Vault-13

INVESCO EXCH TRADED FD TR II PGX

PFD ETF · ETP · CUSIP 46138E511

480 institutional holders -1 vs Q2 2023
188,397,817188.4m shares reported held*
$2.1bnreported value*
33 new 168 added 178 reduced 38 sold out net bought ≈ $46.9m (+4.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.11. Options: 2 managers hold calls ($1.5m notional), 2 hold puts ($286.9k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 478Q4 22: 498Q1 23: 473Q2 23: 481Q3 23: 480480Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022478
Q4 2022498
Q1 2023473
Q2 2023481
Q3 2023480

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 189 bought or addedQ4 22: 260 cut or sold outQ4 22Q1 23: 190 bought or addedQ1 23: 258 cut or sold outQ1 23Q2 23: 217 bought or addedQ2 23: 202 cut or sold outQ2 23Q3 23: 201 bought or addedQ3 23: 216 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022189260
Q1 2023190258
Q2 2023217202
Q3 2023201216

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 22 calls: $277.3kQ4 22 puts: $116.3kQ4 22P/C 0.42Q1 23 calls: $834.6kQ1 23 puts: $822.0kQ1 23P/C 0.98Q2 23 calls: $475.3kQ2 23 puts: $784.3kQ2 23P/C 1.65Q3 23 calls: $1.5mQ3 23 puts: $286.9kQ3 23P/C 0.19
Numbers
QuarterCallsPutsP/C
Q4 2022$277.3k$116.3k0.42
Q1 2023$834.6k$822.0k0.98
Q2 2023$475.3k$784.3k1.65
Q3 2023$1.5m$286.9k0.19

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +4,889,697+4.9m
LPL Financial LLC Added +1,587,869+1.6m
WELLS FARGO & COMPANY/MN Added +1,282,739+1.3m
Granite Bay Wealth Management, LLC Added +895,546+895.5k
OSAIC HOLDINGS, INC. Added +367,097+367.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +303,462+303.5k
Spectrum Asset Management, Inc. Added +289,503+289.5k
Strategic Investment Solutions, Inc. /IL Added +252,203+252.2k
Kingsview Wealth Management, LLC Added +200,823+200.8k
Wealthspire Advisors, LLC New +187,568+187.6k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -1,139,197-1.1m
COHEN & STEERS, INC. Reduced -690,705-690.7k
BANK OF MONTREAL /CAN/ Reduced -647,364-647.4k
MORGAN STANLEY Reduced -614,604-614.6k
Janney Montgomery Scott LLC Reduced -441,411-441.4k
HUNTINGTON NATIONAL BANK Reduced -226,328-226.3k
CIBC Private Wealth Group LLC Reduced -210,077-210.1k
Retireful, LLC Sold out -206,099-206.1k
SWS Partners Sold out -204,340-204.3k
STONEBRIDGE ADVISORS LLC Reduced -198,853-198.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.2m113.5k shares
CITADEL ADVISORS LLC Added $265.0k24.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $259.5k23.7k shares
CITADEL ADVISORS LLC Reduced $27.4k2.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 58,911,00958.9m $645.1m $645.1m 0.08% Added +4.9m +4,889,697
2 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 15,431,97415.4m $169.0m $169.0m 0.05% Added +1.3m +1,282,739
3 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 14,641,62814.6m $160.3m $160.3m 0.11% Added +1.6m +1,587,869
4 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 11,354,31911.4m $124.7m $124.7m 0.04% Reduced -1.1m -1,139,197
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 9,467,2399.5m $103.7m $103.7m 0.01% Reduced -614.6k -614,604
6 UBS Group AG 0.03% of their portfolio ZURICH, V8 5,106,7825.1m $55.9m $55.9m 0.03% Reduced -168.6k -168,631
7 BESSEMER GROUP INC 0.12% of their portfolio WOODBRIDGE, NJ 5,091,2155.1m $55.7m $55.7m 0.12% Unchanged
8 Allworth Financial LP 0.33% of their portfolio FOLSOM, CA 3,495,4253.5m $38.3m $38.3m 0.33% Reduced -83.3k -83,322
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 3,415,5873.4m $37.4m $37.4m 0.01% Reduced -61.3k -61,342
10 Spectrum Asset Management, Inc. 26.57% of their portfolio STAMFORD, CT 2,836,7272.8m $31.1m $31.1m 26.57% Added +289.5k +289,503
11 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 2,736,3462.7m $30.0m $30.0m 0.04% Added +367.1k +367,097
12 HUNTINGTON NATIONAL BANK 0.24% of their portfolio COLUMBUS, OH 2,221,4282.2m $24.3m $24.3m 0.24% Reduced -226.3k -226,328
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,061,0162.1m $22.6m $22.6m 0.01% Reduced -1.2k -1,219
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,723,3741.7m $18.9m $18.9m 0.00% Reduced -125.1k -125,055
15 STONEBRIDGE ADVISORS LLC 13.40% of their portfolio WILTON, CT 1,666,3101.7m $18.2m $18.2m 13.40% Reduced -198.9k -198,853
16 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 1,538,7891.5m $16.8m $16.8m 0.06% Reduced -60.4k -60,422
17 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 1,509,7621.5m $16.9m $16.9m 0.01% Reduced -647.4k -647,364
18 Iowa State Bank 4.08% of their portfolio URBANDALE, IA 1,436,8821.4m $15.7m $15.7m 4.08% Added +14.2k +14,229
19 Intrepid Financial Planning Group LLC 7.45% of their portfolio CARMEL, IN 1,312,1351.3m $14.4m $14.4m 7.45% Reduced -24.5k -24,489
20 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 1,294,2101.3m $14.2m $14.2m 0.03% Reduced -84.4k -84,443
21 ADVISORS MANAGEMENT GROUP INC /ADV 3.69% of their portfolio LA CROSSE, WI 1,116,6941.1m $12.2m $12.2m 3.69% Added +14.2k +14,201
22 Avantax Planning Partners, Inc. 0.50% of their portfolio DUBUQUE, IA 1,081,2681.1m $11.8m $11.8m 0.50% Added +158.7k +158,737
23 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 1,069,0631.1m $11.7m $11.7m 0.04% Reduced -441.4k -441,411
24 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 988,296988.3k $10.8m $10.8m 0.02% Reduced -65.8k -65,761
25 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 977,728977.7k $10.7m $10.7m 0.05% Reduced -4.4k -4,383
26 Checchi Capital Advisers, LLC 0.98% of their portfolio BEVERLY HILLS, CA 966,984967.0k $10.6m $10.6m 0.98% Added +130.8k +130,751
27 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 934,069934.1k $10.2m $10.2m 0.09% Added +21.2k +21,231
28 Granite Bay Wealth Management, LLC 0.10% of their portfolio PORTSMOUTH, NH 910,116910.1k $10.2m $10.2m 0.10% Added +895.5k +895,546
29 Arkos Global Advisors 2.01% of their portfolio HOUSTON, TX 899,088899.1k $9.8m $9.8m 2.01% Reduced -15.8k -15,784
30 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 886,012886.0k $9.7m $9.7m 0.01% Reduced -21.3k -21,287
31 Community Financial Services Group, LLC 2.38% of their portfolio NEWPORT, VT 862,181862.2k $9.4m $9.4m 2.38% First filing
32 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 833,069833.1k $9.1m $9.1m 0.01% Added +66.1k +66,083
33 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 741,503741.5k $8.1m $8.1m 0.01% Reduced -4.2k -4,153
34 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 1.69% of their portfolio NEWTOWN, PA 676,437676.4k $7.4m $7.4m 1.69% Reduced -6.8k -6,798
35 McAdam, LLC 0.57% of their portfolio Philadelphia, PA 630,078630.1k $6.9m $6.9m 0.57% Reduced -3.9k -3,919
36 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 612,130612.1k $6.7m $6.7m 0.04% Reduced -73.6k -73,625
37 Integrated Wealth Concepts LLC 0.12% of their portfolio WALTHAM, MA 596,239596.2k $6.5m $6.5m 0.12% Reduced -175.8k -175,782
38 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 595,460595.5k $6.5m $6.5m 0.01% Added +9.4k +9,387
39 KCM INVESTMENT ADVISORS LLC 0.27% of their portfolio GREENBRAE, CA 578,792578.8k $6.3m $6.3m 0.27% Reduced -76.4k -76,374
40 PLIMOTH TRUST CO LLC 1.98% of their portfolio SWANSEA, MA 576,163576.2k $6.3m $6.3m 1.98% Reduced -19.1k -19,090
41 Garrett Wealth Advisory Group, LLC 2.85% of their portfolio WEATHERFORD, TX 571,510571.5k $6.3m $6.3m 2.85% Added +26.6k +26,614
42 Traverso Chambers Private Wealth Management, LLC 1.65% of their portfolio SANTA ROSA, CA 564,253564.3k $6.2m $6.2m 1.65% Added +8.7k +8,698
43 Hibernia Wealth Partners, LLC 4.27% of their portfolio BATON ROUGE, LA 499,090499.1k $5.5m $5.5m 4.27% First filing
44 Lido Advisors, LLC 0.06% of their portfolio Los Angeles, CA 479,949479.9k $5.3m $5.3m 0.06% Reduced -32.6k -32,611
45 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 461,116461.1k $5.0m $5.0m 0.05% Added +9.3k +9,276
46 Cherry Tree Wealth Management, LLC 1.47% of their portfolio MINNETONKA, MN 457,019457.0k $5.0m $5.0m 1.47% Added +27.0k +27,003
47 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 411,158411.2k $4.5m $4.5m 0.01% Added +9.8k +9,825
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 400,849400.8k $4.4m $4.4m 0.01% Added +303.5k +303,462
49 RFG Advisory, LLC 0.19% of their portfolio BIRMINGHAM, AL 391,592391.6k $4.3m $4.3m 0.19% Added +31.7k +31,682
50 D L CARLSON INVESTMENT GROUP INC 0.82% of their portfolio CONCORD, NH 370,751370.8k $4.1m $4.1m 0.82% Added +18.1k +18,101
51 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 338,206338.2k $3.7m $3.7m 0.03% Reduced -6.1k -6,119
52 Sound Income Strategies, LLC 0.31% of their portfolio FT LAUDERDALE, FL 337,566337.6k $3.7m $3.7m 0.31% Added +20.7k +20,728
53 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 329,242329.2k $3.6m $3.6m 0.02% Reduced -3.0k -3,024
54 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 328,095328.1k $3.6m $3.6m 0.01% Added +109.8k +109,845
55 Leicht Financial Planning & Wealth Management, Inc. 2.17% of their portfolio PARSIPPANY, NJ 320,588320.6k $3.5m $3.5m 2.17% Added +13.6k +13,611
56 Live Oak Investment Partners 2.99% of their portfolio AUSTIN, TX 317,380317.4k $3.5m $3.5m 2.99% Reduced -1.4k -1,358
57 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 310,511310.5k $3.4m $3.4m 0.06% Added +21.0k +21,015
58 Golden Green, Inc. 3.52% of their portfolio Seneca, SC 306,874306.9k $3.4m $3.4m 3.52% Added +8.0k +8,043
59 Boothe Investment Group, Inc. 0.85% of their portfolio DOVER, DE 304,924304.9k $3.3m $3.3m 0.85% Added +174.7k +174,712
60 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 299,726299.7k $3.3m $3.3m 0.01% Added +23.8k +23,785
61 FIRST HAWAIIAN BANK 0.11% of their portfolio HONOLULU, HI 295,691295.7k $3.2m $3.2m 0.11% Reduced -1.4k -1,375
62 First PREMIER Bank 0.98% of their portfolio SIOUX FALLS, SD 291,710291.7k $3.2m $3.2m 0.98% Reduced -40.8k -40,835
63 Prairiewood Capital, LLC 2.07% of their portfolio FARGO, ND 290,831290.8k $3.2m $3.2m 2.07% Added +39.2k +39,190
64 Investors Research Corp 0.81% of their portfolio ATLANTA, GA 283,893283.9k $3.1m $3.1m 0.81% Reduced -1.3k -1,320
65 Merit Financial Group, LLC 0.10% of their portfolio ALPHARETTA, GA 268,267268.3k $2.9m $2.9m 0.10% Added +23.1k +23,073
66 Strategic Investment Solutions, Inc. /IL 0.04% of their portfolio ORLAND PARK, IL 260,244260.2k $2.9m $2.9m 0.04% Added +252.2k +252,203
67 GYL Financial Synergies, LLC 0.27% of their portfolio West Hartford, CT 257,057257.1k $2.8m $2.8m 0.27% Added +15.8k +15,844
68 DAYMARK WEALTH PARTNERS, LLC 0.18% of their portfolio CINCINNATI, OH 243,881243.9k $2.7m $2.7m 0.18% Added +1.6k +1,642
69 Geneos Wealth Management Inc. 0.13% of their portfolio ENGLEWOOD, CO 234,827234.8k $2.6m $2.6m 0.13% Added +10.9k +10,942
70 Blue Fin Capital, Inc. 0.73% of their portfolio Warren, RI 228,496228.5k $2.5m $2.5m 0.73% Reduced -941 -941
71 Kingsview Wealth Management, LLC 0.09% of their portfolio GRANTS PASS, OR 227,324227.3k $2.5m $2.5m 0.09% Added +200.8k +200,823
72 STEPHENS INC /AR/ 0.05% of their portfolio LITTLE ROCK, AR 226,219226.2k $2.5m $2.5m 0.05% Reduced -21.0k -21,034
73 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 222,552222.6k $2.4m $2.4m 0.03% Reduced -11.0k -11,047
74 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 222,552222.6k $2.4m $2.4m 0.03% Reduced -11.0k -11,047
75 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 221,354221.4k $2.4m $2.4m 0.01% Reduced -44.1k -44,123
76 HBK Sorce Advisory LLC 0.11% of their portfolio ERIE, PA 219,788219.8k $2.4m $2.4m 0.11% Added +2.3k +2,306
77 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 215,969216.0k $2.4m $2.4m 0.00% Added +60.0k +59,958
78 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 215,632215.6k $2.4m $2.4m 0.01% Reduced -133.0k -133,026
79 Integrated Advisors Network LLC 0.14% of their portfolio DALLAS, TX 214,032214.0k $2.3m $2.3m 0.14% Reduced -9.8k -9,810
80 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 212,928212.9k $2.3m $2.3m 0.10% Reduced -197.4k -197,424
81 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 210,902210.9k $2.3m $2.3m 0.04% Added +11.5k +11,537
82 O'ROURKE & COMPANY, Inc 1.65% of their portfolio BOSTON, MA 206,848206.8k $2.3m $2.3m 1.65% Reduced -8.9k -8,931
83 KG Capital Management 1.03% of their portfolio ST. FRANCISVILLE, LA 195,604195.6k $2.1m $2.1m 1.03% Added +51.6k +51,604
84 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 191,949191.9k $2.1m $2.1m 0.00% Reduced -210.1k -210,077
85 HOWARD WEALTH MANAGEMENT, LLC 1.92% of their portfolio Madison, CT 190,068190.1k $2.1m $2.1m 1.92% Reduced -6.8k -6,800
86 Advisory Alpha, LLC 0.11% of their portfolio HOLLAND, MI 188,577188.6k $2.1m $2.1m 0.11% Added +3.8k +3,828
87 Wealthspire Advisors, LLC 0.03% of their portfolio NEW YORK, NY 187,568187.6k $2.1m $2.1m 0.03% New
88 Etesian Wealth Advisors, Inc. 1.37% of their portfolio West Linn, OR 186,365186.4k $2.0m $2.0m 1.37% Reduced -9.7k -9,672
89 Beta Wealth Group, Inc. 1.16% of their portfolio SAN DIEGO, CA 178,723178.7k $2.0m $2.0m 1.16% Added +3.9k +3,921
90 Kades & Cheifetz LLC 1.53% of their portfolio Berwyn, PA 176,924176.9k $1.9m $1.9m 1.53% Added +63.9k +63,924
91 COMERICA BANK 0.01% of their portfolio DALLAS, TX 175,017175.0k $1.9m $1.9m 0.01% Added +107.3k +107,315
92 OLD NATIONAL BANCORP /IN/ 0.05% of their portfolio EVANSVILLE, IN 173,500173.5k $1.9m $1.9m 0.05% Reduced -30.6k -30,551
93 TRANSCEND CAPITAL ADVISORS, LLC 0.18% of their portfolio MADISON, NJ 171,855171.9k $1.9m $1.9m 0.18% Added +15.8k +15,783
94 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 168,363168.4k $1.8m $1.8m 0.00% Added +87.8k +87,815
95 SHEPHERD KAPLAN KROCHUK, LLC 1.58% of their portfolio Boston, MA 165,935165.9k $1.8m $1.8m 1.58% Added +4.9k +4,877
96 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 158,491158.5k $1.7m $1.7m 0.04% Added +8.6k +8,645
97 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 154,652154.7k $1.7m $1.7m 0.00% Reduced -10.8k -10,800
98 Global Retirement Partners, LLC 0.08% of their portfolio San Rafael, CA 150,402150.4k $1.6m $1.6m 0.08% Added +9.6k +9,625
99 NewEdge Wealth, LLC 0.05% of their portfolio STAMFORD, CT 142,494142.5k $1.6m $1.6m 0.05% Added +39.4k +39,419
100 Charles Schwab Trust Co 0.17% of their portfolio HENDERSON, NV 138,824138.8k $1.5m $1.5m 0.17% Added +8.3k +8,348