Vault-13

INVESCO EXCH TRADED FD TR II PGX

PFD ETF · ETP · CUSIP 46138E511

478 institutional holders +9 vs Q3 2024
203,697,577203.7m shares reported held*
$2.4bnreported value*
38 new 145 added 166 reduced 51 sold out net bought ≈ $322.2m (+28.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($155.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.66. Options: 1 managers hold calls ($633.0k notional), 1 hold puts ($201.8k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 478Q4 22: 498Q1 23: 473Q2 23: 481Q3 23: 480Q4 23: 496Q1 24: 492Q2 24: 470Q3 24: 469Q4 24: 478478Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022478
Q4 2022498
Q1 2023473
Q2 2023481
Q3 2023480
Q4 2023496
Q1 2024492
Q2 2024470
Q3 2024469
Q4 2024478

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 190 bought or addedQ1 23: 258 cut or sold outQ2 23: 217 bought or addedQ2 23: 202 cut or sold outQ2 23Q3 23: 201 bought or addedQ3 23: 216 cut or sold outQ4 23: 170 bought or addedQ4 23: 263 cut or sold outQ4 23Q1 24: 199 bought or addedQ1 24: 231 cut or sold outQ2 24: 166 bought or addedQ2 24: 243 cut or sold outQ2 24Q3 24: 191 bought or addedQ3 24: 213 cut or sold outQ4 24: 183 bought or addedQ4 24: 217 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023190258
Q2 2023217202
Q3 2023201216
Q4 2023170263
Q1 2024199231
Q2 2024166243
Q3 2024191213
Q4 2024183217

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ1 24 calls: $163.9kQ1 24 puts: $41.6kQ1 24P/C 0.25Q2 24 calls: $166.3kQ2 24 puts: $2.3kQ2 24P/C 0.01Q3 24 calls: $444.6kQ3 24 puts: $1.2kQ3 24P/C 0.00Q4 24 calls: $633.0kQ4 24 puts: $201.8kQ4 24P/C 0.32
Numbers
QuarterCallsPutsP/C
Q1 2024$163.9k$41.6k0.25
Q2 2024$166.3k$2.3k0.01
Q3 2024$444.6k$1.2k0.00
Q4 2024$633.0k$201.8k0.32

Biggest buyers

FIRST TRUST ADVISORS LP New +9,605,231+9.6m
BANK OF AMERICA CORP /DE/ Added +8,205,825+8.2m
COHEN & STEERS, INC. Added +4,995,535+5.0m
Spectrum Asset Management, Inc. Added +2,266,498+2.3m
LPL Financial LLC Added +1,897,392+1.9m
UBS Group AG Added +1,514,921+1.5m
WELLS FARGO & COMPANY/MN Added +1,397,140+1.4m
Quadrature Capital Ltd Added +1,293,436+1.3m
One Capital Management, LLC Added +695,449+695.4k
Focus Partners Wealth Added +675,670+675.7k

Biggest sellers

ACT Advisors, LLC. Sold out -1,406,285-1.4m
Ocean Park Asset Management, LLC Sold out -1,251,000-1.3m
Allworth Financial LP Reduced -1,079,063-1.1m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -647,507-647.5k
Price Capital Management, Inc. Sold out -552,900-552.9k
BARCLAYS PLC Reduced -552,900-552.9k
PRUDENTIAL FINANCIAL INC Reduced -541,852-541.9k
STIFEL FINANCIAL CORP Reduced -300,693-300.7k
AE Wealth Management LLC Reduced -291,035-291.0k
WOLVERINE TRADING, LLC Sold out -260,602-260.6k

Biggest calls

CITADEL ADVISORS LLC Added $633.0k54.9k shares

Biggest puts

CITADEL ADVISORS LLC Added $201.8k17.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 63,414,62563.4m $731.2m $731.2m 0.07% Added +8.2m +8,205,825
2 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 16,086,64816.1m $185.5m $185.5m 0.04% Added +1.4m +1,397,140
3 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 14,706,36014.7m $169.6m $169.6m 0.07% Added +1.9m +1,897,392
4 FIRST TRUST ADVISORS LP 0.10% of their portfolio Wheaton, IL 9,605,2319.6m $110.7m $110.7m 0.10% New
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 8,697,0328.7m $100.3m $100.3m 0.01% Added +344.7k +344,686
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 6,402,0616.4m $73.8m $73.8m 0.02% Added +1.5m +1,514,921
7 Spectrum Asset Management, Inc. 65.51% of their portfolio STAMFORD, CT 5,771,5175.8m $66.5m $66.5m 65.51% Added +2.3m +2,266,498
8 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 5,492,2965.5m $63.3m $63.3m 0.02% Reduced -184.6k -184,606
9 COHEN & STEERS, INC. 0.11% of their portfolio NEW YORK, NY 4,995,7245.0m $57.6m $57.6m 0.11% Added +5.0m +4,995,535
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,148,5924.1m $47.8m $47.8m 0.00% Added +570.1k +570,120
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 3,856,4823.9m $44.5m $44.5m 0.01% Added +122.3k +122,258
12 BESSEMER GROUP INC 0.07% of their portfolio WOODBRIDGE, NJ 3,482,2153.5m $40.1m $40.1m 0.07% Unchanged
13 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 2,561,7502.6m $29.5m $29.5m 0.01% First filing
14 Allworth Financial LP 0.16% of their portfolio FOLSOM, CA 2,509,1982.5m $29.2m $29.2m 0.16% Reduced -1.1m -1,079,063
15 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 2,052,8112.1m $23.4m $23.4m 0.05% Added +27.5k +27,521
16 HUNTINGTON NATIONAL BANK 0.13% of their portfolio COLUMBUS, OH 1,541,0261.5m $17.8m $17.8m 0.13% Reduced -71.0k -71,039
17 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 1,448,0971.4m $16.7m $16.7m 0.02% Added +148.3k +148,346
18 Quadrature Capital Ltd 0.30% of their portfolio LONDON, X0 1,304,5041.3m $15.0m $15.0m 0.30% Added +1.3m +1,293,436
19 ADVISORS MANAGEMENT GROUP INC /ADV 3.51% of their portfolio LA CROSSE, WI 1,288,6421.3m $14.9m $14.9m 3.51% Added +47.7k +47,652
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,190,6731.2m $13.7m $13.7m 0.00% Added +155.2k +155,169
21 Checchi Capital Advisers, LLC 0.99% of their portfolio BEVERLY HILLS, CA 1,152,7251.2m $13.3m $13.3m 0.99% Reduced -174.7k -174,688
22 Iowa State Bank 2.67% of their portfolio URBANDALE, IA 1,113,1321.1m $12.8m $12.8m 2.67% Reduced -6.2k -6,178
23 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 1,003,5311.0m $11.6m $11.6m 0.01% Reduced -4.0k -4,039
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 952,310952.3k $11.0m $11.0m 0.00% Reduced -72.0k -71,981
25 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 918,584918.6k $10.6m $10.6m 0.04% Added +44.4k +44,417
26 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 887,506887.5k $10.2m $10.2m 0.01% Added +52.5k +52,492
27 Intrepid Financial Planning Group LLC 4.31% of their portfolio CARMEL, IN 885,583885.6k $10.2m $10.2m 4.31% Reduced -193.4k -193,381
28 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 864,365864.4k $10.0m $10.0m 0.01% Reduced -87.4k -87,400
29 One Capital Management, LLC 0.30% of their portfolio WESTLAKE VILLAGE, CA 780,407780.4k $9.0m $9.0m 0.30% Added +695.4k +695,449
30 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 759,000759.0k $8.8m $8.8m 0.01% Added +675.7k +675,670
31 Clearstead Advisors, LLC 0.13% of their portfolio CLEVELAND, OH 739,128739.1k $8.5m $8.5m 0.13% Added +114.4k +114,445
32 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 717,581717.6k $8.3m $8.3m 0.00% Added +622.9k +622,895
33 Live Oak Investment Partners 5.87% of their portfolio AUSTIN, TX 667,713667.7k $7.7m $7.7m 5.87% Added +20.9k +20,945
34 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 1.58% of their portfolio NEWTOWN, PA 656,529656.5k $7.6m $7.6m 1.58% Reduced -6.3k -6,325
35 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 651,076651.1k $7.5m $7.5m 0.01% Reduced -300.7k -300,693
36 Arkos Global Advisors 1.05% of their portfolio HOUSTON, TX 620,346620.3k $7.2m $7.2m 1.05% Reduced -40.3k -40,330
37 MAI Capital Management 0.05% of their portfolio INDEPENDENCE, OH 609,201609.2k $7.0m $7.0m 0.05% New
38 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 590,956591.0k $6.8m $6.8m 0.04% Reduced -646 -646
39 McAdam, LLC 0.37% of their portfolio Philadelphia, PA 582,099582.1k $6.7m $6.7m 0.37% Reduced -24.5k -24,466
40 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 573,282573.3k $6.7m $6.7m 0.04% Added +25.9k +25,894
41 Prairiewood Capital, LLC 2.75% of their portfolio FARGO, ND 559,176559.2k $6.4m $6.4m 2.75% Added +30.3k +30,293
42 Manske Wealth Management 2.47% of their portfolio HOUSTON, TX 539,756539.8k $6.2m $6.2m 2.47% First filing
43 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 534,051534.1k $6.2m $6.2m 0.01% Reduced -2.5k -2,496
44 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 524,158524.2k $6.0m $6.0m 0.01% Added +377.3k +377,325
45 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 520,306520.3k $6.0m $6.0m 0.02% Added +18.1k +18,133
46 Garrett Wealth Advisory Group, LLC 1.36% of their portfolio WEATHERFORD, TX 516,826516.8k $6.0m $6.0m 1.36% Reduced -200.6k -200,590
47 Atria Investments, Inc 0.07% of their portfolio Charlotte, NC 515,039515.0k $5.9m $5.9m 0.07% Reduced -54.4k -54,394
48 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 512,213512.2k $5.9m $5.9m 0.05% Added +119.7k +119,702
49 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 498,999499.0k $5.8m $5.8m 0.02% Added +23.9k +23,860
50 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 497,337497.3k $5.7m $5.7m 0.02% Added +14.4k +14,444
51 Cherry Tree Wealth Management, LLC 1.42% of their portfolio MINNETONKA, MN 495,872495.9k $5.7m $5.7m 1.42% Added +4.1k +4,135
52 RFG Advisory, LLC 0.16% of their portfolio BIRMINGHAM, AL 488,220488.2k $5.6m $5.6m 0.16% Reduced -7.7k -7,660
53 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 454,444454.4k $5.2m $5.2m 0.03% Added +203.5k +203,503
54 Sound Income Strategies, LLC 0.32% of their portfolio FT LAUDERDALE, FL 452,759452.8k $5.2m $5.2m 0.32% Added +14.8k +14,814
55 PLIMOTH TRUST CO LLC 1.31% of their portfolio SWANSEA, MA 442,634442.6k $5.1m $5.1m 1.31% Reduced -22.4k -22,356
56 NOESIS CAPITAL MANGEMENT CORP 0.96% of their portfolio BOCA RATON, FL 434,831434.8k $5.0m $5.0m 0.96% Reduced -3.7k -3,699
57 Baker Avenue Asset Management, LP 0.15% of their portfolio SAN FRANCISCO, CA 412,585412.6k $4.8m $4.8m 0.15% Added +185.8k +185,757
58 Investors Research Corp 1.00% of their portfolio ATLANTA, GA 395,862395.9k $4.6m $4.6m 1.00% Added +32.3k +32,282
59 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 395,118395.1k $4.6m $4.6m 0.05% Added +8.0k +8,035
60 Trinity Legacy Partners, LLC 1.17% of their portfolio HOUSTON, TX 393,553393.6k $4.5m $4.5m 1.17% New
61 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 389,970390.0k $4.5m $4.5m 0.01% Reduced -111.3k -111,341
62 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 384,235384.2k $4.4m $4.4m 0.01% Reduced -14.5k -14,462
63 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 381,138381.1k $4.4m $4.4m 0.01% Added +224.8k +224,766
64 Geneos Wealth Management Inc. 0.15% of their portfolio ENGLEWOOD, CO 374,166374.2k $4.3m $4.3m 0.15% Added +854 +854
65 Field & Main Bank 1.48% of their portfolio HENDERSON, KY 365,723365.7k $4.2m $4.2m 1.48% Added +50.3k +50,273
66 KCM INVESTMENT ADVISORS LLC 0.14% of their portfolio GREENBRAE, CA 343,614343.6k $4.0m $4.0m 0.14% Reduced -15.5k -15,467
67 Apollon Wealth Management, LLC 0.09% of their portfolio MOUNT PLEASANT, SC 325,267325.3k $3.8m $3.8m 0.09% Reduced -25.0k -25,007
68 Synergy Asset Management, LLC 0.31% of their portfolio VANCOUVER, WA 322,684322.7k $4.0m $4.0m 0.31% Unchanged
69 FIRST HAWAIIAN BANK 0.11% of their portfolio HONOLULU, HI 301,174301.2k $3.5m $3.5m 0.11% Added +11.5k +11,463
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 288,361288.4k $3.3m $3.3m 0.00% Reduced -647.5k -647,507
71 BRIGHTON SECURITIES CORP. 1.54% of their portfolio ROCHESTER, NY 274,892274.9k $3.2m $3.2m 1.54% First filing
72 First PREMIER Bank 0.77% of their portfolio SIOUX FALLS, SD 262,025262.0k $3.0m $3.0m 0.77% Reduced -28.7k -28,673
73 Avantax Planning Partners, Inc. 0.11% of their portfolio DUBUQUE, IA 260,598260.6k $3.0m $3.0m 0.11% Added +3.5k +3,543
74 CoreCap Advisors, LLC 0.13% of their portfolio SOUTHFIELD, MI 249,073249.1k $2.9m $2.9m 0.13% Added +12.2k +12,249
75 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 241,613241.6k $2.8m $2.8m 0.04% Reduced -12.5k -12,495
76 Kades & Cheifetz LLC 1.42% of their portfolio Berwyn, PA 241,109241.1k $2.8m $2.8m 1.42% Reduced -24.4k -24,370
77 COMERICA BANK 0.01% of their portfolio DALLAS, TX 240,307240.3k $2.8m $2.8m 0.01% Added +80.4k +80,444
78 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 231,643231.6k $2.7m $2.7m 0.09% Added +6.5k +6,543
79 Sowell Financial Services LLC 0.14% of their portfolio NORTH LITTLE ROCK, AR 231,392231.4k $2.7m $2.7m 0.14% Added +7.6k +7,576
80 Boothe Investment Group, Inc. 1.11% of their portfolio DOVER, DE 222,420222.4k $2.6m $2.6m 1.11% Added +8.9k +8,908
81 World Investment Advisors 0.07% of their portfolio LINCROFT, NJ 210,557210.6k $2.4m $2.4m 0.07% Reduced -3.5k -3,545
82 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 206,856206.9k $2.4m $2.4m 0.04% Reduced -4.1k -4,125
83 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 203,636203.6k $2.4m $2.4m 0.00% Reduced -541.9k -541,852
84 KG Capital Management 0.75% of their portfolio ST. FRANCISVILLE, LA 202,843202.8k $2.3m $2.3m 0.75% Added +7.7k +7,679
85 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 202,354202.4k $2.3m $2.3m 0.02% Reduced -291.0k -291,035
86 Florida Trust Wealth Management Co 0.07% of their portfolio SANIBEL, FL 199,155199.2k $2.3m $2.3m 0.07% Reduced -4.4k -4,360
87 HBK Sorce Advisory LLC 0.07% of their portfolio ERIE, PA 198,334198.3k $2.3m $2.3m 0.07% Reduced -18.6k -18,558
88 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 193,790193.8k $2.2m $2.2m 0.00% Added +90.1k +90,147
89 WHITE PINE CAPITAL LLC 0.74% of their portfolio BLOOMINGTON, MN 190,116190.1k $2.2m $2.2m 0.74% Reduced -1.0k -1,000
90 StoneCrest Wealth Management, Inc. 1.41% of their portfolio CHANDLER, AZ 187,357187.4k $2.2m $2.2m 1.41% Added +9.6k +9,612
91 ACUTE INVESTMENT ADVISORY, LLC 2.36% of their portfolio MESA, AZ 186,915186.9k $2.2m $2.2m 2.36% Reduced -135.1k -135,099
92 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 181,919181.9k $2.1m $2.1m 0.00% Added +4.6k +4,554
93 PRINCIPAL SECURITIES, INC. 0.05% of their portfolio DES MOINES, IA 181,690181.7k $2.1m $2.1m 0.05% Reduced -18.4k -18,396
94 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 174,951175.0k $2.0m $2.0m 0.06% Added +23.5k +23,472
95 Mariner, LLC 0.00% of their portfolio Overland Park, KS 168,971169.0k $1.9m $1.9m 0.00% Reduced -31.5k -31,539
96 TRANSATLANTIQUE PRIVATE WEALTH LLC 0.71% of their portfolio NEW YORK, NY 161,032161.0k $1.9m $1.9m 0.71% Added +216 +216
97 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 156,234156.2k $1.8m $1.8m 0.00% Reduced -20.7k -20,664
98 Tudor Financial Inc. 1.05% of their portfolio DAYTON, OH 156,095156.1k $1.8m $1.8m 1.05% Reduced -8.0k -7,970
99 SHEPHERD KAPLAN KROCHUK, LLC 1.46% of their portfolio Boston, MA 151,129151.1k $1.7m $1.7m 1.46% Reduced -13.3k -13,307
100 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 149,181149.2k $1.7m $1.7m 0.00% Added +73.8k +73,760