Vault-13

INVESCO EXCH TRADED FD TR II PCEF

CEF INM COMPSI · ETP · CUSIP 46138E404

132 institutional holders +6 vs Q3 2024
19,615,08919.6m shares reported held*
$375.9mreported value*
11 new 43 added 41 reduced 7 sold out net bought ≈ $23.5m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.16. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 119Q4 22: 125Q1 23: 116Q2 23: 117Q3 23: 118Q4 23: 118Q1 24: 117Q2 24: 117Q3 24: 126Q4 24: 132132Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022119
Q4 2022125
Q1 2023116
Q2 2023117
Q3 2023118
Q4 2023118
Q1 2024117
Q2 2024117
Q3 2024126
Q4 2024132

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 63 bought or addedQ1 23: 46 cut or sold outQ2 23: 53 bought or addedQ2 23: 50 cut or sold outQ2 23Q3 23: 46 bought or addedQ3 23: 59 cut or sold outQ4 23: 49 bought or addedQ4 23: 55 cut or sold outQ4 23Q1 24: 57 bought or addedQ1 24: 50 cut or sold outQ2 24: 51 bought or addedQ2 24: 52 cut or sold outQ2 24Q3 24: 52 bought or addedQ3 24: 44 cut or sold outQ4 24: 54 bought or addedQ4 24: 48 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20236346
Q2 20235350
Q3 20234659
Q4 20234955
Q1 20245750
Q2 20245152
Q3 20245244
Q4 20245448

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10$20$30$40Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $39Q3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$39$00.00
Q4 2024$0$0—

Biggest buyers

Independent Advisor Alliance New +625,241+625.2k
WELLS FARGO & COMPANY/MN Added +173,718+173.7k
ENVESTNET ASSET MANAGEMENT INC Added +146,604+146.6k
ROYAL BANK OF CANADA Added +145,950+145.9k
MORGAN STANLEY Added +106,170+106.2k
GAMMA Investing LLC Added +70,586+70.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +65,980+66.0k
SYKON CAPITAL LLC Added +60,462+60.5k
ADELL HARRIMAN & CARPENTER INC Added +40,700+40.7k
Cetera Investment Advisers Added +25,394+25.4k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -69,563-69.6k
UBS Group AG Reduced -66,804-66.8k
RIVERNORTH CAPITAL MANAGEMENT, LLC Sold out -53,463-53.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -49,521-49.5k
Beck Bode, LLC Reduced -25,359-25.4k
NWF Advisory Services Inc. Sold out -23,600-23.6k
Creative Planning Reduced -22,693-22.7k
HighTower Advisors, LLC Reduced -20,300-20.3k
Clearstead Advisors, LLC Sold out -14,913-14.9k
Future Financial Wealth Managment LLC Reduced -11,784-11.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,440,9522.4m $46.8m $46.8m 0.02% Added +146.6k +146,604
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,239,5622.2m $42.9m $42.9m 0.01% Added +173.7k +173,718
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,103,4782.1m $40.3m $40.3m 0.00% Added +106.2k +106,170
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,081,2602.1m $39.9m $39.9m 0.01% Added +145.9k +145,950
5 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,661,5641.7m $31.8m $31.8m 0.01% Reduced -69.6k -69,563
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 974,442974.4k $18.7m $18.7m 0.01% Added +13.1k +13,133
7 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 968,208968.2k $18.6m $18.6m 0.01% First filing
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 919,381919.4k $17.6m $17.6m 0.00% Reduced -5.2k -5,156
9 Independent Advisor Alliance 0.16% of their portfolio CHARLOTTE, NC 625,241625.2k $12.0m $12.0m 0.16% New
10 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 480,288480.3k $9.2m $9.2m 0.02% Added +11.1k +11,137
11 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 462,798462.8k $8.9m $8.9m 0.02% Added +66.0k +65,980
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 451,201451.2k $8.6m $8.6m 0.01% Reduced -10.1k -10,077
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 333,136333.1k $6.4m $6.4m 0.00% Reduced -66.8k -66,804
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 251,864251.9k $4.8m $4.8m 0.01% Added +25.4k +25,394
15 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 214,465214.5k $4.1m $4.1m 0.01% Added +4.6k +4,560
16 SYKON CAPITAL LLC 1.35% of their portfolio HARRISON, NY 204,742204.7k $3.9m $3.9m 1.35% Added +60.5k +60,462
17 GAMMA Investing LLC 0.33% of their portfolio FOSTER CITY, CA 203,948203.9k $3.9m $3.9m 0.33% Added +70.6k +70,586
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 194,188194.2k $3.7m $3.7m 0.01% Added +20.2k +20,234
19 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 188,552188.6k $3.6m $3.6m 0.01% Added +3.7k +3,692
20 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 176,715176.7k $3.4m $3.4m 0.00% Reduced -20.3k -20,300
21 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.69% of their portfolio PRINCETON, NJ 133,322133.3k $2.6m $2.6m 0.69% Reduced -4.8k -4,816
22 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 102,298102.3k $2.0m $2.0m 0.01% Reduced -2.0k -1,954
23 Mariner, LLC 0.00% of their portfolio Overland Park, KS 94,24894.2k $1.8m $1.8m 0.00% Added +71 +71
24 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 87,84587.8k $1.7m $1.7m 0.02% Added +6.3k +6,284
25 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 86,33486.3k $1.7m $1.7m 0.00% Reduced -11.0k -11,030
26 Merit Financial Group, LLC 0.03% of their portfolio ALPHARETTA, GA 85,32085.3k $1.6m $1.6m 0.03% Reduced -10.5k -10,490
27 ADELL HARRIMAN & CARPENTER INC 0.11% of their portfolio HOUSTON, TX 81,60081.6k $1.6m $1.6m 0.11% Added +40.7k +40,700
28 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 76,91376.9k $1.5m $1.5m 0.00% Reduced -22.7k -22,693
29 Goldstone Financial Group, LLC 0.20% of their portfolio OAKBROOK TERRACE, IL 66,12266.1k $1.3m $1.3m 0.20% Added +5.1k +5,092
30 Intrua Financial, LLC 0.19% of their portfolio Houston, TX 60,55060.5k $1.2m $1.2m 0.19% Reduced -3.9k -3,866
31 Future Financial Wealth Managment LLC 0.83% of their portfolio CINCINNATI, OH 59,22259.2k $1.1m $1.1m 0.83% Reduced -11.8k -11,784
32 WealthShield Partners, LLC 0.16% of their portfolio CARY, NC 58,46858.5k $1.1m $1.1m 0.16% Reduced -4.9k -4,923
33 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 56,06056.1k $1.1m $1.1m 0.01% Reduced -176 -176
34 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 56,06056.1k $1.1m $1.1m 0.01% Reduced -176 -176
35 Beck Bode, LLC 0.18% of their portfolio DEDHAM, MA 52,02452.0k $996.8k $996.8k 0.18% Reduced -25.4k -25,359
36 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 49,19749.2k $970.0k $970.0k 0.00% Reduced -359 -359
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 49,14149.1k $941.6k $941.6k 0.00% Added +305 +305
38 PANORAMIC INVESTMENT ADVISORS, LLC 0.58% of their portfolio DENVER, CO 46,25446.3k $886.2k $886.2k 0.58% Added +12.3k +12,309
39 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 44,44644.4k $851.6k $851.6k 0.01% Added +79 +79
40 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 43,63343.6k $836.0k $836.0k 0.02% Added +6.1k +6,145
41 MARINO, STRAM & ASSOCIATES LLC 0.18% of their portfolio BRAINTREE, MA 43,38043.4k $831.2k $831.2k 0.18% Unchanged
42 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 43,37443.4k $831.0k $831.0k 0.01% Added +3.5k +3,490
43 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.05% of their portfolio BIRMINGHAM, AL 43,15343.2k $855.1k $855.1k 0.05% Reduced -9.5k -9,530
44 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 43,02643.0k $824.4k $824.4k 0.03% Added +2.2k +2,187
45 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 40,34340.3k $773.0k $773.0k 0.00% Added +18.6k +18,578
46 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 36,63836.6k $702.0k $702.0k 0.00% Reduced -1.8k -1,800
47 Heartwood Wealth Advisors LLC 0.08% of their portfolio RICHMOND, VA 35,00035.0k $670.6k $670.6k 0.08% Unchanged
48 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 34,48934.5k $660.8k $660.8k 0.00% Added +6.9k +6,909
49 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 34,13034.1k $653.9k $653.9k 0.02% Reduced -1.6k -1,580
50 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 29,04629.0k $562.5k $562.5k 0.02% Added +3.4k +3,356
51 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 28,98129.0k $555.3k $555.3k 0.03% Added +1.8k +1,835
52 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 25,94925.9k $497.2k $497.2k 0.00% Reduced -1.2k -1,246
53 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 24,78524.8k $475.0k $475.0k 0.00% Added +312 +312
54 Pasadena Private Wealth, LLC 0.10% of their portfolio PASADENA, CA 24,71224.7k $473.5k $473.5k 0.10% Reduced -3.4k -3,398
55 Argyle Capital Partners, LLC 0.38% of their portfolio LOS ANGELES, CA 23,36423.4k $447.7k $447.7k 0.38% First filing
56 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 23,28823.3k $446.2k $446.2k 0.00% Reduced -4.6k -4,560
57 COMERICA BANK 0.00% of their portfolio DALLAS, TX 20,90120.9k $400.5k $400.5k 0.00% Reduced -100 -100
58 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 20,89520.9k $400.3k $400.3k 0.02% Reduced -6 -6
59 Compass Financial Services Inc 0.22% of their portfolio WEST DES MOINES, IA 20,07220.1k $384.6k $384.6k 0.22% First filing
60 Garden State Investment Advisory Services LLC 0.11% of their portfolio Red Bank, NJ 18,94118.9k $362.9k $362.9k 0.11% Unchanged
61 Endowment Wealth Management, Inc. 0.24% of their portfolio APPLETON, WI 18,89518.9k $362.0k $362.0k 0.24% Added +1.1k +1,078
62 Pinnacle Wealth Planning Services, Inc. 0.05% of their portfolio MANSFIELD, OH 17,50017.5k $335.3k $335.3k 0.05% Unchanged
63 Gotham Asset Management, LLC 0.00% of their portfolio NEW YORK, NY 15,91215.9k $304.9k $304.9k 0.00% New
64 Orange Investment Advisors, Inc. 0.03% of their portfolio GOSHEN, NY 15,70415.7k $300.9k $300.9k 0.03% Unchanged
65 Aveo Capital Partners, LLC 0.03% of their portfolio ENGLEWOOD, CO 15,63215.6k $299.5k $299.5k 0.03% Reduced -496 -496
66 Buska Wealth Management, LLC 0.10% of their portfolio WAUSAU, WI 15,49315.5k $296.8k $296.8k 0.10% Added +3.3k +3,329
67 Quartz Partners, LLC 0.18% of their portfolio SARATOGA SPRINGS, NY 15,09415.1k $289.2k $289.2k 0.18% Unchanged
68 Boxwood Ventures, Inc. 0.37% of their portfolio CHICAGO, IL 14,28314.3k $273.7k $273.7k 0.37% Added +297 +297
69 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,24714.2k $273.0k $273.0k 0.00% New
70 TFG Advisers LLC 0.10% of their portfolio Auburn Hills, MI 14,19414.2k $272.0k $272.0k 0.10% Added +140 +140
71 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 13,94013.9k $267.1k $267.1k 0.00% Reduced -618 -618
72 Merkkuri Wealth Advisors LLC 0.21% of their portfolio HICKSVILLE, NY 13,61513.6k $260.9k $260.9k 0.21% Added +277 +277
73 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 12,78212.8k $244.9k $244.9k 0.00% Added +2.2k +2,188
74 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 12,61812.6k $241.8k $241.8k 0.00% Added +261 +261
75 SAX WEALTH ADVISORS, LLC 0.02% of their portfolio PARSIPPANY, NJ 12,50012.5k $239.5k $239.5k 0.02% Unchanged
76 Hexagon Capital Partners LLC 0.04% of their portfolio ROGERS, AR 12,29912.3k $235.6k $235.6k 0.04% Unchanged
77 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 12,17212.2k $233.2k $233.2k 0.01% New
78 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 12,14912.1k $232.9k $232.9k 0.01% New
79 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 11,84711.8k $227.0k $227.0k 0.02% Added +965 +965
80 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,63511.6k $222.9k $222.9k 0.00% Unchanged
81 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,59011.6k $222.1k $222.1k 0.00% Added +10.7k +10,690
82 Mezzasalma Advisors, LLC 0.07% of their portfolio TINTON FALLS, NJ 10,83010.8k $207.5k $207.5k 0.07% New
83 NFSG Corp 0.05% of their portfolio BOCA RATON, FL 10,50210.5k $201.2k $201.2k 0.05% Reduced -139 -139
84 Atlas Private Wealth Advisors 0.03% of their portfolio RED BANK, NJ 10,36010.4k $198.5k $198.5k 0.03% Reduced -440 -440
85 GPS Wealth Strategies Group, LLC 0.02% of their portfolio CENTENNIAL, CO 8,3188.3k $159.4k $159.4k 0.02% Reduced -631 -631
86 Pathway Financial Advisers, LLC 0.05% of their portfolio AUBURN, IN 7,5517.6k $144.7k $144.7k 0.05% Reduced -73 -73
87 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 7,4157.4k $142.1k $142.1k 0.01% Reduced -768 -768
88 Anfield Capital Management, LLC 0.05% of their portfolio IRVINE, CA 7,3237.3k $140.3k $140.3k 0.05% Unchanged
89 FMR LLC 0.00% of their portfolio BOSTON, MA 7,2117.2k $138.2k $138.2k 0.00% Added +6.0k +6,005
90 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 6,8846.9k $131.9k $131.9k 0.00% Added +48 +48
91 ATTICUS WEALTH MANAGEMENT, LLC 0.03% of their portfolio Palm Beach Gardens, FL 4,7844.8k $91.7k $91.7k 0.03% Unchanged
92 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 4,6884.7k $90.0k $90.0k 0.00% Added +15 +15
93 Glen Eagle Advisors, LLC 0.01% of their portfolio KINGSTON, NJ 4,6604.7k $89.3k $89.3k 0.01% Unchanged
94 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 4,4824.5k $85.9k $85.9k 0.01% Reduced -2.6k -2,617
95 VSM Wealth Advisory, LLC 0.03% of their portfolio HUNT VALLEY, MD 4,4624.5k $85.5k $85.5k 0.03% First filing
96 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,3664.4k $84.0k $84.0k 0.00% Reduced -380 -380
97 OARSMAN CAPITAL, INC. 0.01% of their portfolio MILWAUKEE, WI 4,2844.3k $82.1k $82.1k 0.01% Reduced -423 -423
98 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,1694.2k $79.9k $79.9k 0.00% Unchanged
99 Wagner Wealth Management, LLC 0.02% of their portfolio GREENVILLE, SC 3,1163.1k $59.7k $59.7k 0.02% Unchanged
100 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,9793.0k $57.1k $57.1k 0.00% New