Vault-13

INVESCO EXCH TRADED FD TR II PCEF

CEF INM COMPSI · ETP · CUSIP 46138E404

117 institutional holders -1 vs Q4 2023
21,938,18221.9m shares reported held*
$413.5mreported value*
11 new 46 added 38 reduced 12 sold out net bought ≈ $46.8m (+2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.85. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 119Q4 22: 125Q1 23: 116Q2 23: 117Q3 23: 118Q4 23: 118Q1 24: 117117Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022119
Q4 2022125
Q1 2023116
Q2 2023117
Q3 2023118
Q4 2023118
Q1 2024117

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 55 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 46 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 50 cut or sold outQ2 23Q3 23: 46 bought or addedQ3 23: 59 cut or sold outQ3 23Q4 23: 49 bought or addedQ4 23: 55 cut or sold outQ4 23Q1 24: 57 bought or addedQ1 24: 50 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225553
Q1 20236346
Q2 20235350
Q3 20234659
Q4 20234955
Q1 20245750

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $68.9mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$68.9m$00.00
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +1,669,234+1.7m
WELLS FARGO & COMPANY/MN Added +597,324+597.3k
Cetera Investment Advisers Added +132,460+132.5k
SYKON CAPITAL LLC Added +99,308+99.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +71,823+71.8k
JPMORGAN CHASE & CO Added +63,808+63.8k
MML INVESTORS SERVICES, LLC Added +54,884+54.9k
ROYAL BANK OF CANADA Added +53,526+53.5k
TRUIST FINANCIAL CORP Added +38,461+38.5k
ENVESTNET ASSET MANAGEMENT INC Added +37,193+37.2k

Biggest sellers

UBS Group AG Reduced -228,587-228.6k
Cetera Advisor Networks LLC Sold out -91,155-91.2k
Creative Planning Reduced -26,865-26.9k
Beck Bode, LLC Reduced -19,955-20.0k
Atlas Private Wealth Advisors Sold out -19,260-19.3k
Baird Financial Group, Inc. Reduced -17,252-17.3k
OSAIC HOLDINGS, INC. Reduced -17,003-17.0k
CWM, LLC Reduced -16,032-16.0k
AE Wealth Management LLC Sold out -15,422-15.4k
CITADEL ADVISORS LLC Sold out -14,956-15.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,044,7786.0m $113.9m $113.9m 0.00% Added +1.7m +1,669,234
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,106,8182.1m $39.7m $39.7m 0.01% Added +597.3k +597,324
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,992,7782.0m $37.6m $37.6m 0.01% Added +53.5k +53,526
4 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,784,1201.8m $33.6m $33.6m 0.01% Added +14.4k +14,411
5 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,678,6171.7m $31.6m $31.6m 0.01% Added +37.2k +37,193
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,143,5911.1m $21.6m $21.6m 0.01% Added +29.1k +29,129
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 874,184874.2k $16.5m $16.5m 0.00% Added +27.8k +27,798
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 591,464591.5k $11.1m $11.1m 0.00% Reduced -228.6k -228,587
9 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 470,712470.7k $8.9m $8.9m 0.01% Added +13.3k +13,325
10 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 442,214442.2k $8.3m $8.3m 0.01% Added +38.5k +38,461
11 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 416,268416.3k $7.8m $7.8m 0.02% Reduced -17.3k -17,252
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 365,394365.4k $6.9m $6.9m 0.02% Added +71.8k +71,823
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 347,135347.1k $6.5m $6.5m 0.01% Added +7.4k +7,442
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 223,565223.6k $4.2m $4.2m 0.01% Reduced -17.0k -17,003
15 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 211,005211.0k $4.0m $4.0m 0.01% Reduced -1.8k -1,826
16 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 203,188203.2k $3.8m $3.8m 0.01% Added +24.3k +24,288
17 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 176,462176.5k $3.3m $3.3m 0.01% Added +132.5k +132,460
18 SYKON CAPITAL LLC 1.13% of their portfolio HARRISON, NY 166,063166.1k $3.1m $3.1m 1.13% Added +99.3k +99,308
19 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 153,959154.0k $2.9m $2.9m 0.01% Added +54.9k +54,884
20 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.75% of their portfolio PRINCETON, NJ 137,562137.6k $2.6m $2.6m 0.75% Reduced -238 -238
21 Beck Bode, LLC 0.51% of their portfolio DEDHAM, MA 133,341133.3k $2.5m $2.5m 0.51% Reduced -20.0k -19,955
22 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 111,117111.1k $2.1m $2.1m 0.00% Reduced -26.9k -26,865
23 Mariner, LLC 0.00% of their portfolio Overland Park, KS 96,70296.7k $1.8m $1.8m 0.00% Reduced -11.2k -11,179
24 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 95,80095.8k $1.8m $1.8m 0.04% Added +3.5k +3,465
25 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 78,29078.3k $1.5m $1.5m 0.00% Reduced -1.7k -1,683
26 AXS Investments LLC 0.34% of their portfolio PORT CHESTER, NY 75,00075.0k $1.4m $1.4m 0.34% Reduced -1.7k -1,679
27 Intrua Financial, LLC 0.22% of their portfolio Houston, TX 74,21774.2k $1.4m $1.4m 0.22% Added +3.8k +3,849
28 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 68,49468.5k $1.3m $1.3m 0.01% Reduced -2.5k -2,492
29 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 68,49468.5k $1.3m $1.3m 0.01% Reduced -2.5k -2,492
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 64,99065.0k $1.2m $1.2m 0.00% Added +63.8k +63,808
31 WealthShield Partners, LLC 0.19% of their portfolio CARY, NC 61,61361.6k $1.2m $1.2m 0.19% Reduced -315 -315
32 Pathway Financial Advisers, LLC 0.40% of their portfolio AUBURN, IN 59,55259.6k $1.1m $1.1m 0.40% Reduced -765 -765
33 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.07% of their portfolio BIRMINGHAM, AL 53,79353.8k $1.0m $1.0m 0.07% Added +1.8k +1,810
34 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.05% of their portfolio WEST PALM BEACH, FL 53,46353.5k $1.0m $1.0m 0.05% Unchanged
35 Future Financial Wealth Managment LLC 0.77% of their portfolio CINCINNATI, OH 53,19653.2k $1.0m $1.0m 0.77% Added +10.1k +10,118
36 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 49,03349.0k $924.3k $924.3k 0.03% Reduced -115 -115
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 47,86847.9k $902.3k $902.3k 0.00% Reduced -6.9k -6,874
38 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 47,36047.4k $892.7k $892.7k 0.01% Added +10.4k +10,428
39 Pasadena Private Wealth, LLC 0.20% of their portfolio PASADENA, CA 45,55045.5k $858.6k $858.6k 0.20% Added +742 +742
40 MARINO, STRAM & ASSOCIATES LLC 0.19% of their portfolio BRAINTREE, MA 43,38043.4k $817.7k $817.7k 0.19% Unchanged
41 Geneos Wealth Management Inc. 0.04% of their portfolio ENGLEWOOD, CO 42,83242.8k $807.4k $807.4k 0.04% Reduced -1.7k -1,673
42 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 38,38838.4k $723.6k $723.6k 0.01% Reduced -10.1k -10,141
43 Goldstone Financial Group, LLC 0.16% of their portfolio OAKBROOK TERRACE, IL 37,82437.8k $713.0k $713.0k 0.16% Added +1.2k +1,154
44 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 36,61036.6k $690.1k $690.1k 0.03% Reduced -1.4k -1,360
45 Heartwood Wealth Advisors LLC 0.08% of their portfolio RICHMOND, VA 34,00034.0k $640.9k $640.9k 0.08% Unchanged
46 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 31,60431.6k $595.7k $595.7k 0.01% Reduced -162 -162
47 COMERICA BANK 0.00% of their portfolio DALLAS, TX 30,80730.8k $580.7k $580.7k 0.00% Reduced -2.7k -2,711
48 ADELL HARRIMAN & CARPENTER INC 0.05% of their portfolio HOUSTON, TX 30,40030.4k $573.0k $573.0k 0.05% Added +7.8k +7,800
49 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 29,98730.0k $565.3k $565.3k 0.00% Added +17.9k +17,860
50 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 29,38229.4k $553.9k $553.9k 0.00% Reduced -3.6k -3,604
51 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 29,34829.3k $530.0k $530.0k 0.02% Added +252 +252
52 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 29,05629.1k $547.7k $547.7k 0.00% Added +2.4k +2,380
53 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 28,98529.0k $546.4k $546.4k 0.03% Reduced -6.7k -6,744
54 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 27,28827.3k $514.0k $514.0k 0.02% Added +94 +94
55 Csenge Advisory Group 0.03% of their portfolio CLEARWATER, FL 26,55626.6k $500.6k $500.6k 0.03% Added +125 +125
56 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.02% of their portfolio RICHMOND, VA 26,11626.1k $492.3k $492.3k 0.02% Added +900 +900
57 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 25,88125.9k $488.0k $488.0k 0.00% Reduced -825 -825
58 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 25,13825.1k $473.9k $473.9k 0.01% Reduced -969 -969
59 NFSG Corp 0.21% of their portfolio BOCA RATON, FL 24,92224.9k $469.8k $469.8k 0.21% Reduced -12.9k -12,856
60 PANORAMIC INVESTMENT ADVISORS, LLC 0.34% of their portfolio DENVER, CO 24,70924.7k $465.8k $465.8k 0.34% Added +4.3k +4,266
61 BTS Asset Management, Inc. 0.38% of their portfolio Lincoln, MA 24,45324.5k $460.8k $460.8k 0.38% Added +2.7k +2,710
62 NWF Advisory Services Inc. 0.07% of their portfolio Los Angeles, CA 22,30022.3k $420.4k $420.4k 0.07% Added +1.0k +1,000
63 Endowment Wealth Management, Inc. 0.28% of their portfolio APPLETON, WI 19,55319.6k $368.6k $368.6k 0.28% Added +5.7k +5,738
64 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 19,30419.3k $363.9k $363.9k 0.00% Reduced -1.7k -1,735
65 Garden State Investment Advisory Services LLC 0.13% of their portfolio Red Bank, NJ 18,94118.9k $353.6k $353.6k 0.13% Added +203 +203
66 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 17,51217.5k $330.1k $330.1k 0.01% Added +251 +251
67 Pinnacle Wealth Planning Services, Inc. 0.05% of their portfolio MANSFIELD, OH 17,50017.5k $329.9k $329.9k 0.05% Unchanged
68 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,94216.9k $319.4k $319.4k 0.00% New
69 Orange Investment Advisors, Inc. 0.04% of their portfolio GOSHEN, NY 15,70415.7k $296.0k $296.0k 0.04% Unchanged
70 Aveo Capital Partners, LLC 0.03% of their portfolio ENGLEWOOD, CO 15,62115.6k $286.3k $286.3k 0.03% Reduced -594 -594
71 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 15,25815.3k $287.6k $287.6k 0.01% Reduced -266 -266
72 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 14,48614.5k $273.1k $273.1k 0.00% Added +1.4k +1,380
73 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.01% of their portfolio NORFOLK, VA 14,31214.3k $269.8k $269.8k 0.01% New
74 TFG Advisers LLC 0.10% of their portfolio Auburn Hills, MI 14,15114.2k $266.7k $266.7k 0.10% Reduced -628 -628
75 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 13,82513.8k $261.0k $261.0k 0.00% Added +62 +62
76 Boxwood Ventures, Inc. 0.44% of their portfolio CHICAGO, IL 13,37013.4k $252.0k $252.0k 0.44% Added +305 +305
77 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 12,61012.6k $237.7k $237.7k 0.00% Added +268 +268
78 OARSMAN CAPITAL, INC. 0.06% of their portfolio MILWAUKEE, WI 12,38312.4k $233.4k $233.4k 0.06% Reduced -258 -258
79 Hexagon Capital Partners LLC 0.05% of their portfolio ROGERS, AR 12,29912.3k $231.8k $231.8k 0.05% Unchanged
80 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,63511.6k $219.3k $219.3k 0.00% Reduced -280 -280
81 GPS Wealth Strategies Group, LLC 0.03% of their portfolio CENTENNIAL, CO 10,10110.1k $190.4k $190.4k 0.03% Added +43 +43
82 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 9,0689.1k $208.3k $208.3k 0.01% New
83 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 8,1498.1k $153.6k $153.6k 0.01% New
84 Anfield Capital Management, LLC 0.07% of their portfolio IRVINE, CA 7,3237.3k $138.0k $138.0k 0.07% New
85 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 6,7356.7k $126.9k $126.9k 0.00% Added +51 +51
86 Retirement Group, LLC 0.04% of their portfolio SAN DIEGO, CA 5,6005.6k $105.6k $105.6k 0.04% Reduced -936 -936
87 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 5,5575.6k $104.8k $104.8k 0.01% Reduced -4.5k -4,545
88 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,3015.3k $100.0k $100.0k 0.00% Reduced -16.0k -16,032
89 Glen Eagle Advisors, LLC 0.02% of their portfolio KINGSTON, NJ 5,2505.2k $99.0k $99.0k 0.02% Unchanged
90 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 4,3784.4k $83.0k $83.0k 0.00% Added +13 +13
91 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,1694.2k $78.6k $78.6k 0.00% Unchanged
92 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 3,4903.5k $65.8k $65.8k 0.01% New
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,2003.2k $60.3k $60.3k 0.00% Unchanged
94 Wagner Wealth Management, LLC 0.02% of their portfolio GREENVILLE, SC 3,1163.1k $58.7k $58.7k 0.02% New
95 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,2232.2k $41.0k $41.0k 0.00% Added +45 +45
96 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 1,8151.8k $34.2k $34.2k 0.00% Reduced -1.0k -1,000
97 ELEVATION WEALTH PARTNERS, LLC 0.01% of their portfolio WALNUT CREEK, CA 1,3111.3k $24.7k $24.7k 0.01% Unchanged
98 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,2251.2k $23.1k $23.1k 0.00% Unchanged
99 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,1461.1k $21.6k $21.6k 0.00% Reduced -162 -162
100 Moser Wealth Advisors, LLC 0.01% of their portfolio BELLEVUE, WA 1,0001.0k $18.9k $18.9k 0.01% Unchanged