKESHA, WI 240240 $12.2k $12.2k 0.00% Unchanged
28 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 200200 $10.2k $10.2k 0.00% Unchanged
29 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 128128 $7.0k $7.0k 0.00% Added +1 +1
30 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 120120 $6.1k $6.1k 0.00% Unchanged
31 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 5353 $2.7k $2.7k 0.00% Unchanged
32 CALDWELL SUTTER CAPITAL, INC. 0.00% of their portfolio SAUSALITO, CA 5050 $2.5k $2.5k 0.00% Unchanged
33 ELEVATION WEALTH PARTNERS, LLC 0.00% of their portfolio WALNUT CREEK, CA 2020 $1.0k $1.0k 0.00% Reduced -60 -60
34 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $0 $0 0.00% Unchanged
35 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged