Vault-13

INVESCO EXCH TRADED FD TR II PGX

PFD ETF · ETP · CUSIP 46138E511

470 institutional holders -22 vs Q1 2024
170,909,002170.9m shares reported held*
$2.0bnreported value*
27 new 139 added 190 reduced 53 sold out net sold ≈ $230.6m (-19.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($109.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.70. Options: 2 managers hold calls ($166.3k notional), 1 hold puts ($2.3k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 478Q4 22: 498Q1 23: 473Q2 23: 481Q3 23: 480Q4 23: 496Q1 24: 492Q2 24: 470470Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022478
Q4 2022498
Q1 2023473
Q2 2023481
Q3 2023480
Q4 2023496
Q1 2024492
Q2 2024470

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 189 bought or addedQ4 22: 260 cut or sold outQ4 22Q1 23: 190 bought or addedQ1 23: 258 cut or sold outQ2 23: 217 bought or addedQ2 23: 202 cut or sold outQ2 23Q3 23: 201 bought or addedQ3 23: 216 cut or sold outQ4 23: 170 bought or addedQ4 23: 263 cut or sold outQ4 23Q1 24: 199 bought or addedQ1 24: 231 cut or sold outQ2 24: 166 bought or addedQ2 24: 243 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022189260
Q1 2023190258
Q2 2023217202
Q3 2023201216
Q4 2023170263
Q1 2024199231
Q2 2024166243

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 23 calls: $1.5mQ3 23 puts: $286.9kQ3 23P/C 0.19Q4 23 calls: $111.3kQ4 23 puts: $73.4kQ4 23P/C 0.66Q1 24 calls: $163.9kQ1 24 puts: $41.6kQ1 24P/C 0.25Q2 24 calls: $166.3kQ2 24 puts: $2.3kQ2 24P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2023$1.5m$286.9k0.19
Q4 2023$111.3k$73.4k0.66
Q1 2024$163.9k$41.6k0.25
Q2 2024$166.3k$2.3k0.01

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +4,031,839+4.0m
Apollon Wealth Management, LLC Added +2,325,672+2.3m
LPL Financial LLC Added +1,197,584+1.2m
JPMORGAN CHASE & CO Added +913,742+913.7k
One Capital Management, LLC Added +331,226+331.2k
Atria Investments, Inc Added +262,981+263.0k
LIBERTY WEALTH MANAGEMENT LLC New +234,303+234.3k
GOLDMAN SACHS GROUP INC Added +219,840+219.8k
World Investment Advisors New +214,536+214.5k
ROYAL BANK OF CANADA Added +197,125+197.1k

Biggest sellers

MORGAN STANLEY Reduced -15,547,466-15.5m
Spectrum Asset Management, Inc. Reduced -3,217,412-3.2m
AMERIPRISE FINANCIAL INC Reduced -3,206,110-3.2m
COHEN & STEERS, INC. Reduced -2,631,014-2.6m
Ocean Park Asset Management, LLC Sold out -1,479,416-1.5m
ACT Advisors, LLC. Sold out -1,373,724-1.4m
STONEBRIDGE ADVISORS LLC Reduced -1,023,908-1.0m
Advisors Preferred, LLC Reduced -328,606-328.6k
Retireful, LLC Sold out -251,226-251.2k
BLUEFIN CAPITAL MANAGEMENT, LLC Reduced -186,079-186.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $140.9k12.2k shares
CITADEL ADVISORS LLC Reduced $25.4k2.2k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $2.3k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 54,935,18154.9m $634.5m $634.5m 0.06% Added +4.0m +4,031,839
2 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 14,939,54014.9m $172.6m $172.6m 0.04% Added +144.5k +144,517
3 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 13,579,20613.6m $156.8m $156.8m 0.08% Added +1.2m +1,197,584
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 8,332,4448.3m $96.2m $96.2m 0.01% Reduced -15.5m -15,547,466
5 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 5,969,9476.0m $68.9m $68.9m 0.02% Reduced -3.2m -3,206,110
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 5,109,2095.1m $59.0m $59.0m 0.02% Reduced -39.3k -39,317
7 BESSEMER GROUP INC 0.10% of their portfolio WOODBRIDGE, NJ 5,091,2155.1m $58.8m $58.8m 0.10% Unchanged
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 3,676,9203.7m $42.5m $42.5m 0.01% Added +197.1k +197,125
9 Allworth Financial LP 0.26% of their portfolio FOLSOM, CA 3,439,7853.4m $40.5m $40.5m 0.26% Added +59.1k +59,123
10 Apollon Wealth Management, LLC 0.86% of their portfolio MOUNT PLEASANT, SC 2,439,9622.4m $28.2m $28.2m 0.86% Added +2.3m +2,325,672
11 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 2,101,3702.1m $24.3m $24.3m 0.06% Added +74.3k +74,269
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,084,9062.1m $24.1m $24.1m 0.00% Added +913.7k +913,742
13 HUNTINGTON NATIONAL BANK 0.16% of their portfolio COLUMBUS, OH 1,793,5671.8m $20.7m $20.7m 0.16% Reduced -90.6k -90,609
14 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 1,382,3751.4m $16.0m $16.0m 0.02% Added +64.3k +64,346
15 Iowa State Bank 3.36% of their portfolio URBANDALE, IA 1,314,8771.3m $15.2m $15.2m 3.36% Added +46.1k +46,127
16 Checchi Capital Advisers, LLC 1.13% of their portfolio BEVERLY HILLS, CA 1,234,2171.2m $14.3m $14.3m 1.13% Added +55.0k +55,032
17 ADVISORS MANAGEMENT GROUP INC /ADV 3.49% of their portfolio LA CROSSE, WI 1,207,5861.2m $13.9m $13.9m 3.49% Added +56.9k +56,945
18 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 1,192,8751.2m $13.8m $13.8m 0.02% Added +126.0k +126,034
19 Intrepid Financial Planning Group LLC 5.64% of their portfolio CARMEL, IN 1,138,9611.1m $13.2m $13.2m 5.64% Reduced -30.7k -30,734
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,085,7561.1m $12.5m $12.5m 0.00% Added +219.8k +219,840
21 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,016,2781.0m $11.8m $11.8m 0.00% Reduced -12.5k -12,455
22 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 960,800960.8k $11.1m $11.1m 0.02% Added +23.6k +23,600
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 958,584958.6k $11.1m $11.1m 0.00% Reduced -42.5k -42,520
24 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 939,439939.4k $10.9m $10.9m 0.02% Reduced -2.6m -2,631,014
25 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 925,476925.5k $10.7m $10.7m 0.01% Added +36.5k +36,524
26 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 891,168891.2k $10.3m $10.3m 0.01% Added +83.1k +83,051
27 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 872,548872.5k $10.1m $10.1m 0.04% Reduced -32.7k -32,739
28 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 836,103836.1k $9.7m $9.7m 0.01% Reduced -23.8k -23,783
29 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 808,420808.4k $9.3m $9.3m 0.01% Reduced -118.4k -118,442
30 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 769,226769.2k $8.9m $8.9m 0.02% Added +26.3k +26,343
31 McAdam, LLC 0.49% of their portfolio Philadelphia, PA 699,511699.5k $8.1m $8.1m 0.49% Added +28.7k +28,718
32 Garrett Wealth Advisory Group, LLC 2.95% of their portfolio WEATHERFORD, TX 697,033697.0k $8.1m $8.1m 2.95% Added +4.9k +4,874
33 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 1.57% of their portfolio NEWTOWN, PA 670,519670.5k $7.7m $7.7m 1.57% Added +4.3k +4,270
34 STONEBRIDGE ADVISORS LLC 4.96% of their portfolio WILTON, CT 658,886658.9k $7.6m $7.6m 4.96% Reduced -1.0m -1,023,908
35 Arkos Global Advisors 1.23% of their portfolio HOUSTON, TX 657,185657.2k $7.6m $7.6m 1.23% Added +1.8k +1,815
36 Live Oak Investment Partners 6.13% of their portfolio AUSTIN, TX 641,349641.3k $7.4m $7.4m 6.13% First filing
37 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 599,626599.6k $6.9m $6.9m 0.05% Added +949 +949
38 Atria Investments, Inc 0.08% of their portfolio Charlotte, NC 545,971546.0k $6.3m $6.3m 0.08% Added +263.0k +262,981
39 Advisors Preferred, LLC 1.07% of their portfolio ROCKVILLE, MD 537,040537.0k $6.2m $6.2m 1.07% Reduced -328.6k -328,606
40 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 527,948527.9k $6.1m $6.1m 0.01% Reduced -44.5k -44,540
41 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 524,071524.1k $6.1m $6.1m 0.02% Reduced -12.1k -12,118
42 Prairiewood Capital, LLC 2.71% of their portfolio FARGO, ND 495,144495.1k $5.7m $5.7m 2.71% Added +15.1k +15,064
43 Cherry Tree Wealth Management, LLC 1.42% of their portfolio MINNETONKA, MN 487,778487.8k $5.6m $5.6m 1.42% Reduced -12.0k -12,046
44 PLIMOTH TRUST CO LLC 1.50% of their portfolio SWANSEA, MA 485,688485.7k $5.6m $5.6m 1.50% Reduced -17.8k -17,790
45 RFG Advisory, LLC 0.18% of their portfolio BIRMINGHAM, AL 483,631483.6k $5.6m $5.6m 0.18% Added +38.0k +38,027
46 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 482,581482.6k $5.6m $5.6m 0.02% Reduced -51.6k -51,608
47 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 463,948463.9k $5.4m $5.4m 0.03% Added +172.1k +172,096
48 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 459,653459.7k $5.3m $5.3m 0.02% Reduced -18.6k -18,580
49 NOESIS CAPITAL MANGEMENT CORP 1.13% of their portfolio BOCA RATON, FL 442,150442.1k $5.1m $5.1m 1.13% Added +6.9k +6,930
50 Sound Income Strategies, LLC 0.31% of their portfolio FT LAUDERDALE, FL 422,794422.8k $4.9m $4.9m 0.31% Added +32.0k +31,969
51 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 395,233395.2k $4.6m $4.6m 0.01% Added +40.0k +39,993
52 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 386,065386.1k $4.5m $4.5m 0.01% Added +2.9k +2,942
53 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 385,564385.6k $4.5m $4.5m 0.06% Reduced -40.7k -40,663
54 Geneos Wealth Management Inc. 0.19% of their portfolio ENGLEWOOD, CO 375,730375.7k $4.3m $4.3m 0.19% Added +104.7k +104,668
55 KCM INVESTMENT ADVISORS LLC 0.15% of their portfolio GREENBRAE, CA 370,583370.6k $4.3m $4.3m 0.15% Reduced -61.0k -60,971
56 One Capital Management, LLC 0.14% of their portfolio WESTLAKE VILLAGE, CA 353,016353.0k $4.1m $4.1m 0.14% Added +331.2k +331,226
57 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 343,636343.6k $3.9m $3.9m 0.03% First filing
58 Investors Research Corp 0.90% of their portfolio ATLANTA, GA 334,405334.4k $3.9m $3.9m 0.90% Added +25.7k +25,705
59 Avantax Planning Partners, Inc. 0.11% of their portfolio DUBUQUE, IA 307,844307.8k $3.6m $3.6m 0.11% Reduced -30.6k -30,550
60 Spectrum Asset Management, Inc. 12.31% of their portfolio STAMFORD, CT 300,996301.0k $3.5m $3.5m 12.31% Reduced -3.2m -3,217,412
61 First PREMIER Bank 0.91% of their portfolio SIOUX FALLS, SD 295,231295.2k $3.4m $3.4m 0.91% Reduced -30.6k -30,650
62 FIRST HAWAIIAN BANK 0.11% of their portfolio HONOLULU, HI 291,506291.5k $3.4m $3.4m 0.11% Reduced -2.6k -2,642
63 Field & Main Bank 1.25% of their portfolio HENDERSON, KY 289,139289.1k $3.3m $3.3m 1.25% Added +19.7k +19,664
64 Kades & Cheifetz LLC 1.89% of their portfolio Berwyn, PA 260,830260.8k $3.0m $3.0m 1.89% Reduced -13.0k -13,016
65 LIBERTY WEALTH MANAGEMENT LLC 0.00% of their portfolio OAKLAND, CA 234,303234.3k $237 $237 0.00% New
66 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 232,846232.8k $2.7m $2.7m 0.04% Added +13.2k +13,240
67 Florida Trust Wealth Management Co 0.09% of their portfolio SANIBEL, FL 231,730231.7k $2.7m $2.7m 0.09% Reduced -116.1k -116,095
68 Charles Schwab Trust Co 0.24% of their portfolio HENDERSON, NV 222,445222.4k $2.6m $2.6m 0.24% Added +2.7k +2,720
69 HBK Sorce Advisory LLC 0.09% of their portfolio ERIE, PA 217,070217.1k $2.5m $2.5m 0.09% Added +22.0k +22,000
70 World Investment Advisors 0.15% of their portfolio LINCROFT, NJ 214,536214.5k $2.5m $2.5m 0.15% New
71 Baker Avenue Asset Management, LP 0.08% of their portfolio SAN FRANCISCO, CA 214,471214.5k $2.5m $2.5m 0.08% Reduced -2.5k -2,461
72 PRINCIPAL SECURITIES, INC. 0.07% of their portfolio DES MOINES, IA 206,915206.9k $2.4m $2.4m 0.07% Reduced -23.8k -23,774
73 KG Capital Management 0.82% of their portfolio ST. FRANCISVILLE, LA 206,386206.4k $2.4m $2.4m 0.82% Reduced -18.7k -18,680
74 GYL Financial Synergies, LLC 0.18% of their portfolio West Hartford, CT 202,636202.6k $2.3m $2.3m 0.18% Reduced -10.1k -10,067
75 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 202,095202.1k $2.3m $2.3m 0.04% Reduced -8.9k -8,925
76 WHITE PINE CAPITAL LLC 0.87% of their portfolio BLOOMINGTON, MN 199,368199.4k $2.3m $2.3m 0.87% Added +23.2k +23,214
77 Boothe Investment Group, Inc. 1.06% of their portfolio DOVER, DE 197,859197.9k $2.3m $2.3m 1.06% Added +17.6k +17,561
78 Integrated Advisors Network LLC 0.12% of their portfolio DALLAS, TX 196,457196.5k $2.3m $2.3m 0.12% Reduced -7.5k -7,545
79 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 196,058196.1k $2.3m $2.3m 0.02% Reduced -11.1k -11,130
80 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 196,058196.1k $2.3m $2.3m 0.02% Reduced -11.1k -11,130
81 Sowell Financial Services LLC 0.11% of their portfolio NORTH LITTLE ROCK, AR 195,529195.5k $2.3m $2.3m 0.11% Added +171.0k +170,989
82 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 193,340193.3k $2.2m $2.2m 0.02% Added +3.3k +3,317
83 DAYMARK WEALTH PARTNERS, LLC 0.10% of their portfolio CINCINNATI, OH 191,774191.8k $2.2m $2.2m 0.10% Added +6.3k +6,270
84 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 189,146189.1k $2.2m $2.2m 0.09% Added +4.0k +3,986
85 Mariner, LLC 0.00% of their portfolio Overland Park, KS 187,231187.2k $2.2m $2.2m 0.00% Added +16.3k +16,275
86 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 177,196177.2k $2.1m $2.1m 0.00% Reduced -8.6k -8,591
87 COMERICA BANK 0.01% of their portfolio DALLAS, TX 167,015167.0k $1.9m $1.9m 0.01% Reduced -10.5k -10,515
88 SHEPHERD KAPLAN KROCHUK, LLC 1.51% of their portfolio Boston, MA 166,005166.0k $1.9m $1.9m 1.51% Added +8.4k +8,363
89 StoneCrest Wealth Management, Inc. 1.46% of their portfolio CHANDLER, AZ 165,302165.3k $1.9m $1.9m 1.46% Reduced -16.9k -16,933
90 TRANSATLANTIQUE PRIVATE WEALTH LLC 0.77% of their portfolio NEW YORK, NY 163,703163.7k $1.9m $1.9m 0.77% Added +109.4k +109,382
91 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 162,528162.5k $1.9m $1.9m 0.01% Reduced -20.8k -20,766
92 TRANSCEND CAPITAL ADVISORS, LLC 0.13% of their portfolio MADISON, NJ 157,460157.5k $1.8m $1.8m 0.13% Added +6.8k +6,788
93 Global Retirement Partners, LLC 0.06% of their portfolio San Rafael, CA 156,679156.7k $1.8m $1.8m 0.06% Added +57.2k +57,165
94 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 155,293155.3k $1.8m $1.8m 0.00% Added +46.8k +46,828
95 Etesian Wealth Advisors, Inc. 0.99% of their portfolio West Linn, OR 152,328152.3k $1.8m $1.8m 0.99% Reduced -5.6k -5,600
96 Advisory Alpha, LLC 0.07% of their portfolio HOLLAND, MI 152,206152.2k $1.8m $1.8m 0.07% Added +914 +914
97 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 151,316151.3k $1.7m $1.7m 0.07% Added +2.8k +2,764
98 Hilton Capital Management, LLC 0.15% of their portfolio Garden City, NY 150,721150.7k $1.7m $1.7m 0.15% Reduced -4.5k -4,454
99 Waverly Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 146,384146.4k $1.7m $1.7m 0.03% Added +3.2k +3,173
100 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 141,500141.5k $1.6m $1.6m 0.00% Reduced -12.5k -12,480