Vault-13

INVESCO EXCH TRADED FD TR II PCEF

CEF INM COMPSI · ETP · CUSIP 46138E404

126 institutional holders +9 vs Q2 2024
18,131,53818.1m shares reported held*
$357.4mreported value*
13 new 39 added 38 reduced 6 sold out net bought ≈ $8.7m (+443.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.71. Options: 2 managers hold calls ($39 notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 119Q4 22: 125Q1 23: 116Q2 23: 117Q3 23: 118Q4 23: 118Q1 24: 117Q2 24: 117Q3 24: 126126Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022119
Q4 2022125
Q1 2023116
Q2 2023117
Q3 2023118
Q4 2023118
Q1 2024117
Q2 2024117
Q3 2024126

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 55 bought or addedQ4 22: 53 cut or sold outQ1 23: 63 bought or addedQ1 23: 46 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 50 cut or sold outQ3 23: 46 bought or addedQ3 23: 59 cut or sold outQ3 23Q4 23: 49 bought or addedQ4 23: 55 cut or sold outQ1 24: 57 bought or addedQ1 24: 50 cut or sold outQ1 24Q2 24: 51 bought or addedQ2 24: 52 cut or sold outQ3 24: 52 bought or addedQ3 24: 44 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225553
Q1 20236346
Q2 20235350
Q3 20234659
Q4 20234955
Q1 20245750
Q2 20245152
Q3 20245244

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ4 23 calls: $68.9mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $39Q3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$68.9m$00.00
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$39$00.00

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +359,813+359.8k
ROYAL BANK OF CANADA Added +216,085+216.1k
SYKON CAPITAL LLC New +144,280+144.3k
GAMMA Investing LLC New +133,362+133.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +49,521+49.5k
MML INVESTORS SERVICES, LLC Added +43,102+43.1k
Raymond James Financial Services Advisors, Inc. Added +35,548+35.5k
Thrivent Financial for Lutherans Added +30,339+30.3k
STEPHENS INC /AR/ Added +27,408+27.4k
Rockefeller Capital Management L.P. Added +26,485+26.5k

Biggest sellers

LPL Financial LLC Reduced -200,723-200.7k
DUMONT & BLAKE INVESTMENT ADVISORS LLC Reduced -136,606-136.6k
AMERIPRISE FINANCIAL INC Reduced -70,276-70.3k
Pathway Financial Advisers, LLC Reduced -51,015-51.0k
BANK OF AMERICA CORP /DE/ Reduced -41,872-41.9k
Beck Bode, LLC Reduced -36,253-36.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -35,561-35.6k
TRUIST FINANCIAL CORP Reduced -28,310-28.3k
UBS Group AG Reduced -18,882-18.9k
BTS Asset Management, Inc. Sold out -18,383-18.4k

Biggest calls

Garden State Investment Advisory Services LLC New $392 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,294,3482.3m $45.2m $45.2m 0.01% Added +359.8k +359,813
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,065,8442.1m $40.7m $40.7m 0.01% Reduced -6.1k -6,118
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,997,3082.0m $39.4m $39.4m 0.00% Added +17.2k +17,239
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,935,3101.9m $38.1m $38.1m 0.01% Added +216.1k +216,085
5 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,731,1271.7m $34.1m $34.1m 0.01% Reduced -70.3k -70,276
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 961,309961.3k $18.9m $18.9m 0.01% Reduced -200.7k -200,723
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 924,537924.5k $18.2m $18.2m 0.00% Reduced -41.9k -41,872
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 730,182730.2k $14.4m $14.4m 0.02% Added +35.5k +35,548
9 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 469,151469.2k $9.2m $9.2m 0.02% Added +10.8k +10,823
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 461,278461.3k $9.1m $9.1m 0.01% Reduced -11.7k -11,734
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 399,940399.9k $7.9m $7.9m 0.00% Reduced -18.9k -18,882
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 396,818396.8k $7.8m $7.8m 0.02% Reduced -35.6k -35,561
13 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 226,470226.5k $4.5m $4.5m 0.01% Added +21.5k +21,533
14 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 209,905209.9k $4.1m $4.1m 0.01% Added +4.2k +4,166
15 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 197,015197.0k $3.9m $3.9m 0.01% Reduced -4.0k -4,015
16 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 184,860184.9k $3.6m $3.6m 0.01% Added +43.1k +43,102
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 173,954174.0k $3.4m $3.4m 0.01% Reduced -13.5k -13,542
18 SYKON CAPITAL LLC 1.00% of their portfolio HARRISON, NY 144,280144.3k $2.8m $2.8m 1.00% New
19 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.73% of their portfolio PRINCETON, NJ 138,138138.1k $2.7m $2.7m 0.73% Reduced -136.6k -136,606
20 GAMMA Investing LLC 0.26% of their portfolio FOSTER CITY, CA 133,362133.4k $2.6m $2.6m 0.26% New
21 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 104,252104.3k $2.1m $2.1m 0.01% Added +26.5k +26,485
22 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 99,60699.6k $2.0m $2.0m 0.00% Reduced -10.8k -10,770
23 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 97,36497.4k $1.9m $1.9m 0.00% Reduced -28.3k -28,310
24 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 95,81095.8k $1.9m $1.9m 0.04% Reduced -2.8k -2,803
25 Mariner, LLC 0.00% of their portfolio Overland Park, KS 94,17794.2k $1.9m $1.9m 0.00% Reduced -5.4k -5,436
26 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 81,56181.6k $1.6m $1.6m 0.02% Added +27.4k +27,408
27 Beck Bode, LLC 0.29% of their portfolio DEDHAM, MA 77,38377.4k $1.5m $1.5m 0.29% Reduced -36.3k -36,253
28 Future Financial Wealth Managment LLC 1.00% of their portfolio CINCINNATI, OH 71,00671.0k $1.4m $1.4m 1.00% Added +8.0k +8,035
29 Intrua Financial, LLC 0.21% of their portfolio Houston, TX 64,41664.4k $1.3m $1.3m 0.21% Reduced -11.9k -11,915
30 WealthShield Partners, LLC 0.17% of their portfolio CARY, NC 63,39163.4k $1.2m $1.2m 0.17% Added +1.8k +1,801
31 Goldstone Financial Group, LLC 0.21% of their portfolio OAKBROOK TERRACE, IL 61,03061.0k $1.2m $1.2m 0.21% Reduced -697 -697
32 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 56,23656.2k $1.1m $1.1m 0.01% Reduced -3.8k -3,770
33 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 56,23656.2k $1.1m $1.1m 0.01% Reduced -3.8k -3,770
34 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.05% of their portfolio WEST PALM BEACH, FL 53,46353.5k $1.1m $1.1m 0.05% Unchanged
35 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.06% of their portfolio BIRMINGHAM, AL 52,68352.7k $1.0m $1.0m 0.06% Reduced -1.0k -1,000
36 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 49,55649.6k $977.0k $977.0k 0.00% Added +30.3k +30,339
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 49,52149.5k $976.1k $976.1k 0.00% New
38 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 48,83648.8k $962.6k $962.6k 0.00% Added +186 +186
39 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 44,36744.4k $874.5k $874.5k 0.01% Added +20.2k +20,152
40 MARINO, STRAM & ASSOCIATES LLC 0.19% of their portfolio BRAINTREE, MA 43,38043.4k $855.0k $855.0k 0.19% Unchanged
41 ADELL HARRIMAN & CARPENTER INC 0.06% of their portfolio HOUSTON, TX 40,90040.9k $806.1k $806.1k 0.06% Added +8.0k +8,000
42 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 40,83940.8k $804.9k $804.9k 0.03% Added +2.0k +2,034
43 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 39,88439.9k $786.1k $786.1k 0.01% Added +9.8k +9,819
44 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 38,43838.4k $757.6k $757.6k 0.00% Reduced -4.2k -4,150
45 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 37,48837.5k $738.9k $738.9k 0.02% Reduced -10.3k -10,305
46 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 35,71035.7k $703.8k $703.8k 0.03% Reduced -6.2k -6,150
47 Heartwood Wealth Advisors LLC 0.08% of their portfolio RICHMOND, VA 35,00035.0k $689.9k $689.9k 0.08% Added +800 +800
48 PANORAMIC INVESTMENT ADVISORS, LLC 0.46% of their portfolio DENVER, CO 33,94533.9k $669.1k $669.1k 0.46% First filing
49 Pasadena Private Wealth, LLC 0.12% of their portfolio PASADENA, CA 28,11028.1k $554.0k $554.0k 0.12% Reduced -847 -847
50 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 27,84827.8k $548.9k $548.9k 0.01% Reduced -3.0k -3,025
51 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 27,58027.6k $543.6k $543.6k 0.00% Reduced -2.7k -2,719
52 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 27,19527.2k $536.0k $536.0k 0.00% Reduced -1.2k -1,166
53 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 27,14627.1k $535.0k $535.0k 0.02% Added +63 +63
54 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 25,69025.7k $497.4k $497.4k 0.02% Added +410 +410
55 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 24,47324.5k $482.0k $482.0k 0.00% Added +587 +587
56 NWF Advisory Services Inc. 0.07% of their portfolio Los Angeles, CA 23,60023.6k $465.2k $465.2k 0.07% Added +1.8k +1,800
57 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 21,76521.8k $429.0k $429.0k 0.00% Reduced -7.8k -7,842
58 COMERICA BANK 0.00% of their portfolio DALLAS, TX 21,00121.0k $413.9k $413.9k 0.00% Reduced -2.1k -2,064
59 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 20,90120.9k $412.0k $412.0k 0.02% Reduced -5.1k -5,057
60 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,96819.0k $373.9k $373.9k 0.00% Added +802 +802
61 Garden State Investment Advisory Services LLC 0.12% of their portfolio Red Bank, NJ 18,94118.9k $373.3k $373.3k 0.12% Unchanged
62 Endowment Wealth Management, Inc. 0.23% of their portfolio APPLETON, WI 17,81717.8k $351.2k $351.2k 0.23% Reduced -1.2k -1,247
63 Pinnacle Wealth Planning Services, Inc. 0.05% of their portfolio MANSFIELD, OH 17,50017.5k $344.9k $344.9k 0.05% Unchanged
64 Aveo Capital Partners, LLC 0.03% of their portfolio ENGLEWOOD, CO 16,12816.1k $317.9k $317.9k 0.03% Added +504 +504
65 Orange Investment Advisors, Inc. 0.03% of their portfolio GOSHEN, NY 15,70415.7k $309.5k $309.5k 0.03% Unchanged
66 Quartz Partners, LLC 0.19% of their portfolio SARATOGA SPRINGS, NY 15,09415.1k $297.5k $297.5k 0.19% First filing
67 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 14,91314.9k $293.9k $293.9k 0.00% New
68 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 14,55814.6k $286.9k $286.9k 0.01% Reduced -700 -700
69 TFG Advisers LLC 0.10% of their portfolio Auburn Hills, MI 14,05414.1k $277.0k $277.0k 0.10% Added +25 +25
70 Boxwood Ventures, Inc. 0.43% of their portfolio CHICAGO, IL 13,98614.0k $275.7k $275.7k 0.43% Added +303 +303
71 Merkkuri Wealth Advisors LLC 0.21% of their portfolio HICKSVILLE, NY 13,33813.3k $262.9k $262.9k 0.21% Added +289 +289
72 SAX WEALTH ADVISORS, LLC 0.02% of their portfolio PARSIPPANY, NJ 12,50012.5k $246.4k $246.4k 0.02% Unchanged
73 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 12,35712.4k $243.6k $243.6k 0.00% Reduced -530 -530
74 Hexagon Capital Partners LLC 0.05% of their portfolio ROGERS, AR 12,29912.3k $242.4k $242.4k 0.05% Unchanged
75 Buska Wealth Management, LLC 0.08% of their portfolio WAUSAU, WI 12,16412.2k $239.8k $239.8k 0.08% New
76 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,63511.6k $229.3k $229.3k 0.00% Unchanged
77 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 10,88210.9k $214.5k $214.5k 0.02% Added +372 +372
78 Atlas Private Wealth Advisors 0.03% of their portfolio RED BANK, NJ 10,80010.8k $212.9k $212.9k 0.03% Reduced -550 -550
79 NFSG Corp 0.07% of their portfolio BOCA RATON, FL 10,64110.6k $209.7k $209.7k 0.07% Added +472 +472
80 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 10,59410.6k $208.8k $208.8k 0.00% New
81 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,00010.0k $197.1k $197.1k 0.00% New
82 GPS Wealth Strategies Group, LLC 0.02% of their portfolio CENTENNIAL, CO 8,9498.9k $176.4k $176.4k 0.02% Reduced -1.2k -1,196
83 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 8,1838.2k $161.3k $161.3k 0.01% Added +17 +17
84 Pathway Financial Advisers, LLC 0.07% of their portfolio AUBURN, IN 7,6247.6k $150.3k $150.3k 0.07% Reduced -51.0k -51,015
85 Anfield Capital Management, LLC 0.06% of their portfolio IRVINE, CA 7,3237.3k $144.3k $144.3k 0.06% Unchanged
86 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 7,0997.1k $139.9k $139.9k 0.01% Added +1.5k +1,475
87 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 6,8366.8k $134.7k $134.7k 0.00% Added +50 +50
88 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 6,3066.3k $124.3k $124.3k 0.00% Unchanged
89 ATTICUS WEALTH MANAGEMENT, LLC 0.03% of their portfolio Palm Beach Gardens, FL 4,7844.8k $94.3k $94.3k 0.03% Unchanged
90 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,7464.7k $94.0k $94.0k 0.00% Unchanged
91 OARSMAN CAPITAL, INC. 0.02% of their portfolio MILWAUKEE, WI 4,7074.7k $92.8k $92.8k 0.02% New
92 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 4,6734.7k $92.0k $92.0k 0.00% Added +132 +132
93 Glen Eagle Advisors, LLC 0.02% of their portfolio KINGSTON, NJ 4,6604.7k $91.8k $91.8k 0.02% Unchanged
94 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,1694.2k $82.2k $82.2k 0.00% Unchanged
95 Wagner Wealth Management, LLC 0.02% of their portfolio GREENVILLE, SC 3,1163.1k $61.4k $61.4k 0.02% Unchanged
96 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,7002.7k $53.2k $53.2k 0.00% Unchanged
97 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.01% of their portfolio INDIANAPOLIS, IN 2,6132.6k $51.5k $51.5k 0.01% Unchanged
98 WFA of San Diego, LLC 0.04% of their portfolio SAN DIEGO, CA 2,5502.5k $50.3k $50.3k 0.04% Unchanged
99 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,3142.3k $45.0k $45.0k 0.00% Added +45 +45
100 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 1,8151.8k $35.8k $35.8k 0.00% Unchanged