Vault-13

INVESCO EXCH TRADED FD TR II PGX

PFD ETF · ETP · CUSIP 46138E511

469 institutional holders -1 vs Q2 2024
174,164,539174.2m shares reported held*
$2.2bnreported value*
45 new 146 added 168 reduced 45 sold out net bought ≈ $40.8m (+3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($99.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.51. Options: 2 managers hold calls ($444.6k notional), 1 hold puts ($1.2k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 478Q4 22: 498Q1 23: 473Q2 23: 481Q3 23: 480Q4 23: 496Q1 24: 492Q2 24: 470Q3 24: 469469Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022478
Q4 2022498
Q1 2023473
Q2 2023481
Q3 2023480
Q4 2023496
Q1 2024492
Q2 2024470
Q3 2024469

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 189 bought or addedQ4 22: 260 cut or sold outQ1 23: 190 bought or addedQ1 23: 258 cut or sold outQ1 23Q2 23: 217 bought or addedQ2 23: 202 cut or sold outQ3 23: 201 bought or addedQ3 23: 216 cut or sold outQ3 23Q4 23: 170 bought or addedQ4 23: 263 cut or sold outQ1 24: 199 bought or addedQ1 24: 231 cut or sold outQ1 24Q2 24: 166 bought or addedQ2 24: 243 cut or sold outQ3 24: 191 bought or addedQ3 24: 213 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022189260
Q1 2023190258
Q2 2023217202
Q3 2023201216
Q4 2023170263
Q1 2024199231
Q2 2024166243
Q3 2024191213

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 23 calls: $111.3kQ4 23 puts: $73.4kQ4 23P/C 0.66Q1 24 calls: $163.9kQ1 24 puts: $41.6kQ1 24P/C 0.25Q2 24 calls: $166.3kQ2 24 puts: $2.3kQ2 24P/C 0.01Q3 24 calls: $444.6kQ3 24 puts: $1.2kQ3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$111.3k$73.4k0.66
Q1 2024$163.9k$41.6k0.25
Q2 2024$166.3k$2.3k0.01
Q3 2024$444.6k$1.2k0.00

Biggest buyers

Spectrum Asset Management, Inc. Added +3,204,023+3.2m
JPMORGAN CHASE & CO Added +1,493,566+1.5m
ACT Advisors, LLC. New +1,406,285+1.4m
Ocean Park Asset Management, LLC New +1,251,000+1.3m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +869,414+869.4k
Clearstead Advisors, LLC Added +598,913+598.9k
Price Capital Management, Inc. New +552,900+552.9k
BARCLAYS PLC Added +552,900+552.9k
AE Wealth Management LLC Added +461,005+461.0k
Synergy Asset Management, LLC New +322,684+322.7k

Biggest sellers

Apollon Wealth Management, LLC Reduced -2,089,688-2.1m
BESSEMER GROUP INC Reduced -1,609,000-1.6m
COHEN & STEERS, INC. Reduced -939,250-939.2k
LPL Financial LLC Reduced -770,238-770.2k
STONEBRIDGE ADVISORS LLC Sold out -658,886-658.9k
Advisors Preferred, LLC Sold out -537,040-537.0k
AMERIPRISE FINANCIAL INC Reduced -293,045-293.0k
One Capital Management, LLC Reduced -268,058-268.1k
Cetera Investment Advisers Reduced -267,915-267.9k
RAYMOND JAMES & ASSOCIATES Reduced -258,203-258.2k

Biggest calls

CITADEL ADVISORS LLC Added $263.1k21.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $181.5k14.7k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $1.2k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 55,208,80055.2m $681.8m $681.8m 0.06% Added +273.6k +273,619
2 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 14,689,50814.7m $181.4m $181.4m 0.04% Reduced -250.0k -250,032
3 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 12,808,96812.8m $158.2m $158.2m 0.07% Reduced -770.2k -770,238
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 8,352,3468.4m $103.2m $103.2m 0.01% Added +19.9k +19,902
5 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 5,676,9025.7m $70.2m $70.2m 0.02% Reduced -293.0k -293,045
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 4,887,1404.9m $60.4m $60.4m 0.02% Reduced -222.1k -222,069
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 3,734,2243.7m $46.1m $46.1m 0.01% Added +57.3k +57,304
8 Allworth Financial LP 0.27% of their portfolio FOLSOM, CA 3,588,2613.6m $44.3m $44.3m 0.27% Added +148.5k +148,476
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,578,4723.6m $44.2m $44.2m 0.00% Added +1.5m +1,493,566
10 Spectrum Asset Management, Inc. 70.87% of their portfolio STAMFORD, CT 3,505,0193.5m $43.3m $43.3m 70.87% Added +3.2m +3,204,023
11 BESSEMER GROUP INC 0.07% of their portfolio WOODBRIDGE, NJ 3,482,2153.5m $43.0m $43.0m 0.07% Reduced -1.6m -1,609,000
12 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 2,025,2902.0m $25.0m $25.0m 0.06% Reduced -76.1k -76,080
13 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 1,616,0281.6m $20.0m $20.0m 0.03% Added +233.7k +233,653
14 HUNTINGTON NATIONAL BANK 0.14% of their portfolio COLUMBUS, OH 1,612,0651.6m $19.9m $19.9m 0.14% Reduced -181.5k -181,502
15 ACT Advisors, LLC. 8.20% of their portfolio ASHEVILLE, NC 1,406,2851.4m $17.4m $17.4m 8.20% New
16 Checchi Capital Advisers, LLC 1.22% of their portfolio BEVERLY HILLS, CA 1,327,4131.3m $16.4m $16.4m 1.22% Added +93.2k +93,196
17 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 1,299,7511.3m $16.1m $16.1m 0.02% Added +106.9k +106,876
18 Ocean Park Asset Management, LLC 0.68% of their portfolio SANTA MONICA, CA 1,251,0001.3m $15.4m $15.4m 0.68% New
19 ADVISORS MANAGEMENT GROUP INC /ADV 3.62% of their portfolio LA CROSSE, WI 1,240,9901.2m $15.3m $15.3m 3.62% Added +33.4k +33,404
20 Iowa State Bank 2.84% of their portfolio URBANDALE, IA 1,119,3101.1m $13.8m $13.8m 2.84% Reduced -195.6k -195,567
21 Intrepid Financial Planning Group LLC 5.71% of their portfolio CARMEL, IN 1,078,9641.1m $13.3m $13.3m 5.71% Reduced -60.0k -59,997
22 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,035,5041.0m $12.8m $12.8m 0.00% Reduced -50.3k -50,252
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 1,024,2911.0m $12.6m $12.6m 0.00% Added +65.7k +65,707
24 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 1,007,5701.0m $12.5m $12.5m 0.01% Reduced -8.7k -8,708
25 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 951,769951.8k $11.8m $11.8m 0.01% Added +60.6k +60,601
26 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 951,765951.8k $11.8m $11.8m 0.02% Reduced -9.0k -9,035
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 935,868935.9k $11.6m $11.6m 0.02% Added +869.4k +869,414
28 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 874,167874.2k $10.8m $10.8m 0.04% Added +1.6k +1,619
29 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 835,014835.0k $10.3m $10.3m 0.01% Reduced -1.1k -1,089
30 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 745,488745.5k $9.2m $9.2m 0.01% Reduced -62.9k -62,932
31 Garrett Wealth Advisory Group, LLC 2.19% of their portfolio WEATHERFORD, TX 717,416717.4k $8.9m $8.9m 2.19% Added +20.4k +20,383
32 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 667,273667.3k $8.2m $8.2m 0.01% Reduced -258.2k -258,203
33 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 1.57% of their portfolio NEWTOWN, PA 662,854662.9k $8.2m $8.2m 1.57% Reduced -7.7k -7,665
34 Arkos Global Advisors 1.18% of their portfolio HOUSTON, TX 660,676660.7k $8.2m $8.2m 1.18% Added +3.5k +3,491
35 Live Oak Investment Partners 6.21% of their portfolio AUSTIN, TX 646,768646.8k $8.0m $8.0m 6.21% Added +5.4k +5,419
36 Clearstead Advisors, LLC 0.12% of their portfolio CLEVELAND, OH 624,683624.7k $7.7m $7.7m 0.12% Added +598.9k +598,913
37 McAdam, LLC 0.42% of their portfolio Philadelphia, PA 606,565606.6k $7.5m $7.5m 0.42% Reduced -92.9k -92,946
38 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 591,602591.6k $7.3m $7.3m 0.05% Reduced -8.0k -8,024
39 Atria Investments, Inc 0.09% of their portfolio Charlotte, NC 569,433569.4k $7.0m $7.0m 0.09% Added +23.5k +23,462
40 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 555,900555.9k $6.9m $6.9m 0.00% Added +552.9k +552,900
41 Price Capital Management, Inc. 33.61% of their portfolio LAFAYETTE, LA 552,900552.9k $6.8m $6.8m 33.61% New
42 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 547,388547.4k $6.5m $6.5m 0.04% Added +203.8k +203,752
43 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 536,547536.5k $6.6m $6.6m 0.01% Added +8.6k +8,599
44 Prairiewood Capital, LLC 2.77% of their portfolio FARGO, ND 528,883528.9k $6.5m $6.5m 2.77% Added +33.7k +33,739
45 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 502,173502.2k $6.2m $6.2m 0.02% Added +19.6k +19,592
46 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 501,311501.3k $6.2m $6.2m 0.01% Reduced -267.9k -267,915
47 RFG Advisory, LLC 0.19% of their portfolio BIRMINGHAM, AL 495,880495.9k $6.1m $6.1m 0.19% Added +12.2k +12,249
48 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 493,389493.4k $6.1m $6.1m 0.06% Added +461.0k +461,005
49 Cherry Tree Wealth Management, LLC 1.44% of their portfolio MINNETONKA, MN 491,737491.7k $6.1m $6.1m 1.44% Added +4.0k +3,959
50 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 482,893482.9k $6.0m $6.0m 0.02% Reduced -41.2k -41,178
51 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 475,139475.1k $5.9m $5.9m 0.02% Added +15.5k +15,486
52 PLIMOTH TRUST CO LLC 1.45% of their portfolio SWANSEA, MA 464,990465.0k $5.7m $5.7m 1.45% Reduced -20.7k -20,698
53 NOESIS CAPITAL MANGEMENT CORP 1.07% of their portfolio BOCA RATON, FL 438,530438.5k $5.4m $5.4m 1.07% Reduced -3.6k -3,620
54 Sound Income Strategies, LLC 0.35% of their portfolio FT LAUDERDALE, FL 437,945437.9k $5.4m $5.4m 0.35% Added +15.2k +15,151
55 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 398,697398.7k $4.9m $4.9m 0.01% Added +3.5k +3,464
56 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 392,511392.5k $4.8m $4.8m 0.04% Added +199.2k +199,171
57 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 387,083387.1k $4.8m $4.8m 0.06% Added +1.5k +1,519
58 Geneos Wealth Management Inc. 0.18% of their portfolio ENGLEWOOD, CO 373,312373.3k $4.6m $4.6m 0.18% Reduced -2.4k -2,418
59 Investors Research Corp 0.98% of their portfolio ATLANTA, GA 363,580363.6k $4.5m $4.5m 0.98% Added +29.2k +29,175
60 KCM INVESTMENT ADVISORS LLC 0.15% of their portfolio GREENBRAE, CA 359,081359.1k $4.4m $4.4m 0.15% Reduced -11.5k -11,502
61 Apollon Wealth Management, LLC 0.12% of their portfolio MOUNT PLEASANT, SC 350,274350.3k $4.3m $4.3m 0.12% Reduced -2.1m -2,089,688
62 Synergy Asset Management, LLC 0.61% of their portfolio VANCOUVER, WA 322,684322.7k $4.0m $4.0m 0.61% New
63 ACUTE INVESTMENT ADVISORY, LLC 2.28% of their portfolio MESA, AZ 322,014322.0k $4.0m $4.0m 2.28% New
64 Field & Main Bank 1.39% of their portfolio HENDERSON, KY 315,450315.4k $3.9m $3.9m 1.39% Added +26.3k +26,311
65 First PREMIER Bank 0.89% of their portfolio SIOUX FALLS, SD 290,698290.7k $3.6m $3.6m 0.89% Reduced -4.5k -4,533
66 FIRST HAWAIIAN BANK 0.11% of their portfolio HONOLULU, HI 289,711289.7k $3.6m $3.6m 0.11% Reduced -1.8k -1,795
67 Kades & Cheifetz LLC 1.88% of their portfolio Berwyn, PA 265,479265.5k $3.3m $3.3m 1.88% Added +4.6k +4,649
68 WOLVERINE TRADING, LLC 0.08% of their portfolio CHICAGO, IL 260,602260.6k $3.2m $3.2m 0.08% Added +218.1k +218,132
69 Avantax Planning Partners, Inc. 0.11% of their portfolio DUBUQUE, IA 257,055257.1k $3.2m $3.2m 0.11% Reduced -50.8k -50,789
70 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 254,108254.1k $3.1m $3.1m 0.04% Added +21.3k +21,262
71 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 250,941250.9k $3.1m $3.1m 0.02% Reduced -213.0k -213,007
72 CoreCap Advisors, LLC 0.14% of their portfolio SOUTHFIELD, MI 236,824236.8k $2.9m $2.9m 0.14% Added +228.8k +228,837
73 Baker Avenue Asset Management, LP 0.09% of their portfolio SAN FRANCISCO, CA 226,828226.8k $2.8m $2.8m 0.09% Added +12.4k +12,357
74 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 225,100225.1k $2.8m $2.8m 0.10% Added +36.0k +35,954
75 Sowell Financial Services LLC 0.13% of their portfolio NORTH LITTLE ROCK, AR 223,816223.8k $2.8m $2.8m 0.13% Added +28.3k +28,287
76 HBK Sorce Advisory LLC 0.08% of their portfolio ERIE, PA 216,892216.9k $2.7m $2.7m 0.08% Reduced -178 -178
77 World Investment Advisors 0.08% of their portfolio LINCROFT, NJ 214,102214.1k $2.6m $2.6m 0.08% Reduced -434 -434
78 Boothe Investment Group, Inc. 1.21% of their portfolio DOVER, DE 213,512213.5k $2.6m $2.6m 1.21% Added +15.7k +15,653
79 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 210,981211.0k $2.6m $2.6m 0.04% Added +8.9k +8,886
80 Florida Trust Wealth Management Co 0.08% of their portfolio SANIBEL, FL 203,515203.5k $2.5m $2.5m 0.08% Reduced -28.2k -28,215
81 GYL Financial Synergies, LLC 0.19% of their portfolio West Hartford, CT 201,771201.8k $2.5m $2.5m 0.19% Reduced -865 -865
82 Mariner, LLC 0.00% of their portfolio Overland Park, KS 200,510200.5k $2.5m $2.5m 0.00% Added +13.3k +13,279
83 PRINCIPAL SECURITIES, INC. 0.06% of their portfolio DES MOINES, IA 200,086200.1k $2.5m $2.5m 0.06% Reduced -6.8k -6,829
84 DAYMARK WEALTH PARTNERS, LLC 0.10% of their portfolio CINCINNATI, OH 196,656196.7k $2.4m $2.4m 0.10% Added +4.9k +4,882
85 KG Capital Management 0.78% of their portfolio ST. FRANCISVILLE, LA 195,164195.2k $2.4m $2.4m 0.78% Reduced -11.2k -11,222
86 Integrated Advisors Network LLC 0.12% of their portfolio DALLAS, TX 193,965194.0k $2.4m $2.4m 0.12% Reduced -2.5k -2,492
87 WHITE PINE CAPITAL LLC 0.81% of their portfolio BLOOMINGTON, MN 191,116191.1k $2.4m $2.4m 0.81% Reduced -8.3k -8,252
88 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 190,834190.8k $2.4m $2.4m 0.02% Reduced -5.2k -5,224
89 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 190,834190.8k $2.4m $2.4m 0.02% Reduced -5.2k -5,224
90 StoneCrest Wealth Management, Inc. 1.60% of their portfolio CHANDLER, AZ 177,745177.7k $2.2m $2.2m 1.60% Added +12.4k +12,443
91 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 177,365177.4k $2.2m $2.2m 0.00% Reduced -208.7k -208,700
92 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 176,898176.9k $2.2m $2.2m 0.00% Reduced -298 -298
93 TRANSCEND CAPITAL ADVISORS, LLC 0.14% of their portfolio MADISON, NJ 170,037170.0k $2.1m $2.1m 0.14% Added +12.6k +12,577
94 SHEPHERD KAPLAN KROCHUK, LLC 1.53% of their portfolio Boston, MA 164,436164.4k $2.0m $2.0m 1.53% Reduced -1.6k -1,569
95 Tudor Financial Inc. 1.25% of their portfolio DAYTON, OH 164,065164.1k $2.0m $2.0m 1.25% First filing
96 Charles Schwab Trust Co 0.17% of their portfolio HENDERSON, NV 160,956161.0k $2.0m $2.0m 0.17% Reduced -61.5k -61,489
97 TRANSATLANTIQUE PRIVATE WEALTH LLC 0.76% of their portfolio NEW YORK, NY 160,816160.8k $2.0m $2.0m 0.76% Reduced -2.9k -2,887
98 COMERICA BANK 0.01% of their portfolio DALLAS, TX 159,863159.9k $2.0m $2.0m 0.01% Reduced -7.2k -7,152
99 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 156,372156.4k $1.9m $1.9m 0.00% Reduced -6.2k -6,156
100 Advisory Alpha, LLC 0.07% of their portfolio HOLLAND, MI 152,804152.8k $1.9m $1.9m 0.07% Added +598 +598