Vault-13

INVESCO EXCH TRADED FD TR II PCEF

CEF INM COMPSI · ETP · CUSIP 46138E404

118 institutional holders +1 vs Q2 2023
16,317,93616.3m shares reported held*
$279.5mreported value*
10 new 36 added 47 reduced 12 sold out net bought ≈ $25.5m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.13. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 119Q4 22: 125Q1 23: 116Q2 23: 117Q3 23: 118118Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022119
Q4 2022125
Q1 2023116
Q2 2023117
Q3 2023118

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 55 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 46 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 50 cut or sold outQ2 23Q3 23: 46 bought or addedQ3 23: 59 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225553
Q1 20236346
Q2 20235350
Q3 20234659

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 22 calls: $409.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $268.3kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$409.0k$00.00
Q1 2023$268.3k$00.00
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

EVERGREEN CAPITAL MANAGEMENT LLC New +991,711+991.7k
ENVESTNET ASSET MANAGEMENT INC Added +636,057+636.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +217,850+217.8k
LPL Financial LLC Added +101,029+101.0k
OSAIC HOLDINGS, INC. Added +96,941+96.9k
AMERIPRISE FINANCIAL INC Added +74,839+74.8k
Beacon Pointe Advisors, LLC New +53,072+53.1k
Pasadena Private Wealth, LLC New +42,181+42.2k
COMERICA BANK New +33,003+33.0k
INDEPENDENT FINANCIAL GROUP, LLC New +27,260+27.3k

Biggest sellers

Orion Porfolio Solutions, LLC Reduced -135,323-135.3k
Orion Portfolio Solutions, LLC Reduced -135,323-135.3k
Atria Wealth Solutions, Inc. Reduced -69,637-69.6k
Oxbow Advisors, LLC Sold out -60,176-60.2k
AXS Investments LLC Reduced -55,000-55.0k
MORGAN STANLEY Reduced -50,484-50.5k
Moloney Securities Asset Management, LLC Sold out -40,451-40.5k
ROYAL BANK OF CANADA Reduced -39,628-39.6k
Tidal Investments LLC Reduced -32,173-32.2k
Merit Financial Group, LLC Reduced -27,796-27.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,953,6352.0m $33.4m $33.4m 0.00% Reduced -50.5k -50,484
2 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,638,6201.6m $28.0m $28.0m 0.01% Added +74.8k +74,839
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,570,8131.6m $26.9m $26.9m 0.01% Reduced -39.6k -39,628
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,264,6461.3m $21.6m $21.6m 0.01% Added +636.1k +636,057
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,243,8351.2m $21.3m $21.3m 0.01% Reduced -1.9k -1,900
6 EVERGREEN CAPITAL MANAGEMENT LLC 0.76% of their portfolio Bellevue, WA 991,711991.7k $17.4m $17.4m 0.76% New
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 904,606904.6k $15.5m $15.5m 0.00% Added +27.2k +27,188
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 868,770868.8k $14.9m $14.9m 0.01% Added +12.7k +12,684
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 854,080854.1k $14.6m $14.6m 0.01% Added +101.0k +101,029
10 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 470,453470.5k $8.0m $8.0m 0.02% Reduced -24.2k -24,155
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 407,892407.9k $7.0m $7.0m 0.01% Added +96.9k +96,941
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 268,590268.6k $4.6m $4.6m 0.01% Added +19.7k +19,700
13 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 217,850217.8k $3.7m $3.7m 0.01% New
14 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 203,995204.0k $3.5m $3.5m 0.04% Reduced -135.3k -135,323
15 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 203,995204.0k $3.5m $3.5m 0.04% Reduced -135.3k -135,323
16 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 202,945202.9k $3.5m $3.5m 0.01% Reduced -16.8k -16,846
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 179,104179.1k $3.1m $3.1m 0.01% Reduced -7.1k -7,109
18 Beck Bode, LLC 0.69% of their portfolio DEDHAM, MA 158,307158.3k $2.7m $2.7m 0.69% Reduced -4.2k -4,217
19 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 153,691153.7k $2.6m $2.6m 0.00% Reduced -10.1k -10,130
20 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.81% of their portfolio PRINCETON, NJ 139,971140.0k $2.4m $2.4m 0.81% Added +123 +123
21 Goldstone Financial Group, LLC 0.67% of their portfolio OAKBROOK TERRACE, IL 131,372131.4k $2.2m $2.2m 0.67% Added +13.2k +13,215
22 Mariner, LLC 0.00% of their portfolio Overland Park, KS 105,196105.2k $1.8m $1.8m 0.00% Reduced -6.8k -6,792
23 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 100,590100.6k $1.7m $1.7m 0.01% Reduced -12.0k -11,973
24 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 96,29496.3k $1.6m $1.6m 0.01% Reduced -3.1k -3,072
25 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 93,95394.0k $1.6m $1.6m 0.05% Reduced -27.8k -27,796
26 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 82,44682.4k $1.4m $1.4m 0.00% Added +1.6k +1,619
27 FREEDOM WEALTH ALLIANCE, LLC 1.94% of their portfolio BROOKFIELD, WI 68,92268.9k $1.2m $1.2m 1.94% Added +2.6k +2,572
28 WealthShield Partners, LLC 0.17% of their portfolio CARY, NC 66,68666.7k $1.1m $1.1m 0.17% Added +816 +816
29 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 62,36962.4k $1.1m $1.1m 0.05% Added +1.3k +1,257
30 Pathway Financial Advisers, LLC 0.43% of their portfolio AUBURN, IN 61,12861.1k $1.0m $1.0m 0.43% First filing
31 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 56,11356.1k $959.5k $959.5k 0.01% Added +10.7k +10,734
32 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.07% of their portfolio BIRMINGHAM, AL 54,10854.1k $925.2k $925.2k 0.07% Reduced -920 -920
33 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 53,08153.1k $907.7k $907.7k 0.01% Added +10.9k +10,870
34 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 53,07253.1k $907.5k $907.5k 0.01% New
35 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 52,97653.0k $905.9k $905.9k 0.05% Added +540 +540
36 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 48,63348.6k $831.6k $831.6k 0.00% Reduced -8.9k -8,868
37 Future Financial Wealth Managment LLC 0.87% of their portfolio CINCINNATI, OH 45,95946.0k $785.9k $785.9k 0.87% Added +25 +25
38 MARINO, STRAM & ASSOCIATES LLC 0.22% of their portfolio BRAINTREE, MA 43,38043.4k $741.8k $741.8k 0.22% Unchanged
39 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 42,84742.8k $732.7k $732.7k 0.05% Reduced -217 -217
40 Pasadena Private Wealth, LLC 0.22% of their portfolio PASADENA, CA 42,18142.2k $721.3k $721.3k 0.22% New
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 39,20639.2k $670.4k $670.4k 0.00% Added +1.9k +1,879
42 NFSG Corp 0.33% of their portfolio BOCA RATON, FL 38,83738.8k $664.1k $664.1k 0.33% Reduced -2.7k -2,717
43 Csenge Advisory Group 0.04% of their portfolio CLEARWATER, FL 35,03435.0k $599.1k $599.1k 0.04% Reduced -23.9k -23,890
44 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 34,75334.8k $594.3k $594.3k 0.02% Reduced -32.2k -32,173
45 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 34,22234.2k $585.2k $585.2k 0.01% Reduced -197 -197
46 Heartwood Wealth Advisors LLC 0.08% of their portfolio RICHMOND, VA 33,10033.1k $566.0k $566.0k 0.08% Added +2.1k +2,100
47 COMERICA BANK 0.00% of their portfolio DALLAS, TX 33,00333.0k $564.4k $564.4k 0.00% New
48 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 31,37331.4k $536.5k $536.5k 0.00% Added +3.0k +2,968
49 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 31,08831.1k $531.6k $531.6k 0.01% Reduced -69.6k -69,637
50 AXS Investments LLC 0.13% of their portfolio PORT CHESTER, NY 30,00030.0k $513.0k $513.0k 0.13% Reduced -55.0k -55,000
51 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 29,49629.5k $504.0k $504.0k 0.00% Reduced -4.0k -3,973
52 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 28,25728.3k $483.0k $483.0k 0.03% Reduced -856 -856
53 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 28,18528.2k $482.0k $482.0k 0.01% Added +2.4k +2,402
54 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 27,26027.3k $466.1k $466.1k 0.03% New
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 26,48526.5k $452.9k $452.9k 0.00% Added +12.7k +12,655
56 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.02% of their portfolio RICHMOND, VA 26,44126.4k $452.1k $452.1k 0.02% Added +316 +316
57 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 24,06624.1k $411.5k $411.5k 0.00% Reduced -1.2k -1,179
58 BTS Asset Management, Inc. 0.26% of their portfolio Lincoln, MA 23,25023.2k $397.6k $397.6k 0.26% Reduced -3 -3
59 NWF Advisory Services Inc. 0.09% of their portfolio Los Angeles, CA 22,80022.8k $389.9k $389.9k 0.09% Reduced -4.7k -4,700
60 Endowment Wealth Management, Inc. 0.34% of their portfolio APPLETON, WI 22,35022.4k $382.2k $382.2k 0.34% Reduced -1.4k -1,357
61 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 22,13822.1k $378.6k $378.6k 0.00% Reduced -18.7k -18,704
62 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 21,60221.6k $369.4k $369.4k 0.00% Reduced -10.9k -10,925
63 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 21,20621.2k $343.3k $343.3k 0.02% Reduced -6.5k -6,488
64 PANORAMIC INVESTMENT ADVISORS, LLC 0.31% of their portfolio DENVER, CO 19,80319.8k $338.6k $338.6k 0.31% First filing
65 Atlas Private Wealth Advisors 0.06% of their portfolio RED BANK, NJ 19,41019.4k $331.9k $331.9k 0.06% Reduced -870 -870
66 Pinnacle Wealth Planning Services, Inc. 0.05% of their portfolio MANSFIELD, OH 19,30019.3k $330.0k $330.0k 0.05% Unchanged
67 Garden State Investment Advisory Services LLC 0.15% of their portfolio Red Bank, NJ 18,43518.4k $315.2k $315.2k 0.15% Added +332 +332
68 PFG Advisors 0.03% of their portfolio Phoenix, AZ 17,90517.9k $306.2k $306.2k 0.03% Reduced -349 -349
69 Aveo Capital Partners, LLC 0.04% of their portfolio ENGLEWOOD, CO 16,21516.2k $277.3k $277.3k 0.04% Reduced -2.1k -2,055
70 TFG Advisers LLC 0.13% of their portfolio Auburn Hills, MI 15,97416.0k $273.2k $273.2k 0.13% Reduced -414 -414
71 Orange Investment Advisors, Inc. 0.04% of their portfolio GOSHEN, NY 15,70415.7k $268.5k $268.5k 0.04% Unchanged
72 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 15,52415.5k $265.5k $265.5k 0.01% Reduced -1.1k -1,140
73 QP WEALTH MANAGEMENT, LLC 0.46% of their portfolio BOCA RATON, FL 15,28815.3k $261.4k $261.4k 0.46% Added +1.3k +1,285
74 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 15,01315.0k $256.7k $256.7k 0.02% Reduced -1.7k -1,718
75 ADELL HARRIMAN & CARPENTER INC 0.03% of their portfolio HOUSTON, TX 14,95014.9k $255.6k $255.6k 0.03% Added +300 +300
76 OARSMAN CAPITAL, INC. 0.09% of their portfolio MILWAUKEE, WI 13,19513.2k $225.6k $225.6k 0.09% Reduced -5.3k -5,347
77 Boxwood Ventures, Inc. 0.44% of their portfolio CHICAGO, IL 12,76512.8k $218.0k $218.0k 0.44% Added +316 +316
78 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 12,74112.7k $218.0k $218.0k 0.00% Reduced -81 -81
79 Hexagon Capital Partners LLC 0.05% of their portfolio ROGERS, AR 12,29912.3k $210.3k $210.3k 0.05% Unchanged
80 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 12,12112.1k $207.3k $207.3k 0.02% Reduced -5.0k -4,980
81 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 12,09612.1k $206.8k $206.8k 0.00% Added +346 +346
82 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 12,07712.1k $206.5k $206.5k 0.00% Added +280 +280
83 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,91511.9k $203.7k $203.7k 0.00% Unchanged
84 Evercore Wealth Management, LLC 0.00% of their portfolio New York, NY 10,45510.5k $178.8k $178.8k 0.00% New
85 Madrona Financial Services, LLC 0.08% of their portfolio EVERETT, WA 10,13510.1k $173.3k $173.3k 0.08% Unchanged
86 GPS Wealth Strategies Group, LLC 0.03% of their portfolio CENTENNIAL, CO 10,01510.0k $171.3k $171.3k 0.03% Added +44 +44
87 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,6366.6k $113.5k $113.5k 0.01% Added +52 +52
88 Retirement Group, LLC 0.05% of their portfolio SAN DIEGO, CA 6,4556.5k $110.4k $110.4k 0.05% Reduced -874 -874
89 Johnson Financial Group, Inc. 0.01% of their portfolio RACINE, WI 6,0616.1k $103.6k $103.6k 0.01% Reduced -499 -499
90 Glen Eagle Advisors, LLC 0.02% of their portfolio KINGSTON, NJ 5,2505.2k $89.8k $89.8k 0.02% Unchanged
91 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 4,2014.2k $72.0k $72.0k 0.00% Added +101 +101
92 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,1694.2k $71.3k $71.3k 0.00% Added +1.4k +1,350
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,1014.1k $70.1k $70.1k 0.00% Reduced -3.2k -3,199
94 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 3,4903.5k $63.1k $63.1k 0.01% Unchanged
95 FMR LLC 0.00% of their portfolio BOSTON, MA 3,0263.0k $51.7k $51.7k 0.00% Added +2.1k +2,069
96 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 2,8152.8k $48.1k $48.1k 0.00% Unchanged
97 WFA of San Diego, LLC 0.04% of their portfolio SAN DIEGO, CA 2,5252.5k $43.2k $43.2k 0.04% Unchanged
98 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,1342.1k $36.0k $36.0k 0.00% First filing
99 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,6771.7k $29.0k $29.0k 0.00% Unchanged
100 ELEVATION WEALTH PARTNERS, LLC 0.02% of their portfolio WALNUT CREEK, CA 1,3111.3k $22.4k $22.4k 0.02% Unchanged