Vault-13

INVESCO EXCH TRADED FD TR II PCEF

CEF INM COMPSI · ETP · CUSIP 46138E404

117 institutional holders +1 vs Q1 2023
14,742,23114.7m shares reported held*
$266.6mreported value*
10 new 43 added 40 reduced 10 sold out net bought ≈ $8.9m (+520.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.09. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 119Q4 22: 125Q1 23: 116Q2 23: 117117Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022119
Q4 2022125
Q1 2023116
Q2 2023117

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 55 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 46 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 50 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225553
Q1 20236346
Q2 20235350

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $364.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $409.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $268.3kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$364.0k$00.00
Q4 2022$409.0k$00.00
Q1 2023$268.3k$00.00
Q2 2023$0$0—

Biggest buyers

Orion Portfolio Solutions, LLC Added +281,660+281.7k
Orion Porfolio Solutions, LLC Added +281,660+281.7k
AMERIPRISE FINANCIAL INC Added +115,114+115.1k
AXS Investments LLC New +85,000+85.0k
ROYAL BANK OF CANADA Added +58,951+59.0k
Goldstone Financial Group, LLC Added +35,377+35.4k
Laidlaw Wealth Management LLC New +23,530+23.5k
JANE STREET GROUP, LLC New +20,081+20.1k
CITADEL ADVISORS LLC New +17,114+17.1k
Waverly Advisors, LLC New +16,664+16.7k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -114,834-114.8k
MORGAN STANLEY Reduced -79,358-79.4k
Tidal Investments LLC Reduced -74,154-74.2k
Johnson Financial Group, Inc. Reduced -52,500-52.5k
OSAIC HOLDINGS, INC. Reduced -33,612-33.6k
Moors & Cabot, Inc. Sold out -25,135-25.1k
Belpointe Asset Management LLC Sold out -25,038-25.0k
MML INVESTORS SERVICES, LLC Reduced -19,643-19.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -17,465-17.5k
Moloney Securities Asset Management, LLC Reduced -16,624-16.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,004,1192.0m $36.2m $36.2m 0.00% Reduced -79.4k -79,358
2 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,610,4411.6m $29.1m $29.1m 0.01% Added +59.0k +58,951
3 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,563,7811.6m $28.3m $28.3m 0.01% Added +115.1k +115,114
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,245,7351.2m $22.5m $22.5m 0.01% Reduced -2.1k -2,087
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 877,418877.4k $15.9m $15.9m 0.00% Reduced -8.0k -7,971
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 856,086856.1k $15.5m $15.5m 0.01% Reduced -4.5k -4,534
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 753,051753.1k $13.6m $13.6m 0.01% Added +14.8k +14,752
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 628,589628.6k $11.4m $11.4m 0.01% Reduced -114.8k -114,834
9 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 494,608494.6k $8.9m $8.9m 0.02% Reduced -17.5k -17,465
10 Orion Porfolio Solutions, LLC 0.07% of their portfolio OMAHA, NE 339,318339.3k $6.1m $6.1m 0.07% Added +281.7k +281,660
11 Orion Portfolio Solutions, LLC 0.07% of their portfolio Omaha, NE 339,318339.3k $6.1m $6.1m 0.07% Added +281.7k +281,660
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 310,951311.0k $5.6m $5.6m 0.01% Reduced -33.6k -33,612
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 248,890248.9k $4.5m $4.5m 0.01% Added +15.5k +15,530
14 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 219,791219.8k $4.0m $4.0m 0.01% Added +2.7k +2,720
15 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 186,213186.2k $3.4m $3.4m 0.02% Reduced -2.4k -2,393
16 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 163,821163.8k $3.0m $3.0m 0.00% Reduced -10.8k -10,764
17 Beck Bode, LLC 0.71% of their portfolio DEDHAM, MA 162,524162.5k $2.9m $2.9m 0.71% Reduced -12.5k -12,504
18 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.82% of their portfolio PRINCETON, NJ 139,848139.8k $2.5m $2.5m 0.82% Reduced -838 -838
19 Merit Financial Group, LLC 0.07% of their portfolio ALPHARETTA, GA 121,749121.7k $2.2m $2.2m 0.07% Reduced -13.7k -13,712
20 Goldstone Financial Group, LLC 0.63% of their portfolio OAKBROOK TERRACE, IL 118,157118.2k $2.1m $2.1m 0.63% Added +35.4k +35,377
21 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 112,563112.6k $2.0m $2.0m 0.01% Reduced -19.6k -19,643
22 Mariner, LLC 0.01% of their portfolio Overland Park, KS 111,988112.0k $2.0m $2.0m 0.01% Added +2.7k +2,670
23 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 100,725100.7k $1.8m $1.8m 0.02% Added +11.6k +11,620
24 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 99,36699.4k $1.8m $1.8m 0.01% First filing
25 AXS Investments LLC 0.41% of their portfolio PORT CHESTER, NY 85,00085.0k $1.5m $1.5m 0.41% New
26 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 80,82780.8k $1.5m $1.5m 0.00% Added +1.6k +1,565
27 Tidal Investments LLC 0.04% of their portfolio Milwaukee, WI 66,92666.9k $1.2m $1.2m 0.04% Reduced -74.2k -74,154
28 FREEDOM WEALTH ALLIANCE, LLC 1.70% of their portfolio BROOKFIELD, WI 66,35066.3k $1.2m $1.2m 1.70% Added +13.7k +13,731
29 WealthShield Partners, LLC 0.18% of their portfolio CARY, NC 65,87065.9k $1.2m $1.2m 0.18% Added +1.8k +1,760
30 Geneos Wealth Management Inc. 0.06% of their portfolio ENGLEWOOD, CO 61,11261.1k $1.1m $1.1m 0.06% Added +14.3k +14,272
31 Oxbow Advisors, LLC 0.17% of their portfolio Austin, TX 60,17660.2k $1.1m $1.1m 0.17% Added +9.6k +9,604
32 Csenge Advisory Group 0.07% of their portfolio CLEARWATER, FL 58,92458.9k $1.1m $1.1m 0.07% Reduced -10.4k -10,448
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 57,50157.5k $1.0m $1.0m 0.00% Reduced -4.6k -4,629
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.08% of their portfolio BIRMINGHAM, AL 55,02855.0k $994.9k $994.9k 0.08% Added +920 +920
35 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 52,43652.4k $948.0k $948.0k 0.05% Reduced -4.9k -4,863
36 Future Financial Wealth Managment LLC 0.87% of their portfolio CINCINNATI, OH 45,93445.9k $830.5k $830.5k 0.87% Added +6.0k +6,000
37 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 45,37945.4k $820.5k $820.5k 0.01% Reduced -3.2k -3,154
38 MARINO, STRAM & ASSOCIATES LLC 0.22% of their portfolio BRAINTREE, MA 43,38043.4k $784.3k $784.3k 0.22% Unchanged
39 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 43,06443.1k $778.6k $778.6k 0.05% Reduced -2.6k -2,650
40 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 42,21142.2k $763.2k $763.2k 0.01% Added +2.8k +2,800
41 NFSG Corp 0.37% of their portfolio BOCA RATON, FL 41,55441.6k $751.3k $751.3k 0.37% Added +2.5k +2,501
42 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 40,84240.8k $738.4k $738.4k 0.00% Added +14.4k +14,400
43 Moloney Securities Asset Management, LLC 0.13% of their portfolio MANCHESTER, MO 40,45140.5k $731.4k $731.4k 0.13% Reduced -16.6k -16,624
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 37,32737.3k $674.9k $674.9k 0.00% Added +500 +500
45 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 34,41934.4k $622.3k $622.3k 0.01% Reduced -983 -983
46 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 33,46933.5k $605.0k $605.0k 0.00% Added +526 +526
47 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 32,52732.5k $588.1k $588.1k 0.01% Reduced -1.4k -1,353
48 Heartwood Wealth Advisors LLC 0.08% of their portfolio RICHMOND, VA 31,00031.0k $560.5k $560.5k 0.08% Unchanged
49 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 29,11329.1k $526.0k $526.0k 0.03% Reduced -1.4k -1,433
50 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 28,40528.4k $513.6k $513.6k 0.00% Added +10.5k +10,525
51 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 27,69427.7k $504.9k $504.9k 0.03% Reduced -843 -843
52 NWF Advisory Services Inc. 0.12% of their portfolio Los Angeles, CA 27,50027.5k $497.2k $497.2k 0.12% Unchanged
53 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.03% of their portfolio RICHMOND, VA 26,12526.1k $472.3k $472.3k 0.03% Added +700 +700
54 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 25,78325.8k $466.1k $466.1k 0.01% Added +412 +412
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,24525.2k $456.4k $456.4k 0.00% Reduced -1.9k -1,942
56 Endowment Wealth Management, Inc. 0.39% of their portfolio APPLETON, WI 23,70723.7k $428.6k $428.6k 0.39% Added +961 +961
57 Laidlaw Wealth Management LLC 0.08% of their portfolio NEW YORK CITY, NY 23,53023.5k $425.4k $425.4k 0.08% New
58 BTS Asset Management, Inc. 0.21% of their portfolio Lincoln, MA 23,25323.3k $420.4k $420.4k 0.21% Added +1.1k +1,076
59 Atlas Private Wealth Advisors 0.07% of their portfolio RED BANK, NJ 20,28020.3k $366.7k $366.7k 0.07% Added +9.3k +9,280
60 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,08120.1k $363.1k $363.1k 0.00% New
61 Pinnacle Wealth Planning Services, Inc. 0.06% of their portfolio MANSFIELD, OH 19,30019.3k $348.9k $348.9k 0.06% Unchanged
62 OARSMAN CAPITAL, INC. 0.15% of their portfolio MILWAUKEE, WI 18,54218.5k $335.2k $335.2k 0.15% Reduced -672 -672
63 Aveo Capital Partners, LLC 0.04% of their portfolio ENGLEWOOD, CO 18,27018.3k $330.3k $330.3k 0.04% Reduced -385 -385
64 PFG Advisors 0.03% of their portfolio Phoenix, AZ 18,25418.3k $330.0k $330.0k 0.03% Added +725 +725
65 Garden State Investment Advisory Services LLC 0.14% of their portfolio Red Bank, NJ 18,10318.1k $327.3k $327.3k 0.14% Added +360 +360
66 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,11417.1k $309.4k $309.4k 0.00% New
67 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 17,10117.1k $309.2k $309.2k 0.03% Added +91 +91
68 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 16,73116.7k $302.5k $302.5k 0.02% Added +243 +243
69 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 16,66416.7k $301.3k $301.3k 0.01% New
70 TFG Advisers LLC 0.13% of their portfolio Auburn Hills, MI 16,38816.4k $296.3k $296.3k 0.13% Reduced -215 -215
71 Orange Investment Advisors, Inc. 0.04% of their portfolio GOSHEN, NY 15,70415.7k $283.9k $283.9k 0.04% Unchanged
72 ADELL HARRIMAN & CARPENTER INC 0.03% of their portfolio HOUSTON, TX 14,65014.7k $265.9k $265.9k 0.03% New
73 HUB Investment Partners, LLC 0.04% of their portfolio AUSTIN, TX 14,13314.1k $255.5k $255.5k 0.04% Added +147 +147
74 QP WEALTH MANAGEMENT, LLC 0.40% of their portfolio BOCA RATON, FL 14,00314.0k $253.2k $253.2k 0.40% Added +440 +440
75 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,83013.8k $250.0k $250.0k 0.00% Added +3.1k +3,111
76 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 12,82212.8k $230.0k $230.0k 0.00% Added +110 +110
77 Boxwood Ventures, Inc. 0.43% of their portfolio CHICAGO, IL 12,44912.4k $225.0k $225.0k 0.43% Added +324 +324
78 Hexagon Capital Partners LLC 0.06% of their portfolio ROGERS, AR 12,29912.3k $222.4k $222.4k 0.06% Unchanged
79 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,91511.9k $215.4k $215.4k 0.00% Unchanged
80 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 11,79711.8k $213.3k $213.3k 0.00% Reduced -702 -702
81 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 11,75011.8k $212.4k $212.4k 0.00% Added +199 +199
82 Madrona Financial Services, LLC 0.09% of their portfolio EVERETT, WA 10,13510.1k $183.2k $183.2k 0.09% Unchanged
83 GPS Wealth Strategies Group, LLC 0.03% of their portfolio CENTENNIAL, CO 9,97110.0k $180.3k $180.3k 0.03% Added +46 +46
84 Retirement Group, LLC 0.06% of their portfolio SAN DIEGO, CA 7,3297.3k $132.5k $132.5k 0.06% Reduced -446 -446
85 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,3007.3k $132.0k $132.0k 0.00% Unchanged
86 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,5846.6k $119.0k $119.0k 0.01% Reduced -71 -71
87 Johnson Financial Group, Inc. 0.01% of their portfolio RACINE, WI 6,5606.6k $118.6k $118.6k 0.01% Reduced -52.5k -52,500
88 Glen Eagle Advisors, LLC 0.02% of their portfolio KINGSTON, NJ 5,2505.2k $94.9k $94.9k 0.02% Reduced -235 -235
89 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 4,1004.1k $74.0k $74.0k 0.00% Added +162 +162
90 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,7833.8k $68.4k $68.4k 0.00% Reduced -121 -121
91 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 3,4903.5k $63.1k $63.1k 0.01% New
92 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,8192.8k $51.0k $51.0k 0.00% Unchanged
93 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 2,8152.8k $50.9k $50.9k 0.00% Added +1.8k +1,815
94 WFA of San Diego, LLC 0.04% of their portfolio SAN DIEGO, CA 2,5252.5k $45.7k $45.7k 0.04% New
95 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,4502.5k $50.4k $50.4k 0.00% Added +1.2k +1,225
96 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,1432.1k $38.7k $38.7k 0.00% New
97 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,6771.7k $30.0k $30.0k 0.00% Unchanged
98 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 1,5001.5k $27.1k $27.1k 0.01% Unchanged
99 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 1,4481.4k $26.2k $26.2k 0.01% Unchanged
100 ELEVATION WEALTH PARTNERS, LLC 0.02% of their portfolio WALNUT CREEK, CA 1,3111.3k $23.7k $23.7k 0.02% Unchanged